BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 744
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          ASSEMBLY THIRD READING
          AB 744 (Torrico)
          As Amended  June 1, 2009
          Majority vote 

           TRANSPORTATION      12-1        APPROPRIATIONS      13-4        
           
           ------------------------------------------------------------------ 
          |Ayes:|Eng, Jeffries,            |Ayes:|De Leon, Ammiano, Charles  |
          |     |Blumenfield, Buchanan,    |     |Calderon, Davis, Fuentes,  |
          |     |Furutani, Galgiani,       |     |Hall, Miller,              |
          |     |Bonnie Lowenthal, Miller, |     |John A. Perez, Price,      |
          |     |Niello, John A. Perez,    |     |Skinner, Solorio,          |
          |     |Solorio, Torlakson        |     |Torlakson, Krekorian       |
          |     |                          |     |                           |
          |-----+--------------------------+-----+---------------------------|
          |Nays:|Conway                    |Nays:|Nielsen, Duvall, Harkey,   |
          |     |                          |     |Audra Strickland           |
          |     |                          |     |                           |
           ------------------------------------------------------------------ 
           SUMMARY  :  Authorizes the Bay Area Toll Authority (BATA) to  
          develop a Bay Area Express Lane Network (network).   
          Specifically,  this bill  :  

          1)Declares the intent of the Legislature to authorize BATA to  
            develop the network to provide the following objectives:  

             a)   Higher passenger throughput and reduced travel delays,  
               especially for those traveling by carpool, vanpool, or bus;

             b)   An efficient, effective, consistent, and seamless system  
               for network customers;

             c)   Benefits to travelers within each corridor commensurate  
               with the revenues collected in that corridor;

             d)   Expedited delivery of the network using a rapid delivery  
               approach that, to the greatest extent possible (recognizing  
               safety, operational, and environmental constraints) relies  
               on the existing highway right-of-way and minimizes  
               environmental impacts; and,

             e)   Use of network revenue to finance project development,  
               construction, other corridor improvements, operation, and  








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               maintenance of the network; also, use of network revenue to  
               provide transit capital and operations funding to improve  
               transit service in the corridor and provide other mobility  
               improvements to the network corridors.  

          2)Further declares the intent of the Legislature that:  

             a)   Network policies be developed by BATA in collaboration  
               with the California Department of Transportation  
               (Caltrans), Department of the California Highway Patrol  
               (CHP), and Bay Area congestion management agencies; 

             b)   BATA use a corridor-based structure to recognize commute  
               sheds and geographic communities of interest as the most  
               effective and user-responsive models for implementation of  
               the network;

             c)   Network corridor revenues be reinvested in the corridor,  
               based on corridor investment plans, to provide, for  
               example, additional capital improvements on the freeway and  
               parallel arterials, transit capital and operations to  
               improve public transit service in the corridor, and  
               enhanced operations and management of the corridor; and,

             d)   The network provides customers with an efficient,  
               easy-to-use system, including for example, consistent  
               geometric design and signage.  

          3)Authorizes BATA to use toll bridge revenues for the network,  
            under specified conditions and so long as BATA anticipates  
            that funding the network will not necessitate an increase in  
            the amount of bridge toll rates.  

          4)Authorizes BATA to pledge bridge toll revenues and other  
            income to acquire, construct, administer, and operate the  
            network if it determines that funding for the network is not  
            available on acceptable terms without the pledge and provided  
            it projects the additional obligations will not necessitate an  
            increase in bridge toll rates.  

          5)Authorizes, nonetheless, BATA to increase tolls if it is  
            necessary to do so to meet its obligations.

          6)Requires BATA to establish a Bay Area Express Lane Network  








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            Project Oversight Committee (committee) and prescribes its  
            membership to include representatives of BATA, Caltrans, and  
            CHP.  The committee will also include a representative of each  
            of the congestion management agencies within the geographic  
            jurisdiction of BATA's sister agency, the Metropolitan  
            Transportation Commission (MTC), that:

             a)   Has committed substantial funding to the development of  
               an express lane corridor;

             b)   Has adopted a policy in support of developing an express  
               lane; 

             c)   Is located in an express lane corridor; or, 

             d)   Has residents that comprise a significant share of the  
               potential travelers in the network.  

          7)Requires the committee to recommend a development plan, with  
            prescribed elements and policies for the network, and  
            prescribes the approval process to be followed by BATA;  
            requires the plan to be updated at least every four years.  

