BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                     SB 614


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          SENATE THIRD READING


          SB  
          614 (Leno)


          As Amended  August 31, 2015


          Majority vote


          SENATE VOTE:  40-0


           ------------------------------------------------------------------ 
          |Committee       |Votes|Ayes                  |Noes                |
          |                |     |                      |                    |
          |                |     |                      |                    |
          |                |     |                      |                    |
          |----------------+-----+----------------------+--------------------|
          |Health          |18-0 |Bonta, Maienschein,   |                    |
          |                |     |Bonilla, Burke,       |                    |
          |                |     |Chávez, Chiu, Gomez,  |                    |
          |                |     |Gonzalez, Roger       |                    |
          |                |     |Hernández, Lackey,    |                    |
          |                |     |Nazarian, Patterson,  |                    |
          |                |     |Rodriguez, Santiago,  |                    |
          |                |     |Steinorth, Thurmond,  |                    |
          |                |     |Waldron, Wood         |                    |
          |                |     |                      |                    |
          |----------------+-----+----------------------+--------------------|
          |Appropriations  |12-0 |Gomez, Bloom, Bonta,  |                    |
          |                |     |Calderon, Nazarian,   |                    |
          |                |     |Eggman, Eduardo       |                    |
          |                |     |Garcia, Holden,       |                    |
          |                |     |Quirk, Rendon, Weber, |                    |
          |                |     |Wood                  |                    |








                                                                     SB 614


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          SUMMARY:  Requires the Department of Health Care Services (DHCS)  
          to establish a program for certifying peer and family support  
          specialists (PFSS) and to collaborate with interested  
          stakeholders and allows DHCS to seek any federal waivers or  
          state plan amendments to implement the certification program.   
          Specifically, this bill:  


          1)Requires DHCS to establish a peer, parent, transition-age, and  
            family support specialist (peer support specialist)  
            certification program by July 1, 2017, that must do the  
            following: 
             a)   Establish a certifying body, either within DHCS, through  
               contract, or through an interagency agreement, to provide  
               for the certification of peer, parent, and family support  
               specialists;
             b)   Provide for a statewide certification for each of the  
               following categories of peer support specialists, as  
               contained in federal guidance issued by the Centers for  
               Medicare and Medicaid Services (CMS):


               i)     Adult peer support specialists, who may serve  
                 individuals across the lifespan;
               ii)    Transition-age youth peer support specialists;


               iii)   Family peer support specialists; and, 



               iv)    Parent peer support specialists.










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             c)   Utilizes best practice materials published by the  
               federal Substance abuse and Mental Health Services  
               Administration, the federal Department of Veterans Affairs,  
               and related notable experts in the field as a basis for  
               development of best practices. 


             d)   Determine the range of responsibilities, practice  
               guidelines, and curriculum and core competencies for each  
               category of peer support specialist, including curriculum  
               that may be offered in areas of specialization, such as  
               older adults, veterans, family support, forensics, whole  
               health, juvenile justice, youth in foster care, sexual  
               orientation, gender identity, and any other areas of  
               specialization identified by DHCS; 


             e)   Specify training requirements and continuing education  
               requirements for certification;


             f)   Determine clinical supervision requirements for  
               certified personnel that require, at a minimum, certified  
               personnel to work under the direction of a mental health  
               rehabilitation specialist or substance use disorder  
               professional;


             g)   Establish a code of ethics;


             h)   Determine the process for certification renewal and  
               revocation; and,


             i)   Determine a process for allowing existing personnel  
               employed in the peer support field to obtain certification  
               under this article, at their option.








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          2)Establishes minimum requirements to be certified as an adult  
            peer support specialists, a transition-age youth peer support  
            specialist, a family peer support specialist, or a parent peer  
            support specialist.
          3)Specifies that peer support specialists are not qualified or  
            authorized to diagnose an illness, prescribe medication, or  
            provide clinical services.


          4)Requires full federal financial participation (FFP) and all  
            necessary federal approvals to be obtained before the  
            provisions of this bill are enacted.


          5)Authorizes DHCS to utilize Mental Health Services Act (MHSA)  
            funds and any designated Workforce Education and Training  
            Program resources to develop and administer the peer, parent,  
            and family support specialist certification program. 


          6)Authorizes MHSA funding to serve as the state's share of  
            funding for purposes of claiming FFP.


