BILL ANALYSIS Ó AB 56 Page 1 Date of Hearing: April 14, 2015 Counsel: Stella Choe ASSEMBLY COMMITTEE ON PUBLIC SAFETY Bill Quirk, Chair AB 56 (Quirk) - As Amended April 8, 2015 SUMMARY: Regulates the use of unmanned aircraft systems (UAS) by public agencies. Specifically, this bill : 1)Defines "UAS" as an unmanned aircraft and associated elements, including communication links and the components that control the unmanned aircraft, that are required for the pilot in command to operate safely and efficiently in the national airspace system. 2)Prohibits a public agency from using an UAS, or contracting for the use of an UAS, except as provided in the provisions of this bill. 3)States that a law enforcement agency may use an UAS over public lands, highways and spaces open to the public without a warrant. 4)Authorizes a law enforcement agency to use an UAS under 400 feet above ground level over private property if it has obtained consent from the property owner or a warrant based on probable cause. 5)Allows a law enforcement agency, without first obtaining a AB 56 Page 2 warrant or consent from the property owner over private property, to use an UAS in the following circumstances: a) In emergency situations if there is an imminent threat to life or of great bodily harm, including, but not limited to fires, hostage crises, "hot pursuit" situations if reasonably necessary to prevent harm to law enforcement officers or others; and search and rescue operations on land or water; b) To assess the necessity of first responders and process scenes in situations relating to traffic accidents; c) To document traffic collision and crime scenes; d) To inspect state parks and wilderness areas for illegal vegetation or fires regardless of permanent improvements or temporary human habitation; and, e) To determine the appropriate response to an imminent or existing environmental emergency or disaster, including, but not limited to, oils spills or chemical spills. 6)Allows a public agency, other than a law enforcement agency, to use an UAS, or contract for the use of an UAS, to achieve the core mission of the agency provided that the purpose is unrelated to the gathering of criminal intelligence. 7)States that a public agency that is not primarily a law enforcement agency, but that employs peace officers or performs functions related to criminal investigations, may use an UAS without obtaining a warrant to achieve the core mission of the agency, provided that the purpose is unrelated to the gathering of criminal intelligence, and that the images, footage, or data are not used for any purpose other than that for which it was collected. 8)Defines "criminal intelligence" as information compiled, analyzed, or disseminated in an effort to anticipate, prevent, monitor, or investigate criminal activity. 9)Requires reasonable notice to be provided by a public agency AB 56 Page 3 and a law enforcement agency prior to using an UAS, or contracting for the use of an UAS, as specified below: a) A public agency shall provide reasonable notice to the public that, at a minimum, consists of a one-time announcement regarding the agency's intent to deploy UAS technology and a description of the technology's capabilities to the public; and b) A law enforcement agency shall provide reasonable notice to the public or to the governing board, or the agency may create a set of guidelines that will be made available to the public, that at a minimum, consists of a one-time announcement regarding the agency's intent to deploy unmanned aircraft system technology, a description of the technology's capabilities, and what it will and will not be used for. 10)States that, except as permitted by the provisions in this bill, images, footage, or data obtained by a public agency, or any entity contracting with a public agency, over private property and pursuant to this bill shall not be disseminated to a law enforcement agency unless the law enforcement agency has obtained consent from the property owner or a warrant for the images, footage, or data based on probable cause, or the law enforcement agency would not have been required to obtain a warrant to collect the images, footage, or data itself as specified. 11)Allows a public agency that is not primarily a law enforcement agency, but that employs peace officers or performs functions related to criminal investigations, to disseminate images, footage, or data collected by the use of an UAS if the dissemination is to others within that agency. 12)Prohibits disseminating the images, footage, or data to entities outside the collecting public agency, unless one of the following circumstances applies: a) To another public agency if the images, footage, or data are related to the core mission of both public agencies involved in the sending or receiving of the images, AB 56 Page 4 footage, or data; b) To an entity outside the collecting public agency if the images, footage, or data are evidence in any claim filed or any pending litigation; or c) To a private entity if both of the following conditions are satisfied: i) The collecting public agency is not a law enforcement agency; and, ii) The images, footage, or data are related to the core function of the collecting public agency. 13) Allows a public agency to make available to the public images, footage, or data obtained by the public agency through the use of an UAS if both of the following conditions are satisfied: a) The images, footage, or data do not depict or describe any individual or group of individuals, or the activities of any individual or group of individuals whose identity or identities can be ascertained; and, b) The disclosure of the images, footage, or data is required to fulfill the public agency's statutory or mandatory obligations. 