BILL ANALYSIS ------------------------------------------------------------ |SENATE RULES COMMITTEE | SB 1399| |Office of Senate Floor Analyses | | |1020 N Street, Suite 524 | | |(916) 651-1520 Fax: (916) | | |327-4478 | | ------------------------------------------------------------ UNFINISHED BUSINESS Bill No: SB 1399 Author: Leno (D), et al Amended: 8/20/10 Vote: 21 SENATE PUBLIC SAFETY COMMITTEE : 5-2, 4/20/10 AYES: Leno, Cedillo, Hancock, Steinberg, Wright NOES: Cogdill, Huff SENATE APPROPRIATIONS COMMITTEE : 7-1, 5/17/10 AYES: Kehoe, Cox, Alquist, Corbett, Leno, Wolk, Yee NOES: Denham NO VOTE RECORDED: Price, Walters, Wyland SENATE FLOOR : 21-13, 6/2/10 AYES: Alquist, Cedillo, Corbett, DeSaulnier, Ducheny, Florez, Hancock, Kehoe, Leno, Liu, Lowenthal, Negrete McLeod, Padilla, Pavley, Price, Romero, Simitian, Steinberg, Wolk, Wright, Yee NOES: Aanestad, Ashburn, Cogdill, Correa, Cox, Denham, Dutton, Harman, Hollingsworth, Huff, Runner, Strickland, Wyland NO VOTE RECORDED: Calderon, Oropeza, Walters, Wiggins, Vacancy, Vacancy ASSEMBLY FLOOR : 44-32, 8/30/10 - See last page for vote SUBJECT : Medical parole SOURCE : Federal Prison Health Care Receiver CONTINUED SB 1399 Page 2 DIGEST : This bill provides that, except as specified, any prisoner who the head physician for the institution where the prisoner is located determines, as provided, is permanently medically incapacitated with a medical condition that renders the prisoner permanently unable to perform activities of basic daily living, and results in the prisoner requiring 24-hour care, and that incapacitation did not exist at the time of sentencing, shall be granted medical parole, if the Board of Parole Hearings determines that the conditions under which the prisoner would be released would not reasonably pose a threat to public safety. Those provisions would not apply to any prisoner sentenced to death or life in prison without possibility of parole or to any inmate who is serving a sentence for which parole pursuant to this bill is prohibited by any initiative statute. The bill provides that these provisions shall not be construed to alter or diminish the rights conferred under the Victim's Bill of Rights Act of 2008: Marsy's Law. This bill requires the Department of Corrections and Rehabilitation to, among other things, seek to enter into memoranda of understanding with the Social Security Administration and the State Department of Health Care Services, in addition to certain other entities, to facilitate prerelease agreements to help inmates initiate benefits claims, as specified. The bill requires the department to reimburse county public hospitals on a quarterly basis for the nonfederal share of Medi-Cal costs incurred by the county for individuals who have been granted medical parole and the county costs for providing health care services that are not allowable under Medi-Cal but are required by the state to be furnished to eligible persons who have been granted medical parole, including public guardianship health care services. The bill requires the department to provide, or provide reimbursement for, services associated with public guardianship of medical parolees, as specified. Assembly Amendments : (1) specify that hospitals shall seek reimbursement from Medi-Cal first before seeking reimbursement from CDCR or other sources, (2) provide that upon providing an acceptable invoice, CDCR shall reimburse county public hospitals on a quarterly basis for all of the following: a) The nonfederal share of Medi-Cal costs SB 1399 Page 3 incurred by the county for individuals who have been granted medical parole, an amount equal to the county costs for providing health care services that are not allowable under Medi-Cal but are required by the state to be furnished to eligible individuals who have been granted medical parole, including public guardianship health care services, c) CDCR shall provide for allowable costs that cannot be claimed as Medi-Cal expenditures under targeted case management and the nonfederal share of services associated with public guardianship that can be claimed as Medi-Cal expenditures, d) CDCR may provide supplemental reimbursements to providers amounting to a total reimbursement that is allowable pursuant to Section 5023.5 of the Penal Code. These supplemental reimbursements may only be paid to the extent they comply with federal and state law regulations. The Director of Health Care Services may work with CDCR to modify these supplemental reimbursements to the extent necessary to comply with federal and state law regulations, (3) specify that when CDCR submits retroactive claims to Medi-Cal for reimbursement, the claims don't have to be specifically for public hospitals, and CDCR shall work with the Director of Health Care Services to ensure