BILL ANALYSIS                                                                                                                                                                                                    







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            |Hearing Date:August 29, 2000   |            Bill No:SB 929|
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                    SENATE COMMITTEE ON BUSINESS AND PROFESSIONS
                            Senator Liz Figueroa, Chair

                        Bill No:        SB 929Author:Polanco
                   As Amended:August 24, 2000         Fiscal:Yes

            
            SUBJECT:  Optometrists; scope of practice
            
            SUMMARY:  Expands the scope of lawful practice for  
            optometrists by specifying additional diseases and  
            conditions that optometrists may treat (in particular  
            certain types of glaucoma) with specified medications,  
            and by specifying the extent of physician involvement  
            that is required under various circumstances.

            Existing law:

            1)Provides for the licensing and regulation of  
              optometrists by the Board of Optometry (Board), and  
              specifies the scope of practice that an optometrist  
              may lawfully perform;

            2)Provides that licensed optometrists who meet  
              additional training requirements can be certified to  
              use therapeutic pharmaceutical agents (TPA or TPA  
              certified).

            3)Establishes a TPA Advisory Committee within the  
              Board, and specifies its membership and role.

            4)Specifies that a TPA certified optometrist may  
              lawfully treat a limited range of disorders of the  
              eye with a limited number of specified medications.

            This bill:













            1)Revises the definition of the practice of optometry  
              by specifying that it includes the diagnosis,  
              treatment, management and prevention of certain  
              disorders and dysfunctions of the visual system.

            2)Expands the conditions that a TPA certified  
              optometrist is lawfully authorized to diagnose and  
              treat, and expands the treatments that these  
              optometrists may use in connection with the expanded  
              scope of practice.  Specifically, the bill allows  
              optometrists to treat:

            - infections of limited portions of the anterior  
              segment and adnexa, for patients other than those  
              with AIDS,

            - ocular allergies of the anterior segment and adnexa,

            - ocular inflammation that is nonsurgical in cause,  
              and that results from traumatic iritis, peripheral  
              corneal inflammatory keratitis, episcleritis, and  
              (for patients over age 18) unilateral nonrecurrent  
              nongranulomatous ideopathic iritis, provided that if  
              the latter condition recurs within one year, the  
              patient shall be referred to an opthalmologist, and  
              provided that opthalmological consultations occur in  
              certain cases,

            - ocular pain associated with conditions that  
              optometrists may lawfully treat, other than pain  
              related to a surgical procedure,

            - primary open angle glaucoma in patients over 18  
              years old, provided that the optometrist is  
              certified as provided by the bill.

            3)Expands the list of medications that TPA certified  
              optometrists may use, including:

            - topical steroid antiallergy agents, subject to  
              specific requirements governing mandatory  
              consultation and referral of patients to an  












              opthalmologist,

            - topical steroid antiinflammatories, subject to  
              disease-specific requirements governing mandatory  
              consultation and referral to an opthalmologist,

            - topical antiglaucoma agents, provided that the  
              optometrist is certified to treat glaucoma, and  
              subject to specified limitations,

            - nonprescription medications used for the rational  
              treatment of an ocular disease that is within the  
              scope of the optometrists practice,

            - oral antihistamines, subject to specific  
              requirements governing mandatory consultation and  
              referral of patients to an opthalmologist,

            - prescription oral nonsteroidal antiinflammatory  
              agents, subject to a mandatory referral to an  
              opthalmologist if the condition has not resolved  
              within 3 days,

            - specified oral antibiotics, limited to specified  
              regions of the eye, disease-specific, and subject to  
              specific requirements governing mandatory  
              consultation and referral of patients to an  
              opthalmologist,

            - topical antiviral medication and oral acyclovir for  
              the treatment of specified diseases, subject to  
              disease specific requirements governing mandatory  
              consultation and referral of patients to an  
              opthalmologist,

            - oral analgesics that are not controlled substances,

            - codeine and hydrocodone with compounds specified in  
              the Controlled Substances Act, subject to a  
              mandatory referral to an opthalmologist if the pain  
              has not resolved within 3 days.

            4)Establishes record-keeping responsibilities for  












              optometrists in cases that involve consultation and  
              referral to an opthalmologist, and provides that the  
              opthalmologist shall have access to those records.

            5)Permits TPA certified optometrists to perform  
              specified diagnostic tests, excluding techniques  
              that would constitute surgery.

            6)Expands the authorization for TPA certified  
              optometrists to remove foreign bodies from the  
              cornea, provided that the foreign bodies are  
              nonperforating, no deeper than the anterior stroma,  
              and the removal does not involve surgical  
              techniques.

            7)Authorizes the Board to certify a TPA certified  
              optometrist to perform lacrimal irrigation and  
              dilation of patients over age 12, subject to  
              specified limitations, only after the optometrist  
              has completed at least 10 of these procedures under  
              the direct supervision of an opthalmologist.

            8)Prohibits optometrists from performing injections,  
              except auto-injectors to counter anaphylaxis.

            9)Authorizes the Board to certify TPA certified  
              optometrists to treat primary open angle glaucoma in  
              patients over 18 years old, provided the optometrist  
              has successfully completed specified educational  
              requirements and has provided treatment for at least  
              2 years to at least 50 patients in a collaborative  
              relationship with an opthalmologist.

            10)Requires TPA certified optometrists to complete 35  
              hours of continuing education (out of a total  
              requirement of 50 hours every 2 years) in specified  
              disciplines relevant to the certification.

            11)Makes conforming changes to the Controlled  
              Substances Act to reflect the new prescribing  
              authority established by the bill.