14)Prohibits, except as permitted by the provisions of this bill, public agencies from using images, footage, or data obtained by a public agency through the use of an UAS for any purpose other than that for which it was collected. 15)Requires images, footage, or data obtained through the use of an UAS to be permanently destroyed within one year, except in the following circumstances: a) For training purpose, as specified. b) For academic research or teaching purposes, as specified. AB 56 Page 5 c) For purposes of monitoring material assets owned by the public agency. d) For environmental, public works, or land use management or planning by the public agency. e) The images, footage or data are evidence currently being used, or anticipated to be used, in a criminal proceeding. 16)States, notwithstanding the above provision, a public agency may retain beyond one year images, footage, or data in the following circumstances: a) If a warrant authorized the collection of the images, footage, or data. b) If the images, footage, or data are evidence in any claim filed or any pending litigation or enforcement proceeding. 17)Prohibits a person, entity, or public agency from equipping or arming an UAS with a weapon or other device that may be carried by or launched from an UAS and that may cause bodily injury or death or damage to, or the destruction of, real or personal property, unless authorized by federal law. 18)Provides that all UAS shall be operated so as to minimize the collection of images, footage, or data of persons, places, or things not specified with particularity in the warrant authorizing the use of an unmanned aircraft system, or, if no warrant was obtained, for purposes unrelated to the justification for the operation. 19)States that none of the provisions in this bill are intended to conflict with or supersede federal law, including rules and regulations of the Federal Aviation Administration (FAA); and authorizes a local legislative body to adopt more restrictive policies on the acquisition or use of unmanned aircraft systems. 20)Prohibits a person, entity, or public agency from equipping AB 56 Page 6 or arming an UAS with a weapon or other device that may be carried by or launched from an UAS and that may cause bodily injury or death or damage to, or the destruction of, real or personal property. 21)Provides that surveillance restrictions on electronic devices shall also apply to UAS. 22)States that none of the provisions above are intended to conflict with or supersede federal law, including rules and regulations of the Federal Aviation Administration (FAA). 23)Provides that notwithstanding any other provision, images, footage or data obtained through the use of the unmanned aircraft system or any related record, including but not limited to, usage logs or logs that identify any person or entity that subsequently obtains or requests records of that system, are public records subject to disclosure. 24)Clarifies that nothing in this bill or any other law requires the disclosure of images, footage, or data obtained through the use of an UAS, or any related record that identify any person or entity that subsequently obtains or requests records of that system, to the extent that disclosure of the images, footage, data, or records would endanger the safety of a person involved in an investigation, or would endanger the successful completion of the investigation. EXISTING FEDERAL LAW: The Aviation Administration Modernization and Reform Act of 2012 provides for the integration of civil UAS, commonly known as drones, into the national airspace system by September 30, 2015. The Act requires the Administrator of the FAA to develop and implement operational and certification requirements for the operation of public UAS in the national airspace by December 31, 2015. (H.R. 658 2011-12, Section 332.) EXISTING STATE LAW: 1)States that a search warrant is an order in writing, in the name of the people, signed by a magistrate, directed to a peace officer, commanding him or her to search for a person or persons, a thing or things, or personal property, and, in the AB 56 Page 7 case of a thing or things or personal property, bring the same before the magistrate. (Pen. Code, § 1523.) 2)Permits a search warrant to be issued for any of the following grounds: a) When the property subject to search was stolen or embezzled; b) When property or things were used as the means to commit a felony; c) When the property or things are in the possession of any person with the intent to use them as a means of committing a public offense, or in the possession of another to whom he or she may have delivered them for the purpose of concealing them or preventing them from being discovered; d) When the property or things to be seized consist of any item or constitute any evidence that tends to show a felony has been committed, or tends to show that a particular person has committed a felony; e) When the property or things to be seized consist of evidence that tends to show that sexual exploitation of a child or possession of matter depicting sexual conduct of a person under the age of 18 years has occurred or is occurring; f) When there is a warrant to arrest a person; g) When a provider of electronic communication service or remote computing service has records or evidence, as specified, showing that property was stolen or embezzled