          8)Sets forth procedures and requirements for the establishment  
            of corridor working groups to be responsible for the  
            preparation of a project study report or equivalent project  
            initiation document and corridor investment plans.  The  
            corridor investment plans should provide consistency with the  
            overall network yet reflect the needs of individual corridors;  
            prescribe elements to be included in the corridor investment  
            plans, including an examination and detailed analysis of  
            equity considerations and the impact of the proposed network  
            segment on low-income travelers, transit riders, and  
            carpoolers; provides procedures to govern the approval process  
            of corridor investment plans by BATA.  

          9)Grants BATA broad authority to acquire, administer, and  
            operate an express lane network on state highways within the  
            geographic jurisdiction of MTC, to be funded from network  
            revenues, revenue bonds, and contributions and loans from  
            federal, state, or local agencies.  

          10)Authorizes BATA to impose a fee for use of the network, based  
            on a fee structure developed by BATA.  








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          11)Sets forth requirements BATA must adhere to in setting and  
            changing toll schedules, including providing public hearings.   


          12)Requires BATA to carry out the network in cooperation with  
            Caltrans and CHP and to ensure minimum specific levels of  
            service are maintained.  

          13)Continuously appropriates to Caltrans, for expenditures  
            related to the network, all amounts paid to it by BATA;  
            provides similar continuous appropriation authority for the  
            CHP.  

          14)Requires agreements between BATA, Caltrans, and the CHP and  
            requires the agreements to assign specific obligations,  
            responsibilities, and liabilities.  

          15)Directs all revenue generated by the network to be deposited  
            in BATA's Express Lane Network Account (account), created by  
            this bill, and prescribes eligible expenditures from the  
            account.  

          16) Prescribes allowable uses of "net corridor revenue," as  
            defined; allows BATA to reserve up to 5% of the net corridor  
            revenue as a reserve and directs all remaining net corridor  
            revenue to be distributed to corridors for expenditure  
            according to each corridor investment plan; also authorizes  
            BATA to disburse net corridor revenue to eligible recipients,  
            including congestion management agencies.  

          17)Vests BATA with the responsibility to control and maintain  
            the account.  

          18)Requires BATA to, within one year from the effective date of  
            this bill, assume all rights and obligations of the following  
            agencies with respect to their individual authorities to  
            construct and operate value-pricing, high-occupancy toll (HOT)  
            lanes:  

             a)   Sunol Smart Carpool Lane Joint Powers Authority;

             b)   Alameda County Congestion Management (ACCM) Agency; and,









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             c)   Santa Clara Valley Transportation Authority (VTA).  

          19)Grants BATA authority to issue bonds secured by network  
            revenues, with the stipulation that the state will not  
            authorize fee-based publicly or privately owned express lanes  
            or high-occupancy vehicle (HOV) lanes within the geographic  
            jurisdiction of the MTC, other than express lanes authorized  
            in the network.  




           EXISTING LAW:  

          20)Created MTC as the transportation planning, coordinating, and  
            financing agency for the nine-county San Francisco Bay Area  
            and prescribed its membership and responsibilities.  

          21)Created BATA, within MTC, to administer all tolls on the San  
            Francisco Bay Area's seven state-owned toll bridges and to  
            provide joint oversight of the toll bridge construction  
            program with Caltrans and the California Transportation  
            Commission, Caltrans owns and operates the state-owned  
            bridges.  

          22)Authorizes a joint powers authority (consisting of the ACCM  
            Agency, Alameda County Transportation Improvement Authority,  
            and VTA to conduct, administer, and operate a value-pricing  
            HOT lane program on the Sunol Grade on State Route 680 in  
            Alameda and Santa Clara Counties.  

          23)Authorizes the ACCM Agency to conduct, administer, and  
            operate a value-pricing HOT lane program on a corridor within  
            in Alameda County and VTA to operate a value-pricing HOT lane  
            program on any two corridors in its HOV lane system.  

          24)Authorizes the San Diego Association of Governments to  
            conduct, administer, and operate a value-pricing and transit  
            development program on no more than two corridors within San  
            Diego County.  Allows the HOV lanes to be used as HOT lanes.  

