BILL ANALYSIS                                                                                                                                                                                                    



                                                          SB 1089  
                                                         Page 1

Date of Hearing:  July 8, 1997
Counsel:          Jerome McGuire


                ASSEMBLY COMMITTEE ON PUBLIC SAFETY
                    Robert M. Hertzberg, Chair

           SB 1089 (Lockyer) - As Amended:  July 2, 1997


2/3 vote.  Urgency

  SUMMARY  :  Expands prison drug treatment programs and modifies the  
current California Rehabilitation Center (CRC) commitment  
statutes.  Specifically,  this bill  :

 1)  States legislative findings that substance abuse is a root  
cause of crime, but that effective drug treatment with the  
therapeutic community model can greatly reduce crime and  
recidivism. 

 2) Requires the Department of Corrections (CDC) to do the  
    following: 
 
    a) Expand by 4,000 the number of beds authorized in prisons  
       and community correctional facilities before January 1,  
       2002, and at least 1,000 beds by July 1, 2001, for drug  
       treatment based on the therapeutic community model.

    b) Establish certification criteria for secure public or  
       private substance abuse treatment facilities, as specified.

 3) Allows the CDC to do the following: 

    a) Use treatment protocols other than the therapeutic  
       community if they are shown to be effective.

    b) Allows CDC to seek or accept a bid from a single bidder, as  
       an exemption to the prohibition in the Public Contract  
       Code, for the first 1,600 treatment beds.

 4) Requires CDC to screen inmates for substance abuse treatment  
    pursuant to specified factors, including appropriate custody  
    and classification levels, prior drug program participation,  
    but no violent crimes nor sex crimes against children.
 5) Requires CDC to establish criteria for certification of secure  
    private or public community correctional facilities; and  
    requires CDC to contract with such a facility for at least  
    1,000 beds by July 1, 2001.

 6) Provides that a community correctional facility may not exceed  
    the inmate's maximum sentence, and provides for up to  
    six-months' aftercare as a condition of parole.

 7) Provides that CDC shall report to the Joint Committee on  
    Prison Construction and Operations, as specified, on the  







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    operation of the new 
programs.                                                
     
 8) Requires CDC to provide training and technical assistance to  
    institution, parole and provider staff, and further requires  
    that provider treatment staff shall be certified, consistent  
    with standards for addiction counselors developed by the  
    University of California.
 
 9) Changes the existing Narcotic Addicts Commitment and Treatment  
    program in the Welfare and Institutions Code, as specified,  
    including: 

    a) A judge in a superior court  may  , rather than  shall  , suspend  
       a prison commitment of an addict.
    
    b) Directs the court to consider factors similar to those in  
       the new substance abuse programs.

    c) Allows the court to place addicts in the treatment programs  
       created by this bill, not only the California  
       Rehabilitation Center (CRC). 

10) Requires the CDC to expand the number of beds in the CRC civil  
    addict intensive substance abuse treatment program by an  
    additional 3,000 beds by January 1, 2002, and requires CDC to  
    evaluate and report on the CRC programs, as specified.

  EXISTING LAW  : 

 1) Provides that the CDC Director is vested with the supervision,  
    management and control of state prisons, and is responsible  
    for the care, custody, treatment, training, discipline and  
    employment of persons confined in those prisons.  The Director  
    may prescribe rules and regulations for the administration of  
    the prisons.  (Penal Code Sections 5054 and 5058.) 
 
 2) Provides that any person who is convicted of an offense  
    punishable by state imprisonment may be diverted to a  
    diagnostic facility of the CDC for examination and treatment  
    of addiction as part of his or her sentence.  Similarly, the  
    law requires the court to order the examination for treatment  
    of any convicted defendant, or individual whose probation has  
    been revoked, if it appears that he or she is or may become  
    addicted to narcotics, for purposes of determining the  
    propriety of commitment to the CRC. (Welfare and Institutions  
    Code Section 3051; Penal Code Section 1203.03.)  

 3) Includes the Substance Abuse Community Correctional Treatment  
    Act, which is intended to establish substance abuse community  
    correctional centers and programs to be operated locally in  
    order to implement state-of-the-art rehabilitation programs  
    commensurate with public safety considerations.  (Penal Code  
    Sections 6240-6247.) 

  COMMENTS  :  







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 1)   Author's Statement .  "By the year 2003, the state prison  
system will be housing over 210,000 inmates.  If it's business as  
usual, taxpayers will spend an extra $2.5 billion to build 6 new  
prisons and almost $1 billion more for annual operating costs. 

    "Together with Senator Rainey, we have a package of  
    legislation before you that offers a rational alternative that  
    saves taxpayer dollars and protects public safety.