constituting a misdemeanor, or that property or things are in the possession of any person with the intent to use them as a means of committing a misdemeanor public offense, or in the possession of another to whom he or she may have delivered them for the purpose of concealing them or preventing their discovery; h) When the property or things to be seized include an item AB 56 Page 8 or any evidence that tends to show a violation of a specified section of the Labor Code, or tends to show that a particular person has violated that section; i) When the property or things to be seized include a firearm or any other deadly weapon at the scene of, or at the premises occupied or under the control of the person arrested in connection with, a domestic violence incident involving a threat to human life or a physical assault as specified; j) When the property or things to be seized include a firearm or any other deadly weapon that is owned by, or in the possession of, or in the custody or control of, specified persons; aa) When the property or things to be seized include a firearm that is owned by, or in the possession of, or in the custody or control of, a person who is subject to the prohibitions regarding firearms, as specified, if a prohibited firearm is possessed, owned, in the custody of, or controlled by a person against whom a specified protective order has been issued, the person has been lawfully served with that order, and the person has failed to relinquish the firearm as required by law; bb) When the information to be received from the use of a tracking device constitutes evidence that tends to show that either a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code has been committed or is being committed, tends to show that a particular person has committed a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code, or is committing a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code, or will assist in locating an individual who has committed or is committing a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code; cc) When a sample of the blood of a person constitutes AB 56 Page 9 evidence that tends to show a violation of specified provisions in the Vehicle Code relating to driving under the influence offenses and the person from whom the sample is being sought has refused an officer's request to submit to, or has failed to complete, a blood test as specified; and, dd) Beginning January 1, 2016, the property or things to be seized are firearms or ammunition or both that are owned by, in the possession of, or in the custody or control of a person who is the subject of a gun violence restraining order, as specified. (Pen. Code, § 1524, subd. (a).) 3)Prohibits wiretapping or eavesdropping on confidential communications, which excludes communications made in public or in any circumstance that the parties may reasonably expect that the communication may be overheard or recorded. (Pen. Code, § 632, subd. (c).) 4)Provides that nothing in the sections prohibiting eavesdropping or wiretapping prohibits specified law enforcement officers or their assistants or deputies acting within the scope of his or her authority, from overhearing or recording any communication that they could lawfully overhear or record. (Pen. Code, § 633.) 5)California Public Records Act generally provides that access to information concerning the conduct of the people's business is a fundamental and necessary right of every person in this state. (Gov. Code, § 6250 et. seq.) 6)Provides that public records are open to inspection at all times during the office hours of the state or local agency and every person has a right to inspect any public record, except as provided. Any reasonably segregable portion of a record shall be available for inspection by any person requesting the record after deletion of the portions that are exempted by law. (Gov. Code, § 6253) FISCAL EFFECT: Unknown COMMENTS: AB 56 Page 10 1)Author's Statement: According to the author, "We live in a culture that is extremely sensitive to the idea of preventing unnecessary government intrusion into any facet of our lives. Drones, as with other technologies, can be of great asset to the state and improve public safety. For example, the California Military Department provided firefighters with aerial surveillance while battling the massive Rim Fire in 2013 along the foothills of the Sierra Nevada. This aerial surveillance allowed firefighters to tract the fire in real time, allowed commanders to move firefighters out of harm's way and reposition firefighters as the wind shifted the fire across the mountainside. However, privacy concerns are an issue that must be dealt with effectively if the public is to support the use of drones by their local law enforcement agencies. "In 2013, my local Sheriff attempted to purchase a drone and hide it from the public. When the public found out, the frustration, concern and backlash forced my sheriff to abandon his pursuit of the drone. While he eventually did succeed in purchasing a drone, this time he is working on an operations manual to inform the public on the guidelines his department will follow when deploying a drone. Though still being drafted, it will be made public. "AB 56 will establish a set of parameters for the use of drones in public and private spaces. It restricts the sharing of data between agencies (public and law enforcement) to prevent the roundabout tracking of individuals. Additionally, this bill will create accountability within the law enforcement community by requiring that they provide