that any process established regarding the submission of retroactive claims shall be in compliance with state and federal law and regulations, and (4) added co-authors. ANALYSIS : Existing law provides that if the Secretary of the Department of Corrections and Rehabilitation (CDCR) or the Board of Parole Hearings (BPH) or both determine that a prisoner is either: 1.Terminally ill with an incurable condition caused by an illness or disease that would produce death within six months, as determined by a physician employed by CDCR; or 2.The prisoner is permanently medically incapacitated with a medical condition that renders him or her permanently unable to perform activities of basic daily living, and results in the prisoner requiring 24-hour total care, including, but not limited to, coma, persistent vegetative state, brain death, ventilator-dependency, loss of control of muscular or neurological function, and SB 1399 Page 4 that incapacitation did not exist at the time of the original sentencing; 3.And that the conditions under which the prisoner would be released or receive treatment do not pose a threat to public safety, The secretary or BPH may recommend to the court that the prisoner's sentence be recalled and that the court shall have the discretion to resentence or recall if the court finds that the facts described above exist. (Penal Code Section 1170(e)(1) and (e)(2).) Existing law provides that BPH shall make findings, as specified, before making a recommendation for resentencing or recall to the court. This subdivision does not apply to a prisoner sentenced to death or a term of life without the possibility of parole. (Penal Code Section (e)(2). Existing law provides that within 10 days of receipt of a positive recommendation by the secretary or BPH, the court shall hold a hearing to consider whether the prisoner's sentence should be recalled. (Penal Code Section (e)(3).) Existing law provides that any physician employed by CDCR who determines that a prisoner has six months or less to live shall notify the chief medical officer of the prognosis. If the chief medical officer concurs with the prognosis, he or she shall notify the warden. Within 48 hours of receiving notification, the warden or the warden's representative shall notify the prisoner of the recall and resentencing procedures, and shall arrange for the prisoner to designate a family member or other outside agent to be notified as to the prisoner's medical condition and prognosis, and as to the recall and resentencing procedures. If the inmate is deemed mentally unfit, the warden or the warden's representative shall contact the inmate's emergency contact and provide the information described above, as specified. (Penal Code Section (e)(4).) Existing law provides that the warden or the warden's representative shall provide the prisoner and his or her family member, agent, or emergency contact, updated SB 1399 Page 5 information throughout the recall and resentencing process with regard to the prisoner's medical condition and the status of the prisoner's recall and resentencing proceedings. (Penal Code Section (e)(5).) Existing law provides that the prisoner or his or her family member or designee may independently request consideration for recall and resentencing by contacting the chief medical officer at the prison or the secretary. Upon receipt of the request, the chief medical officer and the warden or the warden's representative shall follow the procedures described above. If the secretary determines that the prisoner satisfies the criteria for sentencing recall described above, the secretary or BPH may recommend to the court that the prisoner's sentence be recalled. The secretary shall submit a recommendation for release within 30 days in the case of inmates sentenced to determinate terms and, in the case of inmates sentenced to indeterminate terms, the secretary shall make a recommendation to BPH with respect to the inmates who have applied under this bill. BPH shall consider this information and make an independent judgment of eligibility and make findings related thereto before rejecting the request or making a recommendation to the court. This action shall be taken at the next lawfully noticed board meeting. (Penal Code Section (e)(6).) Existing law provides that any recommendation for recall submitted to the court by the secretary or BPH shall include one or more medical evaluations, a postrelease plan, and findings pursuant to paragraph (2). (Penal Code Section (e)(7).) Existing law provides that, if possible, the matter shall be heard before the same judge of the court who sentenced the prisoner. Existing law provides that if the court grants the recall and resentencing application, the prisoner shall be released by CDCR within 48 hours of