    "Effective drug treatment is a key element in our prison  
    reform strategy.  The research shows that 77% of males and 83%  
    of females in state prison had a history of substance abuse.   
    Getting them off drugs means less crime and less spending of  
    prisons.  Only 16% of the treated inmates returned to prison  
    for new crimes they committed; the no treatment control group  
    had a return rate of 65%.

     "Over 70 percent of the state's prisoners have a history of  
substance abuse.  The failure to provide effective drug treatment  
while inmates are in prison jeopardizes public safety when they  
are released and      increases recidivism.  Research has proven  
that intensive drug treatment programs can reduce recidivism by  
more than 50%.  By investing additional      resources to expand  
existing programs that work, recidivism can be reduced.  This  
could avoid the need for 8,000 beds by the year 2002-2003. The  
Legislative Analyst's Office estimates that this investment will  
save $280 million in one time prison construction costs and $90  
million in annual operating costs. 
 
    "There is overwhelming evidence that drug treatment works.  We  
    need to do more.  Currently, we have 400 slots for in-prison  
    therapeutic drug treatment programs proven to be effective.   
    With the opening of the California Substance Abuse Treatment  
    Facility at Corcoran II prison, we will have about 2,000  
    slots.  Even with that increase, we are still only meeting  
    about 2% of the need - 98% of the inmates who need drug  
    treatment aren't getting it.

    "AB 1089 would phase in 8,000 new drug treatment slots over  
    the next five years.  This investment will save $280 million  
    in one-time prison construction costs and $490 million in  
    annual operating costs.  California has a large number of  
    therapeutic community programs and can easily meet the  
    challenge of this expansion."  

 2)  Cost of and Funding for the Bill  .  According to the author's  
    office, the cost of the programs called for in this bill is  
    $10 million.  As part of its deliberation on the 1997-1998  
    budget, the Budget Conference Committee has approved $10  
    million for the implementation of the bill.

 3)  Explanation of Therapeutic Community Treatment Programs  .  Most  
    simply described, the therapeutic community treatment model  
    involves peer education and peer pressure by fellow addicts  
    and trained counselors so that addicts re-learn their approach  







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    to every-day problems.  The emphasis is on socialization, as  
    opposed to a medical approach.  Addicts learn together how to  
    survive and prosper without drugs.  One of the best known  
    programs is the New York-based Phoenix House, which has 2,000  
    patients in 16 residential facilities in New York, California  
    and New Jersey, and 700 inmate/patients in New York.  Delancey  
    Street, in San Francisco, is another successful  
    community-based treatment facility.     

    a)  Total Immersion - Peer and Staff Resocialization  .  In a  
       typical therapeutic community program, drug abusers/addicts  
       are completely immersed in a comprehensive 18- to 24-month  
       regimen, built around the philosophy that the addict, not  
       the drug, is the primary problem.  Drug abuse is a symptom  
       of underlying personal and psychological problems.  The  
       therapeutic community treatment strategy aims to transform  
       the addicts destructive patterns of thinking and behavior.   
       In contrast, psychiatric models hold that addiction is a  
       discrete "disease," apart from related  
       emotional/personality problems.  In 
other words, the medical model may only reach the symptoms, not  
the root cause, of drug abuse.  

    b)   Therapeutic Community  .  The community, not simply an  
    individual therapist or doctor, treats the addict.  Peers and  
    staff members, many of whom may be graduates of the program,  
    serve as role models and advisers.  Each member reinforces the  
    rules and goals of the community.  Each member of the  
    community must work, learning responsibility, discipline and  
    the ability to accept supervision and authority.  These skills  
    are essential in the workplace.  Residents earn awards and  
    benefits - including increased responsibility and some  
    independence - with progress through the program.  Failure to  
    meet rules and expectations will result in the least desired  
    chores and assignments.

    c)   Outcome and Data  .  After some time in the program, a  
    resident will generally realize that being an addict provided  
    an identity and structure to his or her life.  Work and family  
    cannot compete with the world of addiction.  If he or she is  
    successful in the program, he or she learns to build a new  
    life.  The program is difficult, as many addicts cannot  
    imagine coping in life without drugs.  However, those who  
    successfully complete an 18- or 24-month program have an  
    excellent chance to remain drug and prison free thereafter.   
    Among graduates of Phoenix House, 90% are still working and  
    law abiding, and 70% are completely drug free seven years  
    after treatment.  The  Los Angeles Times  , April 25, 1997; The  
    June 12, 1996, "Report to the Prison Reform Conference  
    Committee",  City Journal  , Summer 1995; and interviews with  
    Mimi Silbert, Executive Director, Delancey Street.)

 4)  Legislative Analysts Office's (LAO) Analysis of the Current  
    Civil Addict   Program (CRC)  .  The LAO's 1997-1998 Budget Report  
    analysis of the CDC civil addict program (D79-87) is  
    summarized:  The program provides drug treatment to convicted  







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    defendants who are civilly committed to a CDC facility,  
    usually CRC.  Such commitments are made when the judge has  
    suspended criminal proceedings after determining that the  
    defendant is an addict or in imminent danger of becoming an  
    addict.  Certain defendants are excluded from consideration.   
    In January, 1997, CDC held 2,600 civil addicts. 