notice to their governing agency or public on what they intend to use (and not to use) drones for. This bill recognizes that drones can be a beneficial tool, but at the same time they can be abused without the proper oversight or guidance on their use." 2)Fourth Amendment Considerations: Technology and Warrantless Searches: Both the United States and the California constitutions guarantee the right of all persons to be secure from unreasonable searches and seizures. (U.S. Const., amend. IV; Cal. Const., art. 1, sec. 13.) This protection applies to AB 56 Page 11 all unreasonable government intrusions into legitimate expectations of privacy. (United States v. Chadwick (1977) 433 U.S. 1, 7, overruled on other grounds by California v. Acevedo (1991) 500 U.S. 565.) In general, a search is not valid unless it is conducted pursuant to a warrant. The mere reasonableness of a search, assessed in light of the surrounding circumstances, is not a substitute for the warrant required by the Constitution. (Arkansas v. Sanders (1979) 442 U.S. 753, 758, overruled on other grounds by California v. Acevedo, supra.) There are exceptions to the warrant requirement, but the burden of establishing an exception is on the party seeking one. (Arkansas v. Sanders (1979) 442 U.S. 753, 760, overruled on other grounds by California v. Acevedo, supra.) Courts have been confronted with questions of how evolving technology intersects with the Fourth Amendment. In Kyllo v. United States (2001) 533 U.S. 27, the U.S. Supreme Court considered whether the use of a thermal imager, which detects infrared radiation invisible to the naked eye, to determine whether the defendant was growing marijuana in his apartment, was a search in violation of the Fourth Amendment. The Court held that "[w]here, as here, the Government uses a device that is not in general public use, to explore details of the home that would previously have been unknowable without physical intrusion, the surveillance is a 'search' and is presumptively unreasonable without a warrant." (Id. at p. 40.) In United States v. Jones (2012) 132 S. Ct. 945, the Supreme Court was presented with a Fourth Amendment challenge to the use of a Global Positioning System (GPS) tracking device by law enforcement officers to monitor the movements of a suspected drug trafficker's vehicle over a period of 28 days. The Court held that the government's installation of the GPS device on the defendant's private property for the purpose of conducting surveillance constituted a "search" under the Fourth Amendment. GPS technology is intrusive because it "generates a precise, comprehensive, record of a person's public movements that reflects a wealth of detail about her familial, political, professional, religious, and sexual associations. The Government can store such records and efficiently mine them for information years into the future." AB 56 Page 12 (Id. at pp. 955-956.) Because technology is always evolving it is important to consider how new technology should be regulated in order to avoid governmental abuse. The Court's decisions in prior cases provide some guidance on how new technology may be evaluated within the framework of the Fourth Amendment's protections against unreasonable searches and seizures. As illustrated in Kyllo and Jones, even in a public space, the use of advanced technology to conduct surveillance without a warrant may be restricted by the Fourth Amendment. 3)Reasonable Notice Requirement: This bill requires a public agency to provide reasonable notice to the public before deploying UAS technology. The bill specifies that at minimum, reasonable notice requires the agency to provide a one-time announcement regarding the agency's intent to deploy UAS technology and a description of the technology's capabilities to the public. A law enforcement agency must provide reasonable notice to the public or to the governing board. Alternatively, the law enforcement agency may create a set of guidelines that will be made available to the public. The reasonable notice by a law enforcement agency must, at a minimum, consist of a one-time announcement regarding the agency's intent to deploy unmanned aircraft system technology, a description of the technology's capabilities, and what it will and will not be used for. The proposed use of UAS by law enforcement has been a divisive issue for some local jurisdictions. Public outcry against the unrestrained use of UAS by the government has led some counties to reconsider their use. In 2013, the sheriff of Alameda County attempted to request funding for UAS by the County Board of Supervisors. The sheriff pulled the item from consideration after public criticism. At the end of 2014, it was revealed that the Alameda County Sheriff went ahead and purchased the UAS using the department's own funds. Critics, including the American Civil Liberties Union, described the issue as "'a troubling example of law enforcement trying to acquire invasive and extremely unpopular surveillance technology in secret."' (Lee, Alameda County Sheriff Reveals that He's Bought 2 Drones, S.F. Gate (Dec. 3, 2014).) AB 56 Page 13 San Jose, after purchasing an UAS, was also met with a hostile response for not informing the public of the device either before or after its purchase. San Jose police issued a statement acknowledging that the department 'should have done a better job of communicating the purpose and acquisition of the (drone) to [the] community. The community should have the opportunity to provide feedback, ask questions, and express their concerns before we move forward with this project.' (Lee, Alameda County Sheriff Reveals that He's Bought 2 Drones, S.F. Gate (Dec. 3, 2014).) This bill requires reasonable notice to be provided to the public or the governing board, specifically requiring agencies to provide information on the technological capabilities of the UAS and the purpose of using the UAS. The bill does specifically require input from the public, however, providing notice will provide the public a chance evaluate the proposal. It may also trigger the public to reach out to members of their local legislative body to express concerns over the use of UAS. The local legislative body is expressly authorized under the provisions of this bill to adopt more restrictive policies on the acquisition or use of unmanned aircraft systems. 