          7)Requires DHCS to adopt regulations by July 1, 2019.  Requires,  
            if regulations have not been adopted, beginning six months  
            after the effective date of this article, DHCS must provide  
            semiannual status reports to the Legislature until regulations  
            have been adopted.


          8)Permits DHCS to establish a certification fee schedule and  
            require remittance of fees for the purpose of supporting DHCS  
            activities associated with the ongoing state administration of  
            the peer support specialist's certification program. 










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          FISCAL EFFECT:  According to the Assembly Appropriations  
          Committee, approximately $1.5 million in administrative staff  
          costs for the first year of implementation, and conservatively  
          in the range of $1 million ongoing for DHCS state staff costs  
          for investigation, discipline, and contract oversight.   
          Implementation of this bill is contingent on federal approval  
          and FFP.  Fees authorized could potentially support the entire  
          program if other funding was not made available, or could offset  
          some of the state costs.  Additional costs include contract  
          costs, likely in the hundreds of thousands of dollars and  
          uncertain increase in total Medi-Cal spending for peer support  
          services.  


          COMMENTS:  According to the author this bill provides California  
          the opportunity to receive new federal Medicaid funds, expand  
          our behavioral health workforce, and include evidence-based PFSS  
          services into our comprehensive health and behavioral health  
          care system.  A PFSS is a person who uses lived experience from  
          mental illness plus skills learned in formal trainings, coupled  
          with a certification process, to provide guidance in a  
          behavioral health care setting to promote mind-body recovery and  
          resiliency.  Quantitative, independently assessed research  
          findings support the efficacy of a PFSS.  Peer support services  
          help people navigate systems of care, remove barriers to  
          recovery, stay engaged in the recovery process, and live full  
          lives.


          More than 30 states have implemented a certification process  
          under their Medicaid programs.  The author argues that  
          California would benefit from enactment, for we presently have  
          no standard definition of training or certification process and  
          could be obtaining a 50% federal match for services, which are  
          currently supported by local funds.  DHCS has included the PFSS  
          as a workforce expansion strategy in the recent 1115 Waiver  
          Renewal "Medi-Cal 2020", which it submitted to CMS on March 27,  
          2015.  The author concludes that this bill can be the vehicle  
          for this specific purpose.








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          The sponsor of this bill, the County Behavioral Health Directors  
          Association (CBHDA), states in support of this bill that peer  
          providers who use their lived experience with mental illness and  
          recovery, coupled with skills learned through formal training,  
          are valuable additions to service delivery in behavioral health  
          settings.  CBHDA states that this bill will offer training and  
          certification for peers, parents, and family support specialists  
          and enable California to receive federal funds for this purpose.  
          


          Supporters of this bill, including the California Coalition for  
          Mental Health, Children Now, Disability Rights California, and  
          Western Center on Law & Poverty, write that the state's  
          underutilization of the PFSS at a time when the Medi-Cal program  
          has been expanded and the health care system needs to ensure  
          that the appropriate workforce meets demand, including  
          culturally and linguistically appropriate care.  Supporters cite  
          research that the PFSS helps clients hone life functioning  
          skills, alleviate depression and other symptoms, enhance  
          clients' advocacy and navigation abilities, reduce  
          hospitalizations, and improve client satisfaction.  Supporters  
          further cite the lack of statewide training and supervision  
          standards for the PFSS and state that CMS, the United States  
          Department of Veteran's Affairs, and more than 30 states have  
          already recognized the importance and value of PFSS  
          certification.


          The Health Committee notes that multiple letters of concern have  
          been submitted stating that in order to ensure underserved  
          communities receive equitable services that are culturally and  
          linguistically appropriate, language for this bill should be  
          considered that would simply allow counties to utilize  
          "Community Health Workers" in lieu of "Peer Support Specialists"  
          when appropriate to serve racial, ethnic, and cultural  
          communities.








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          The California Consortium of Addiction Professionals (CCAPP)  
          states in opposition to this bill that the regulatory framework  
          presented in this bill is not practical and that this bill lacks  
          standards of education, a code of ethics, a defined scope of  
          practice, among other things.  Additionally, CCAPP states with  
          concern that DHCS does not currently have licensing  
          responsibilities.




          Analysis Prepared by:                                             
                          Paula Villescaz / HEALTH / (916) 319-2097  FN:  
          0001727