    The LAO had, four years ago, recommended that the CRC and  
    related programs be abandoned, as success rates were low and  
    the program was unfocused.  Drug abuse and trafficking were  
    serious problems at CRC.  Sixty-three percent of the people  
    released from CRC were returned to prison.

    Reforms have since been implemented at CRC such that LAO does  
    not currently recommend its abolition.  The current recidivism  
    rate is about 50%.  It is important to note, however, that CRC  
    has slowly begun the use of the therapeutic community model.   
    The LAO appears to attribute much of the CRC improvement to  
    the use of the therapeutic community program.
    
    The LAO analysis notes that commitments to CRC are down  
    sharply since 1994.  The Three Strikes Law, which prohibits  
    commitments to CRC for defendants subject to the law, and  
    denial of conduct credits for those committed to CRC may be  
    largely responsible for the decline in CRC population.  (With  
    the denial of credits, fewer defendants are requesting or  
    urging the court to commit them to CRC.) 

 5)  LAO Recommends Increased Prison and Prison/Alternative Drug  
    Treatment  .
    The LAO is concerned that the decrease in the number of  
    defendants committed to CRC will result in more recidivism by  
    inmates whose criminality stems largely from drug use.  The  
    state would then bear the direct costs of crime and the  
    indirect costs of prosecution and incarceration.

    The LAO also noted that CDC has opened a therapeutic community  
    treatment program at Corcoran State Prison.  LAO recommends  
    that the effectiveness of the Corcoran program be closely  
    studied.  Overall, LAO strongly recommends that drug treatment  
    programs be expanded.  

 6)  Cross-Reference in this Bill to SB 295 - Proposed New Penal  
    Code Section   19.3  .  This bill contains restrictions on the  
    transfer of inmates to the public or private substance abuse  
    treatment programs which the CDC will designate in the bill.   
    For example, no person who has ever been convicted of a  
    violent felony may be transferred to those programs.   Nor   may  
    the person have been convicted of "any felony listed in  
    subdivision   (e) of Section 19.3" of the Penal Code  . 
 
    Currently, there is no such section of the Penal Code.   
    However, SB 295 (Rainey and Lockyer), which is viewed by the  
    authors as paired with this bill, does propose a new Penal  
    Code Section 19.3.  SB 295 is set for hearing in this  
    committee today.







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    At some point, it may be appropriate to either add the  
    identical proposed new Penal Code Section 19.3 to this bill or  
    to make the bills contingent upon each other.  That amendment  
    may not be necessary at this time, although it would appear  
    that anyone reading this bill may otherwise be confused by the  
    cross-reference to Penal Code Section 19.3. 
 
 7)   Additional Related Legislation  .  AB 875 (Takasugi) currently  
in the Senate Appropriations Committee modifies the community  
correctional center statutes and adds new authorization for the  
CDC Director to "contract for the establishment and operation of  
community correctional facilities that offer programs for the  
treatment of addiction to alcohol or controlled substances based  
on the therapeutic community model, only if the cost per inmate of  
operating the facilities will be less than the cost per inmate of  
incarcerating inmates in a state correctional facility."   

 8)   Opposition  .  The Department of Corrections is opposed to  
Senate Bill 1089, requiring a rapid expansion of substance abuse  
treatment programs for state prison inmates.  The therapeutic  
community model of substance abuse treatment is currently provided  
in three small-scale programs. Evaluations of these limited  
programs have shown that when coupled with community-based  
aftercare upon parole, the parole revocation rates of program  
participants are strikingly low when compared to other parolees.   
A major expansion (1,500 beds) of the programs will occur shortly  
as the Department activates the California Substance Abuse  
Treatment Facility at Corcoran in September, 1997.

     "SB 1089 requires the Department to expand the therapeutic  
community substance abuse treatment program by an additional 8,000  
beds during the next five fiscal years.  While the Department's  
commitment to provide effective substance abuse treatment programs  
is evident by the impending activation at Corcoran, it would not  
be programmatically or fiscally prudent to rapidly expand this  
program prior to an evaluation to ensure 
that the treatment model, when operated in this larger scale,  
continues to result in lower parole revocation rates."

  REGISTERED SUPPORT/OPPOSITION  :

  Support  

California Alliance for the Mentally Ill 
California Healthcare Association 
California Therapeutic Communities, Inc. 
California Peace Officers Association 
California Police Chiefs Association 
San Bernardino County Sheriff
Alameda County Sheriff
 
  Opposition  

Department of Corrections








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  Analysis prepared by  :  Jerome McGuire / apubs / (916) 445-3268