4)Weaponized UAS: UAS devices have the capability of being armed with weapons, lethal and nonlethal. The United States has used armed UAS to target militants in military operations abroad. (Christopher Drew, Drones Are Weapons of Choice in Fighting Qaeda, New York Times (Mar. 17, 2009).) Domestically, there has been a push by some law enforcement agencies to arm UAS to fire rubber bullets and tear gas. (See Drones over US to get weaponized - so far, non-lethally, RT.com (May 24, 2012).) This bill would prohibit the equipping or arming of an UAS with a weapon or other launchable device that may cause injury, death, or property damage. 5)Argument in Support: None submitted. 6)Argument in Opposition: According to the American Civil Liberties Union of California, "As amended, AB 56 would grant AB 56 Page 14 unprecedented and unconstitutional surveillance powers to the state. For example, by allowing unlimited use of a drone over all public lands, highways, and spaces open to the public, law enforcement would be able to track anyone, including by following them around any time they are in public, which would appear to include all commercial areas open to the general public, without any judicial oversight or cause to suspect wrongdoing. Additionally, AB 56 would authorize warrantless surveillance of activities protected by the First Amendment, such as protest rallies, which has led to documented abuses by law enforcement. Law enforcement should not be authorized to perform such wide-ranging surveillance without a warrant supported by probable cause. "By creating a categorical warrant exception for any law enforcement use of drones over public lands, AB 56 implies there is no expectation of privacy from being surveilled by a drone so long as the drone is over a public area - even for people in their bedrooms. As amended, the bill appears to allow law enforcement officers to look into upper story windows without a warrant being provided that the drone is over a public street. The right to privacy in personal areas should not be lost simply because the drone is over public land. This kind of invasive spying authorized by AB 56 is not consistent with reasonable expectations of privacy and appears to be in violations of both article 1 § 1 of the California Constitution and the Fourth Amendment to the US Constitution. . . . "We also note that the public-notice provision of Section 14351 is so negligible as to be irrelevant. Drones present a fundamentally new and intrusive threat to privacy that should be subject to initial controls and ongoing oversight by elected officials following a full assessment of the privacy impacts and informed public input before money is sought for their purchase of their use is authorized. The ACLU of California conducted a comprehensive assessment of surveillance technology and issued a report outlining essential processes and minimum standards for local adoption of drones and other intrusive devices. (Making Smart Decisions About Surveillance: A Guide for Communities.) AB AB 56 Page 15 56 falls far short of the minimum requirements and approvals that should be in place before police are permitted to use drones. In addition, the bill omits any requirement for public notice and input prior to the use of drones that are borrowed from another police department or other agency." 7)Related Legislation: SB 262 (Galgiani) would authorize a law enforcement agency to use UAS if the use of the UAS complies with protections against unreasonable searches guaranteed by the United States Constitution and the California Constitution, federal law applicable to the use of an unmanned aircraft system, a law enforcement agency, state law applicable to a law enforcement agency's use of surveillance technology that can be attached to an UAS. SB 262 is pending hearing by the Senate Committee on Public Safety. 8)Prior Legislation: a) AB 1327 (Gorell), of the 2013 to 2014 Legislative Session, would have regulated the use of UAS by public agencies and the dissemination and use of any images, data and footage obtained by those systems. AB 1327 was vetoed. b) SB 15 (Padilla), of the 2013-2014 Legislative Session, would have required law enforcement to get a warrant for drone use if it implicated a legitimate expectation of privacy. Would have limited drone use by public agencies to within the scope of the agencies authority and prevented public agencies from providing drone information to law enforcement without a warrant. Would have directed public agencies to destroy drone information after one year except as specified. SB 15 was held in this Committee. REGISTERED SUPPORT / OPPOSITION: Support None Opposition AB 56 Page 16 American Civil Liberties Union of California Analysis Prepared by: Stella Choe / PUB. S. / (916) 319-3744