BILL ANALYSIS SB 1089 Page 1 Date of Hearing: July 8, 1997 Counsel: Jerome McGuire ASSEMBLY COMMITTEE ON PUBLIC SAFETY Robert M. Hertzberg, Chair SB 1089 (Lockyer) - As Amended: July 2, 1997 2/3 vote. Urgency SUMMARY : Expands prison drug treatment programs and modifies the current California Rehabilitation Center (CRC) commitment statutes. Specifically, this bill : 1) States legislative findings that substance abuse is a root cause of crime, but that effective drug treatment with the therapeutic community model can greatly reduce crime and recidivism. 2) Requires the Department of Corrections (CDC) to do the following: a) Expand by 4,000 the number of beds authorized in prisons and community correctional facilities before January 1, 2002, and at least 1,000 beds by July 1, 2001, for drug treatment based on the therapeutic community model. b) Establish certification criteria for secure public or private substance abuse treatment facilities, as specified. 3) Allows the CDC to do the following: a) Use treatment protocols other than the therapeutic community if they are shown to be effective. b) Allows CDC to seek or accept a bid from a single bidder, as an exemption to the prohibition in the Public Contract Code, for the first 1,600 treatment beds. 4) Requires CDC to screen inmates for substance abuse treatment pursuant to specified factors, including appropriate custody and classification levels, prior drug program participation, but no violent crimes nor sex crimes against children. 5) Requires CDC to establish criteria for certification of secure private or public community correctional facilities; and requires CDC to contract with such a facility for at least 1,000 beds by July 1, 2001. 6) Provides that a community correctional facility may not exceed the inmate's maximum sentence, and provides for up to six-months' aftercare as a condition of parole. 7) Provides that CDC shall report to the Joint Committee on Prison Construction and Operations, as specified, on the SB 1089 Page 2 operation of the new programs. 8) Requires CDC to provide training and technical assistance to institution, parole and provider staff, and further requires that provider treatment staff shall be certified, consistent with standards for addiction counselors developed by the University of California. 9) Changes the existing Narcotic Addicts Commitment and Treatment program in the Welfare and Institutions Code, as specified, including: a) A judge in a superior court may , rather than shall , suspend a prison commitment of an addict. b) Directs the court to consider factors similar to those in the new substance abuse programs. c) Allows the court to place addicts in the treatment programs created by this bill, not only the California Rehabilitation Center (CRC). 10) Requires the CDC to expand the number of beds in the CRC civil addict intensive substance abuse treatment program by an additional 3,000 beds by January 1, 2002, and requires CDC to evaluate and report on the CRC programs, as specified. EXISTING LAW : 1) Provides that the CDC Director is vested with the supervision, management and control of state prisons, and is responsible for the care, custody, treatment, training, discipline and employment of persons confined in those prisons. The Director may prescribe rules and regulations for the administration of the prisons. (Penal Code Sections 5054 and 5058.) 2) Provides that any person who is convicted of an offense punishable by state imprisonment may be diverted to a diagnostic facility of the CDC for examination and treatment of addiction as part of his or her sentence. Similarly, the law requires the court to order the examination for treatment of any convicted defendant, or individual whose probation has been revoked, if it appears that he or she is or may become addicted to narcotics, for purposes of determining the propriety of commitment to the CRC. (Welfare and Institutions Code Section 3051; Penal Code Section 1203.03.) 3) Includes the Substance Abuse Community Correctional Treatment Act, which is intended to establish substance abuse community correctional centers and programs to be operated locally in order to implement state-of-the-art rehabilitation programs commensurate with public safety considerations. (Penal Code Sections 6240-6247.) COMMENTS : SB 1089 Page 3 1) Author's Statement . "By the year 2003, the state prison system will be housing over 210,000 inmates. If it's business as usual, taxpayers will spend an extra $2.5 billion to build 6 new prisons and almost $1 billion more for annual operating costs. "Together with Senator Rainey, we have a package of legislation before you that offers a rational alternative that saves taxpayer dollars and protects public safety. "Effective drug treatment is a key element in our prison reform strategy. The research shows that 77% of males and 83% of females in state prison had a history of substance abuse. Getting them off drugs means less crime and less spending of prisons. Only 16% of the treated inmates returned to prison for new crimes they committed; the no treatment