BILL ANALYSIS                                                                                                                                                                                                    






               SENATE JUDICIARY COMMITTEE              A
                   Charles M. Calderon, Chairman       B
                    1995-96 Regular Session
                                                       1
                                                       7
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AB 1721
Assemblymember Ducheny
As amended on July 7, 1996
Hearing Date:  July 9, 1996
Education
JK

                       STUDENT RECORDS
                     SUBPOENA AND NOTICE

                          HISTORY

Source:  San Diego Community College District

Related Pending Legislation:  SB 1821 (Marks)

Prior Vote: Assembly Higher Education: 6 - 0 
          Assembly Appropriations: 17 - 0
          Assembly Floor: 74 - 0
          Senate Education Committee: 7 - 0

                          KEY ISSUE

 SHOULD A SCHOOL DISTRICT OR COMMUNITY COLLEGE DISTRICT BE  
ABLE TO FURNISH STUDENT INFORMATION PURSUANT TO A LAWFULLY  
ISSUED SUBPOENA?

                          PURPOSE

The purpose of this bill is to authorize districts to  
furnish student information pursuant to a subpoena in order  
to conform California law to federal law.

1.  Existing law allows a school district or a community  
college district to furnish information concerning a  
student in compliance with a court order.  (Sections 49077  
and 76244 of the Education Code)  Such entities shall make  
a reasonable effort to notify the parent and the pupil in  




AB 1721 (Ducheny)
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advance of such compliance if lawfully possible within the  
requirements of the judicial order. ( Id.)

The Family Educational Rights and Privacy Act of 1974  
provides that student records may be furnished in  
compliance with a judicial order, or pursuant to any  
lawfully issued subpoena, upon condition that parents and  
the student are notified of all such orders or subpoenas in  
advance of the compliance therewith by the educational  
institution or agency.  (20 U.S.C. Section 1232g(b)(2))

 This bill allows a school district or a community college  
district to furnish information concerning a student in  
compliance with a lawfully issued subpoena.
                              

                          COMMENT

 Should a school district or community college district be  
able to furnish student information pursuant to a lawfully  
issued subpoena?

The author argues that by allowing a district to furnish  
information pursuant to a lawfully issued subpoena, it will  
simply conform California law to federal law.
Supporters of this measure argue that the question of  
whether Californiaos school and community college districts  
may respond to attorney issued subpoenas for student  
records, or whether they may only provide such information  
in response to a court order has unnecessarily plagued  
Californiaos schools, colleges and attorneys for several  
decades now.

Sections 49060 and 76200 of the Education Code provide in  
pertinent part the following:

  o It is the intent of the Legislature to resolve  
  potential conflicts between California law and the  
  provisions of Public Law 93-380 (Education  
  Amendments of 1974; 20 U.S.C.A. 1232g) regarding  
  parental access to, and the confidentiality of,  
  pupil records in order to insure the continuance  
  of federal education funds to public educational  
  institutions with the state and to revise the  
  generally and update the law relating to such  
  records.o




AB 1721 (Ducheny)
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Although the apparent intent of the Legislature is to  
conform state law to federal law, there is a plausible  
argument that California law should remain as is.  A court  
order, which is more tenuous to obtain, is also more likely  
to be protective of student records than a subpoena.  

However, a subpoena also provides certain protections to a  
student that a court order does not.  Under existing law, a  
person who serves a subpoena duces tecum to seek the  
production of "personal records" of a "consumer" which are  
maintained by a "witness" must give notice to the affected  
consumer by delivering a copy of the subpoena, the  
affidavit supporting the issuance of the subpoena, and a  
specified notice to the consumer. (Civil Procedure Code  
Section 1985.3)

This rule applies to the subpoenaing of a person's  
"personal records" from the person's physician . . . .or a  
private or public preschool, elementary school, or  
 secondary school.  (Section 1985.3(a))

Any consumer whose personal records are sought by a  
subpoena duces tecum may seek to quash or modify it by a  
motion filed with the court prior to the date specified for  
production on the subpoena. (Section 1985.3(g))

Therefore, this bill would provide that a student would  
receive notice regardless if the records were sought to be  
obtained either thru a court order or a subpoena.  However,  
with a subpoena the student would have the opportunity to  
quash the motion if he or she felt as if his or her privacy  
interests were being violated.

   SB 1821

This committee passed SB 1821 (Marks) which provided for  
the following:

Under existing law, any consumer whose personal records are  
sought by a subpoena duces tecum may seek to quash or  
modify it by a motion filed with the court prior to the  
date specified for production on the subpoena. 

SB 1821 would limit the applicability of this rule to a  
consumer who is a party to the civil action in which the  




AB 1721 (Ducheny)
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subpoena duces tecum is being served.  

For non-party consumers whose personal records are the  
subject of a subpoena duces tecum, the bill would authorize  
these other consumers to serve on the requesting party and  
witness a written objection to the subpoena duces tecum  
which states the specific grounds on which production of  
the personal records should be prohibited.  Upon the  
service of  a written objection, a witness is not required  
to produce the person's personal records except pursuant to  
a court order or an agreement of all parties to the  
subpoena.  

The party issuing the subpoena may bring a motion to  
enforce the                                  subpoena  
within 20 days of service of the non-party's written  
objection.  The motion must be accompanied by a declaration  
which showing a reasonable and good faith attempt to reach  
an informal resolution of the dispute between the  
requesting party and the consumer.


 Support: San Diego Community College District; Atkinson,  
       Andelson, Loya, Ruud, & Romo

Opposition: None known

Prior Legislation: None known
                              
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