receipt of the court's order, unless a longer time period is agreed to by the inmate. At the time of release, the warden or the warden's representative shall ensure that the prisoner has each of the following in his or her possession: a discharge medical SB 1399 Page 6 summary, full medical records, state identification, parole medications, and all property belonging to the prisoner. After discharge, any additional records shall be sent to the prisoner's forwarding address. (Penal Code Section (e)(9).) Existing law provides that the secretary shall issue a directive to medical and correctional staff employed by CDCR that details the guidelines and procedures for initiating a recall and resentencing procedure. The directive shall clearly state that any prisoner who is given a prognosis of six months or less to live is eligible for recall and resentencing consideration, and that recall and resentencing procedures shall be initiated upon that prognosis. (Penal Code Section (e)(10).) This bill establishes a medical parole program, as specified. Specifically this bill: 1. Provides that, except as to those prisoners specified, any prisoner sentenced to state prison with a determinate term who the head physician at the institution where the prisoner is located determines is permanently medically incapacitated with a medial condition that renders the prisoner permanently unable to perform activities of daily living, results in 24-hour care, and that incapacitation did not exist at the time of sentencing shall be granted medical parole if BPH determines that the conditions under which the prisoner would be released would not reasonably pose a threat to public safety. 2. Specifies that medical parole shall not apply to any prisoner sentenced to death or life in prison without possibility of parole or to any inmate who is serving a sentence for which parole is prohibited by any initiative statute. Provides that the parole placements and related provisions shall not be construed to alter or diminish the rights conferred under the Victim's Bill of Rights Act of 2008: Marcy's Law. 3. States that when a physician employed by CDCR who is the primary care provider for an inmate identifies an inmate that he or she believes meets the medical criteria for SB 1399 Page 7 medical parole, the primary care physician shall recommend to the head physician of the institution where the prisoner is located that the prisoner be referred to the BPH for consideration for medical parole. Within 30 days of receiving that recommendation, if the head physician concurs in the recommendation of the primary care physician, he or she shall refer the matter to the BPH, and if the head physician does not concur in the recommendation, he or she shall provide the primary care physician with a written explanation of the reasons for denying the referral. 4. States that the prisoner or his or her family member or designee may independently request consideration for medical parole by contacting the head physician at the prison or the CDCR Secretary. Within 30 days of receiving the request, the head physician shall, in consultation with the prisoner's primary care physician, make a determination whether the prisoner meets the criteria for medical parole and, if the head physician determines that the prisoner satisfies the criteria set forth, he or she shall refer the matter to the BPH. If the head physician does not concur in the recommendation, he or she shall provide the prisoner or his or her family member or designee with a written explanation of the reasons for denying the application. 5. Mandates that CDCR complete parole plans for inmates referred to the BPH for medical parole consideration. The parole plans shall include, but not be limited to, the inmate's plan for residency and medical care. 6. Provides that medical parole hearings shall be conducted by two-person panels consisting of at least one commissioner. In the event of a tie vote, the matter shall be referred to the full BPH for a decision. 7. States that upon receiving a recommendation from a head physician of the institution for a prisoner to be granted medical parole, the BPH shall make an independent judgment regarding whether the conditions under which the inmate would be released pose a reasonable threat to public safety, and make written findings related thereto. SB 1399 Page 8 8. States that the BPH or the Division of Adult Parole Operations shall have the authority to impose any reasonable conditions on prisoners subject to medical parole supervision, including, but not limited to, the requirement that the parolee submit to electronic monitoring. As a further condition of medical parole, the parolee may be required to submit to an examination by a physician for the purpose of diagnosing their