control group had a return rate of 65%. "Over 70 percent of the state's prisoners have a history of substance abuse. The failure to provide effective drug treatment while inmates are in prison jeopardizes public safety when they are released and increases recidivism. Research has proven that intensive drug treatment programs can reduce recidivism by more than 50%. By investing additional resources to expand existing programs that work, recidivism can be reduced. This could avoid the need for 8,000 beds by the year 2002-2003. The Legislative Analyst's Office estimates that this investment will save $280 million in one time prison construction costs and $90 million in annual operating costs. "There is overwhelming evidence that drug treatment works. We need to do more. Currently, we have 400 slots for in-prison therapeutic drug treatment programs proven to be effective. With the opening of the California Substance Abuse Treatment Facility at Corcoran II prison, we will have about 2,000 slots. Even with that increase, we are still only meeting about 2% of the need - 98% of the inmates who need drug treatment aren't getting it. "AB 1089 would phase in 8,000 new drug treatment slots over the next five years. This investment will save $280 million in one-time prison construction costs and $490 million in annual operating costs. California has a large number of therapeutic community programs and can easily meet the challenge of this expansion." 2) Cost of and Funding for the Bill . According to the author's office, the cost of the programs called for in this bill is $10 million. As part of its deliberation on the 1997-1998 budget, the Budget Conference Committee has approved $10 million for the implementation of the bill. 3) Explanation of Therapeutic Community Treatment Programs . Most simply described, the therapeutic community treatment model involves peer education and peer pressure by fellow addicts and trained counselors so that addicts re-learn their approach SB 1089 Page 4 to every-day problems. The emphasis is on socialization, as opposed to a medical approach. Addicts learn together how to survive and prosper without drugs. One of the best known programs is the New York-based Phoenix House, which has 2,000 patients in 16 residential facilities in New York, California and New Jersey, and 700 inmate/patients in New York. Delancey Street, in San Francisco, is another successful community-based treatment facility. a) Total Immersion - Peer and Staff Resocialization . In a typical therapeutic community program, drug abusers/addicts are completely immersed in a comprehensive 18- to 24-month regimen, built around the philosophy that the addict, not the drug, is the primary problem. Drug abuse is a symptom of underlying personal and psychological problems. The therapeutic community treatment strategy aims to transform the addicts destructive patterns of thinking and behavior. In contrast, psychiatric models hold that addiction is a discrete "disease," apart from related emotional/personality problems. In other words, the medical model may only reach the symptoms, not the root cause, of drug abuse. b) Therapeutic Community . The community, not simply an individual therapist or doctor, treats the addict. Peers and staff members, many of whom may be graduates of the program, serve as role models and advisers. Each member reinforces the rules and goals of the community. Each member of the community must work, learning responsibility, discipline and the ability to accept supervision and authority. These skills are essential in the workplace. Residents earn awards and benefits - including increased responsibility and some independence - with progress through the program. Failure to meet rules and expectations will result in the least desired chores and assignments. c) Outcome and Data . After some time in the program, a resident will generally realize that being an addict provided an identity and structure to his or her life. Work and family cannot compete with the world of addiction. If he or she is successful in the program, he or she learns to build a new life. The program is difficult, as many addicts cannot imagine coping in life without drugs. However, those who successfully complete an 18- or 24-month program have an excellent chance to remain drug and prison free thereafter. Among graduates of Phoenix House, 90% are still working and law abiding, and 70% are completely drug free seven years after treatment. The Los Angeles Times , April 25, 1997; The June 12, 1996, "Report to the Prison Reform Conference Committee", City Journal , Summer 1995; and interviews with Mimi Silbert, Executive Director, Delancey Street.) 