          25)Authorizes regional transportation agencies or Caltrans to  
            enter into an unlimited number of comprehensive development  
            lease agreement with public or private entities for  








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            transportation projects, under the following key conditions:  

             a)   Projects must be primarily designed achieve improved  
               mobility, improved operations or safety, and quantifiable  
               air quality benefits; 

             b)   At least 60 days prior to executing a final lease  
               agreement, the project sponsor (i.e., Caltrans or a  
               regional transportation agency) must submit the agreement  
               to the Legislature and to the Public Infrastructure  
               Advisory Committee for review;  

             c)   Prior to submitting a proposal, the project sponsor  
               would have to conduct a least one public hearing;

             d)   Existing non-toll or non-user-fee lanes cannot be  
               converted to toll lanes except that HOV lanes can be  
               converted to HOT for vehicles not otherwise meeting the  
               occupancy level requirements for those lanes; and, 

             e)   No lease agreements can be entered into after January 1,  
               2017.  

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee:

          26)The sponsor, MTC, estimates that the network will cost $7.6  
            billion to build, finance, and operate, and will generate  
            $13.7 billion in tolls over the next 25 years.  The $6.1  
            billion in net revenue over this period would be available to  
            finance additional improvements in the express lane corridors.  
             
          27)Significant additional costs to Caltrans for staff to  
            participate in the oversight committee and each of the  
            corridor working groups, which Caltrans estimates will total  
            15.  This bill does not establish deadlines for the work  
            products of these entities, but costs would probably be around  
            $1 million for two to three years and somewhat less after this  
            time.  Costs for CHP participation on the oversight committee  
            and working groups would probably be around one-half of  
            Caltrans' costs.  

          28)This bill continuously appropriates all moneys necessary for  
            BATA to reimburse the CHP and Caltrans for all costs related  








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            to the network program, pursuant to cooperative agreements.   
            Continuous appropriations are contrary to the general policy  
            of this committee.  MTC argues that this would be a continuous  
            appropriation of "local" funds, i.e., those generated through  
            tolls imposed by a regional body.  

           COMMENTS  :  AB 744 authorizes BATA to finance, construct, and  
          operate an 800-mile express lane network, involving conversion  
          of 500 miles of existing or fully funded HOV lanes to  
          congestion-priced express lanes.  The network is expected to  
          provide free-flowing traffic for carpools, buses, and toll  
          payers, using congestion pricing.  Tolls for non-carpools using  
          the express lanes will be collected electronically.  

          MTC estimates that the network will boost worker productivity by  
          $100 billion by reducing freeway delay and reduce CO2 by 10  
          million metric tons.  

          This bill is intended to create a framework for collaboration  
          and partnership in development of the network.  It establishes  
          BATA as the lead agency to plan, finance, and manage the HOT  
          network.  Expenditure plans will be developed from a "bottoms  
          up" process in each individual travel corridor, led by  
          congestion management agencies.  

          Although AB 744 represents a region-wide congestion pricing plan  
          that is bolder than most that have come before the Legislature,  
          it is not the first.  Congestion pricing HOT lanes have already  
          been approved by the Legislature in specific corridors in both  
          northern and southern California.  Furthermore, just last year  
          the Legislature passed congestion-pricing authorizations for  
          Riverside County and Los Angeles County, not to mention broad  
          authority for public-private partnerships passed already this  
          session.  

          According to the California Automobile Association (AAA) of  
          Northern California, writing in support of this bill, "Research  
          from the first HOT lane projects built in the late 1990s in  
          Southern California and the Houston area shows that the toll  
          lanes are used by motorists of all income levels on an as-needed  
          basis?HOT lanes in California and Texas also gained support  
          among motorists who didn't use them regularly because they were  
          seen as diverting more vehicles from the regular lanes.  To that  
          end, AAA of Northern California believes that a HOT lane network  








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          is supportable so long as there are parallel free existing lanes  
          for commuters and that toll revenue is used to improve the  
          corridor(s) in which it is collected."  

          Related legislation:  SB 4 X2 (Cogdill), Chapter 2, Statutes of  
          2009, grants broad authority for pubic-private partnerships for  
          transportation.  

          AB 798 (Nava) of 2009, would create the California  
          Transportation Financing Authority (CTFA) to provide for  
          increased construction of new capacity or improvements for  
          transportation systems through the issuance of revenue bonds.   
          That bill passed out of  Assembly Appropriations Committee and  
          is being sent to the Assembly Floor.  

          AB 2032 (Dutra), Chapter 418, Statutes of 2004, authorized HOT  
          lane programs in Alameda, San Diego, and Santa Clara Counties.  

          AB 574 (Torrico), Chapter 498, Statutes of 2007, struck the  
          sunset date on the authority to administer HOT lanes in these  
          three counties.  

           
          Analysis Prepared by  :   Janet Dawson / TRANS. / (916) 319-2093 





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