current medical condition. In the event such an examination takes place, a report of the examination and diagnosis shall be submitted to the board by the examining physician. If the BPH , based on a medical examination, determines that the person's medical condition has improved to the extent that the person no longer qualifies for medical parole, the BPH shall return the person to the custody of CDCR. 9. Provides that prisoners sentenced to determinate terms who are placed on medical parole supervision prior to the earliest possible release date and who remain eligible for medical parole shall remain on medical parole until the earliest possible release date; at which time, that parolee shall commence serving a standard parole term as specified. 10.Provides that prisoners sentenced to indeterminate terms who are placed on medical parole prior to the minimum eligible parole date and who remain on medical parole shall remain on medical parole until the minimum eligible parole date; at which time, the parolee shall be eligible for standard parole as specified. 11.Provides that CDCR shall, at the time a prisoner is placed on medical parole supervision ensure that the prisoner has applied for any federal entitlement programs for which the prisoner is eligible, and has in his or her possession a discharge medical summary, full medical records, parole medications, and all property belonging to the prisoner that was under the control of the CDCR. Any additional records shall be sent to the prisoner's forwarding address after release to health care-related parole supervision. SB 1399 Page 9 12.Specifies that CDCR shall complete all of the following tasks associated with inmates granted medical parole: A. CDCR shall enter into memoranda of understanding with the Social Security Administration and the State Department of Health Care Services in addition to other entities to facilitate prerelease agreements to help inmates initiate benefits claims; B. Requires CDCR to establish contracts with appropriate medical providers in cases where medical parolees are ineligible for Medi-Cal; and, C. CDCR shall reimburse counties for the costs associated with providing an inmate granted medical parole with a public guardian. FISCAL EFFECT : Appropriation: No Fiscal Com.: Yes Local: No 1.According to the Assembly Appropriations Committee: Significant net annual General Fund (GF) savings, potentially in the low tens of millions of dollars, as a result of eliminating costly security for incapacitated inmates and making these inmates eligible for Medi-Cal, for with the federal government pays 50%. Based on 32 inmates the federal prison health care receiver contends are the most likely and immediate candidates for medical parole, the receiver estimates a net first year savings of about $30 million. These include 21 incapacitated inmates housed in nursing facilities or hospitals outside the prison at a cost of about $5,800 per day ($2.1 million per year) and 11 incapacitated inmates in a correctional treatment center (CTC) bed at a cost of about $433 per day ($158,000 per year). According to the receiver's figures, the annual cost for these 32 inmates alone is $46 million. If, for example, the 21 inmates costing the state $44 million were released to medical parole, with no guarding or transportation costs ($758.000 per inmate, per year), and annual medical costs were reduced from $1.35 million SB 1399 Page 10 per inmate per year to $100,000, one-half of which would be covered by the federal government via Medi-Cal, the annual GF savings would be about $42 million for these 21 inmates alone. The potential savings for the 11 inmates referenced by the receiver who are incapacitated in CTCs would be about $108,000 per inmate per year ($1.2 million total), assuming no guarding or transportation costs (currently about $104,000 per inmate, per year) and assuming medical/housing costs changed from about $54,000 per inmates, per year, to $100,000 per year, one-half of which would be paid by the federal government via Medi-Cal. These savings could be higher or lower depending on existing contract medical costs and specific circumstances. 2.Minor annual GF costs to CDCR, likely averaging in the range of several thousand of dollars per guardian, to cover the cost of medical guardians for inmates with no next of kin or legal guardian to make legal and medical decisions. 