4) Legislative Analysts Office's (LAO) Analysis of the Current Civil Addict Program (CRC) . The LAO's 1997-1998 Budget Report analysis of the CDC civil addict program (D79-87) is summarized: The program provides drug treatment to convicted SB 1089 Page 5 defendants who are civilly committed to a CDC facility, usually CRC. Such commitments are made when the judge has suspended criminal proceedings after determining that the defendant is an addict or in imminent danger of becoming an addict. Certain defendants are excluded from consideration. In January, 1997, CDC held 2,600 civil addicts. The LAO had, four years ago, recommended that the CRC and related programs be abandoned, as success rates were low and the program was unfocused. Drug abuse and trafficking were serious problems at CRC. Sixty-three percent of the people released from CRC were returned to prison. Reforms have since been implemented at CRC such that LAO does not currently recommend its abolition. The current recidivism rate is about 50%. It is important to note, however, that CRC has slowly begun the use of the therapeutic community model. The LAO appears to attribute much of the CRC improvement to the use of the therapeutic community program. The LAO analysis notes that commitments to CRC are down sharply since 1994. The Three Strikes Law, which prohibits commitments to CRC for defendants subject to the law, and denial of conduct credits for those committed to CRC may be largely responsible for the decline in CRC population. (With the denial of credits, fewer defendants are requesting or urging the court to commit them to CRC.) 5) LAO Recommends Increased Prison and Prison/Alternative Drug Treatment . The LAO is concerned that the decrease in the number of defendants committed to CRC will result in more recidivism by inmates whose criminality stems largely from drug use. The state would then bear the direct costs of crime and the indirect costs of prosecution and incarceration. The LAO also noted that CDC has opened a therapeutic community treatment program at Corcoran State Prison. LAO recommends that the effectiveness of the Corcoran program be closely studied. Overall, LAO strongly recommends that drug treatment programs be expanded. 6) Cross-Reference in this Bill to SB 295 - Proposed New Penal Code Section 19.3 . This bill contains restrictions on the transfer of inmates to the public or private substance abuse treatment programs which the CDC will designate in the bill. For example, no person who has ever been convicted of a violent felony may be transferred to those programs. Nor may the person have been convicted of "any felony listed in subdivision (e) of Section 19.3" of the Penal Code . Currently, there is no such section of the Penal Code. However, SB 295 (Rainey and Lockyer), which is viewed by the authors as paired with this bill, does propose a new Penal Code Section 19.3. SB 295 is set for hearing in this committee today. SB 1089 Page 6 At some point, it may be appropriate to either add the identical proposed new Penal Code Section 19.3 to this bill or to make the bills contingent upon each other. That amendment may not be necessary at this time, although it would appear that anyone reading this bill may otherwise be confused by the cross-reference to Penal Code Section 19.3. 7) Additional Related Legislation . AB 875 (Takasugi) currently in the Senate Appropriations Committee modifies the community correctional center statutes and adds new authorization for the CDC Director to "contract for the establishment and operation of community correctional facilities that offer programs for the treatment of addiction to alcohol or controlled substances based on the therapeutic community model, only if the cost per inmate of operating the facilities will be less than the cost per inmate of incarcerating inmates in a state correctional facility." 8) Opposition . The Department of Corrections is opposed to Senate Bill 1089, requiring a rapid expansion of substance abuse treatment programs for state prison inmates. The therapeutic community model of substance abuse treatment is currently provided in three small-scale programs. Evaluations of these limited programs have shown that when coupled with community-based aftercare upon parole, the parole revocation rates of program participants are strikingly low when compared to other parolees. A major expansion (1,500 beds) of the programs will occur shortly as the Department activates the California Substance Abuse Treatment Facility at Corcoran in September, 1997. "SB 1089 requires the Department to expand the therapeutic community substance abuse treatment program by an additional 8,000 beds during the next five fiscal years. While the Department's commitment to provide effective substance abuse treatment programs is evident by the impending activation at Corcoran, it would not be programmatically or fiscally prudent to rapidly expand this program prior to an evaluation to ensure that the treatment model, when operated in this larger scale, continues to result in lower parole revocation rates." REGISTERED SUPPORT/OPPOSITION : Support California Alliance for the Mentally Ill California Healthcare Association California Therapeutic Communities, Inc. California Peace Officers Association California Police Chiefs Association San Bernardino County Sheriff Alameda County Sheriff Opposition Department of Corrections SB 1089 Page 7 Analysis prepared by : Jerome McGuire / apubs / (916) 445-3268