BILL ANALYSIS                                                                                                                                                                                                    




                                                                      AB 2512
                                                                     Page 1

Date of Hearing:  April 23, 1996

                    ASSEMBLY COMMITTEE ON HIGHER EDUCATION
                            Brooks Firestone, Chair

                 AB 2512 (Speier) - As Amended:  April 8, 1996

 SUBJECT:  False Claims Actions: University of California

 SUMMARY:  Authorizes the University of California to prosecute fraud under the  
provisions of the California False Claims Act.  Specifically,  this bill:

1)  Defines the University of California (UC) as a political subdivision under  
    the California False Claims Act (CFCA).

2)  Authorizes the General Counsel of UC to intervene in an action brought by  
    the Attorney General or investigate and bring action, as a prosecuting  
    authority under the provisions of the CFCA Act, if the claims involve UC  
    funds.

 FISCAL EFFECT:  Unknown

 EXISTING LAW:  

1)  Authorizes the Attorney General to investigate, and bring a civil action  
    for, false claims made against the state or a political subdivision  
    (defined as the county counsel, city attorney or other authorities charged  
    with conducting civil actions for the political subdivision) if any  
    portion of the money, property, or services issued from or was provided by  
    the state, and authorizes a prosecuting authority of a political  
    subdivision to intervene in the action, or investigate and bring an  
    action, if the claim involves funds of the political subdivision. 

2)  Provides that the Attorney General is not authorized to represent the  
    Regents of the University of California.

3)  Authorizes UC to employ legal counsel to represent them in legal matters.

4)  Provides that under the California Constitution, UC is a public trust  
    administered by the Regents of the University of California.

 BACKGROUND:  

1)  The CFCA imposed liability, treble damages, and statutory penalties on any  
    person who knowingly presents to the state or specified political  
    subdivisions a false claim for payment, or engages in other fraudulent  
    activity.  In addition, the CFCA created an incentive for reporting fraud  
    by establishing a provision (called qui tam) that permits any person with  
    information about a violation to bring a suit on behalf of the state or  
    political subdivision, and receive a percentage of any recovery.

2)  According to UC, the CFCA does not explicitly include claims involving 
fraud against the University.  Because UC is afforded constitutional autonomy  










                                                                      AB 2512
                                                                     Page 2

by Article IX, Section 9 of the California Constitution, it is not included in  
the definition of political subdivisions for the purposes of the CFCA, and all  
University funds do not originate from the state, it is unclear whether the  
CFCA applies to UC.  In addition, UC points out that no court has decided  
whether UC claims are included as fraud against the state for the purposes of  
the CFCA.  Furthermore, Section 12511 of the Government Code explicitly states  
that the Attorney General is not authorized to represent the Regents, and the  
Attorney General is given sole responsibility for investigating and  
prosecuting all CFCA claims involving state funds.

 ARGUMENTS IN SUPPORT:  The University would have a powerful tool to remedy  
fraud, and consequently protect UC funds form misappropriation, without any  
increase in personnel or administrative costs.

 ARGUMENTS IN OPPOSITION:  Prosecuting false claims involving the University  
has never been tested.  No court has decided whether the University claims are  
included as fraud against the state for the purposes of the CFCA.  False  
claims against University may be covered under the CFCA.  Once a decision has  
been made, in which a claim has been prosecuted and thrown-out, then UC should  
pursue this legislative proposal.

 REGISTERED SUPPORT / OPPOSITION:

 Support

University of California (Sponsor)

 Opposition

None


 Analysis prepared by:  K. Wess Larson / ahed / 324-4655