3.Minor annual GF costs, likely in the range of $200,000, assuming the number of medial parolees is in the range of 35: a) ensure a medial parolee has applied for any federal entitlement programs and possesses a discharge medical summary, full medical records, and medication; b) enter into a memoranda of understanding with the Social Security Administration and the State Department of Health Care Services to facilitate prerelease agreements to help inmates initiate benefits claims; c) complete parole plans for inmates referred to the Board of Parole Hearings for medial parole; and, d) hold additional parole hearings and require electronic monitoring in certain cases. SUPPORT : (Verified 8/30/10) Federal Prison Health Care Receiver (source) California Catholic Conference California State Department of Corrections and SB 1399 Page 11 Rehabilitation California State Sheriffs Association Chief Probation Officers of California Crestwood Behavioral Health, Inc. Life Support Alliance Service International Employee's Union, Local 1000 OPPOSITION : (Verified 8/30/10) Crime Victims United of California Taxpayers for Improving Public Safety ARGUMENTS IN SUPPORT : According to the author's office: Does it make sense for the state to pay for two correctional officers to guard an inmate 24-hours-a-day as the inmate lies comatose or in a permanent vegetative state in a hospital bed? Does it make sense for CDCR to become a long-term care facility for inmates with, for example, end-stage Alzheimer's disease, whose dementia is so severe they no longer understand that they are in prison? California is paying tens of millions of dollars every year to incarcerate these very high-cost inmates. These offenders were sent to prison to protect society and to punish them for their crimes. Because of their medical condition, however, they are no longer a threat and the ones being punished are the taxpayers. California is not alone in facing this problem. Across the country 36 states have implemented some form of medical release to relieve them of the crushing financial burden of keeping inmates in prison whose medical condition has rendered their incarceration no longer necessary. In 1997, California first authorized the Secretary of CDCR or the Parole Board to recommend to the sentencing judge that an inmate's sentence be recalled due to terminal illness. Ten years later that authority was extended to cover cases of medical incapacitation. However, last year only two such releases were approved and we continue to incarcerate inmates who could, by any rational standard, be released without posing a threat SB 1399 Page 12 to the public. SB 1399 addresses some of the issues that have been identified as problematic in the current law. Rather than requiring a sentence recall it creates an alternative procedure that permits these inmates to be placed on parole supervision under conditions determined by the parole board, and allows the parole to be revoked if for any reason the parolee's condition changes and creates a danger to the public. This medical parole will place public safety paramount and stop needlessly punishing the taxpayers. ARGUMENTS IN OPPOSITION : Opponents state "Patients receiving medical care in any setting, including acute-care hospitals and post-acute settings such as long-term acute-care hospitals, skilled-nursing facilities and home health care must be under the care of a physician. While incarcerated, the patient is under the care of a department physician, regardless of where they reside. In order to be released and to receive treatment at a medical facility, a community physician who will agree to assume care of the patient/parolee must be identified. CHA recommends that the bill be amended to require that a receiving facility and community physician be identified and agree to accept the patient before medical parole is granted. "The bill currently requires that the warden ensure that a prisoner has applied for any federal entitlement programs for which they are eligible at the time they are placed on medical parole supervision. CHA requests that the bill be amended to require a pre-release application process, and the establishment of benefits as a condition for release to medical parole. Such a process would increase the likelihood of success of the medical parole program." ASSEMBLY FLOOR : AYES: Ammiano, Arambula, Bass, Beall, Blumenfield, Bradford, Brownley, Buchanan, Charles Calderon, Carter, Chesbro, Coto, Davis, De La Torre, De Leon, Eng, Evans, Feuer, Fong, Fuentes, Furutani, Hall, Hayashi, Hernandez, Hill, Huber, Huffman, Jones, Lieu, Bonnie Lowenthal, Ma, SB 1399 Page 13 Mendoza, Monning, Nava, Ruskin, Salas, Saldana, Skinner, Solorio, Swanson, Torlakson, Torrico, Yamada, John A. Perez NOES: Adams, Anderson, Bill Berryhill, Tom Berryhill, Caballero, Conway, Cook, DeVore, Fletcher, Fuller, Gaines, Garrick, Gatto, Gilmore, Hagman, Harkey, Jeffries, Knight, Logue, Miller, Nestande, Niello, Nielsen, Norby, V. Manuel Perez, Portantino, Silva, Smyth, Audra Strickland, Torres, Tran, Villines NO VOTE RECORDED: Block, Galgiani, Vacancy, Vacancy RJG:nl 8/31/10 Senate Floor Analyses SUPPORT/OPPOSITION: SEE ABOVE **** END ****