            12)Clarifies the scope of practice of assistants who  












              work for both optometrists and opthalmologists.

            13)Expresses the intent of the Legislature that the  
              expansion of the scope of practice for optometrists  
              proposed by the bill not be amended prior to January  
              1, 2009, and that no legislation be introduced to  
              that end until January 1, 2008.

            FISCAL EFFECT:  Minor absorbable costs to the Board of  
            Optometry.

            COMMENTS:
            
            1.Purpose.  According to the author, this bill is  
              sponsored by the California Optometric Association  
              (COA) to expand the scope of optometric practice to  
              include additional conditions and additional means  
              of treatment.  The language in the bill is the  
              product of extensive and detailed negotiations with  
              the California Academy of Opthalmology (CAO).  The  
              goal of these negotiations, which resulted in an  
              agreement between COA and CAO (which is neutral on  
              the bill), was to resolve medical/scientific issues  
              via discussions between practicing and academic  
              professionals.  In many ways, this proposal is a  
              product of leaving science to the scientists (and  
              then codifying the results).  

            2.California's Optometric Scope Of Practice Is Now,  
              And Will Remain Under The Terms Of The Bill, One Of  
              The Narrowest In The Country.  According to the  
              sponsors, current California law limits what  
              optometrists can do more than any other state.  U.C.  
              Berkeley's optometry school, one of the pre-eminent  
              optometry schools in the country, trains its  
              graduates to perform far broader services than they  
              can perform in California so that these graduates  
              will be qualified to practice in other states.  In  
              fact, many graduates who would prefer to remain in  
              California opt to establish their practice elsewhere  
              precisely because of the limitations of California  
              law.













            The California Academy of Opthalmologists has  
              acknowledged that the bill, while expanding  
              optometric scope of practice in significant ways,  
              keeps California's law among the narrowest.  For  
              example, 45 other states allow optometrists to treat  
              glaucoma to some extent,  and every one of those 45  
              states allows a broader scope than is being proposed  
              by SB 929  .  50 other states/territories already  
              allow use of topical steroids; 39 allow use of oral  
              steroids.  SB 929 proposes to make California the  
              51st to authorize topical steroids; it continues to  
              prohibit use of oral steroids by optometrists.   
              Similar comparisons can be made as to other  
              expansions proposed by the bill.  

            3.Optometrists Argue That Safe And Effective Practice  
              In Other States Proves the Bill's Expansion Is  
              Reasonable.  Sponsors argue that there is nothing in  
              the bill that optometrists are not presently being  
              adequately trained to perform.  They argue that  
              optometrists are proving in the laboratory of the  
              real world that they can safely perform everything  
              authorized by this bill.  Because optometrists have  
              successfully practiced everything proposed by the  
              bill in other states for some time, and because  
              there is no evidence that even hints at risk or harm  
              to patients, they argue that opposition arguments  
              suggesting patient risk are misplaced.  Vision  
              Service Plan (VSP), which also supports the bill,  
              states that its national experience establishes that  
              optometrists can provide safe, effective service to  
              patients under the terms of the bill.  VSP believes  
              that its 9 million California members will have "a  
              greater array of treatment options and reduce  
              unnecessary referrals and duplicative office  
              visits."

            4.Late Assembly Amendments Narrow The Bill.  In the  
              Assembly Appropriations Committee, the bill was  
              amended to eliminate the establishment of a  
              Multi-Disciplinary Committee.  This Committee would  
              have been authorized to expand the treatment and  
              diagnostic options available to optometrists without  












              amending the statute.  As a result of opposition by  
              certain physicians and the California Medical  
              Association (CMA), the provision was removed, and  
              therefore the Legislature would retain authority  
              over the diseases and conditions, as well as the  
              treatments, that are within optometrists scope of  
              practice.

            5.Patient Advocates And Consumer Groups Support The  
              Bill.  A range of patient advocate groups and  
              consumer organizations (listed at the end of this  
              analysis) argue that the bill will provide better  
              access to necessary health care services for  
              underserved populations, especially low-income and  
              uninsured patients.  

            6.CMA Objects To Expanding Prescribing Authority For  
              Antibiotics.  The CMA is concerned about the  
              over-prescription of many drugs, especially  
              antibiotics.  It fears that the bill will only  
              exacerbate an existing problem of bacterial  
              resistance to antibiotics.  It also is concerned  
              that a patient's optometrist and physician may both  
              be prescribing antibiotics unaware that the other is  
              also prescribing antibiotics.

            7.CMA Fears Liability Issues.  The bill provides for  
              detailed co-management of many of the diseases that  
              optometrists would be authorized to treat.   
              Depending on the disease, there are specific  
              mandatory consultation and referral requirements.   
              The CMA suggests that physicians may be saddled with  
              liability where a "bad result" is referred to them,  
              and has requested some sort of exemption from  
              liability.  
            
            SUPPORT AND OPPOSITION:
            
            Support:California Optometric Association (sponsor)
                   Vision Service Plan (VSP)
                   Congress of California Seniors
                   State Board of Optometry
                   Advisory Council to Area 1 Agency on Aging  












                    (Humboldt and Del Norte Counties)
                   Consumer Federation of California
                   California Primary Care Association
                   American Public Health Association
                   Southern California Public Health Association
                   Engineers and Scientists of California, Local  
                    20
                   Consumers First
                   Western Center on Law and Poverty
                   Community Blind Center
                   Numerous individual opthalmologists
                   Numerous individual optometrists
                   Numerous individuals

             Opposition:California Medical Association
                      Numerous individual opthalmologists

            Consultant:Mark Rakich
                                                                  SB 929
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