BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                  SB 1399|
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                              UNFINISHED BUSINESS


          Bill No:  SB 1399
          Author:   Leno (D), et al
          Amended:  8/20/10
          Vote:     21

           
           SENATE PUBLIC SAFETY COMMITTEE  :  5-2, 4/20/10
          AYES:  Leno, Cedillo, Hancock, Steinberg, Wright
          NOES:  Cogdill, Huff

           SENATE APPROPRIATIONS COMMITTEE  :  7-1, 5/17/10
          AYES:  Kehoe, Cox, Alquist, Corbett, Leno, Wolk, Yee
          NOES:  Denham
          NO VOTE RECORDED:  Price, Walters, Wyland

           SENATE FLOOR  :  21-13, 6/2/10
          AYES:  Alquist, Cedillo, Corbett, DeSaulnier, Ducheny,  
            Florez, Hancock, Kehoe, Leno, Liu, Lowenthal, Negrete  
            McLeod, Padilla, Pavley, Price, Romero, Simitian,  
            Steinberg, Wolk, Wright, Yee
          NOES:  Aanestad, Ashburn, Cogdill, Correa, Cox, Denham,  
            Dutton, Harman, Hollingsworth, Huff, Runner, Strickland,  
            Wyland
          NO VOTE RECORDED:  Calderon, Oropeza, Walters, Wiggins,  
            Vacancy, Vacancy

           ASSEMBLY FLOOR  :  44-32, 8/30/10 - See last page for vote


           SUBJECT  :    Medical parole 

           SOURCE  :     Federal Prison Health Care Receiver

                                                           CONTINUED





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           DIGEST  :    This bill provides that, except as specified,  
          any prisoner who the head physician for the institution  
          where the prisoner is located determines, as provided, is  
          permanently medically incapacitated with a medical  
          condition that renders the prisoner permanently unable to  
          perform activities of basic daily living, and results in  
          the prisoner requiring 24-hour care, and that  
          incapacitation did not exist at the time of sentencing,  
          shall be granted medical parole, if the Board of Parole  
          Hearings determines that the conditions under which the  
          prisoner would be released would not reasonably pose a  
          threat to public safety.  Those provisions would not apply  
          to any prisoner sentenced to death or life in prison  
          without possibility of parole or to any inmate who is  
          serving a sentence for which parole pursuant to this bill  
          is prohibited by any initiative statute.  The bill provides  
          that these provisions shall not be construed to alter or  
          diminish the rights conferred under the Victim's Bill of  
          Rights Act of 2008:  Marsy's Law.  This bill requires the  
          Department of Corrections and Rehabilitation to, among  
          other things, seek to enter into memoranda of understanding  
          with the Social Security Administration and the State  
          Department of Health Care Services, in addition to certain  
          other entities, to facilitate prerelease agreements to help  
          inmates initiate benefits claims, as specified.  The bill  
          requires the department to reimburse county public  
          hospitals on a quarterly basis for the nonfederal share of  
          Medi-Cal costs incurred by the county for individuals who  
          have been granted medical parole and the county costs for  
          providing health care services that are not allowable under  
          Medi-Cal but are required by the state to be furnished to  
          eligible persons who have been granted medical parole,  
          including public guardianship health care services.  The  
          bill requires the department to provide, or provide  
          reimbursement for, services associated with public  
          guardianship of medical parolees, as specified.

           Assembly Amendments  :  (1) specify that hospitals shall seek  
          reimbursement from Medi-Cal first before seeking  
          reimbursement from CDCR or other sources, (2) provide that  
          upon providing an acceptable invoice, CDCR shall reimburse  
          county public hospitals on a quarterly basis for all of the  
          following:  a) The nonfederal share of Medi-Cal costs  







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          incurred by the county for individuals who have been  
          granted medical parole, an amount equal to the county costs  
          for providing health care services that are not allowable  
          under Medi-Cal but are required by the state to be  
          furnished to eligible individuals who have been granted  
          medical parole, including public guardianship health care  
          services, c) CDCR shall provide for allowable costs that  
          cannot be claimed as Medi-Cal expenditures under targeted  
          case management and the nonfederal share of services  
          associated with public guardianship that can be claimed as  
          Medi-Cal expenditures, d) CDCR may provide supplemental  
          reimbursements to providers amounting to a total  
          reimbursement that is allowable pursuant to Section 5023.5  
          of the Penal Code.  These supplemental reimbursements may  
          only be paid to the extent they comply with federal and  
          state law regulations.  The Director of Health Care  
          Services may work with CDCR to modify  these supplemental  
          reimbursements to the extent necessary to comply with  
          federal and state law regulations, (3) specify that when  
          CDCR submits retroactive claims to Medi-Cal for  
          reimbursement, the claims don't have to be specifically for  
          public hospitals, and CDCR shall work with the Director of  
          Health Care Services to ensure that any process established  
          regarding the submission of retroactive claims shall be in  
          compliance with state and federal law and regulations, and  
          (4) added co-authors.

           ANALYSIS  :    Existing law provides that if the Secretary of  
          the Department of Corrections and Rehabilitation (CDCR) or  
          the Board of Parole Hearings (BPH) or both determine that a  
          prisoner is either: 

          1.Terminally ill with an incurable condition caused by an  
            illness or disease that would produce death within six  
            months, as determined by a physician employed by CDCR; or  


          2.The prisoner is permanently medically incapacitated with  
            a medical condition that renders him or her permanently  
            unable to perform activities of basic daily living, and  
            results in the prisoner requiring 24-hour total care,  
            including, but not limited to, coma, persistent  
            vegetative state, brain death, ventilator-dependency,  
            loss of control of muscular or neurological function, and  







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            that incapacitation did not exist at the time of the  
            original sentencing;

          3.And that the conditions under which the prisoner would be  
            released or receive treatment do not pose a threat to  
            public safety, 

          The secretary or BPH may recommend to the court that the  
          prisoner's sentence be recalled and that the court shall  
          have the discretion to resentence or recall if the court  
          finds that the facts described above exist.  (Penal Code  
          Section 1170(e)(1) and (e)(2).)

          Existing law provides that BPH shall make findings, as  
          specified, before making a recommendation for resentencing  
          or recall to the court.  This subdivision does not apply to  
          a prisoner sentenced to death or a term of life without the  
          possibility of parole.  (Penal Code Section (e)(2).  

          Existing law provides that within 10 days of receipt of a  
          positive recommendation by the secretary or BPH, the court  
          shall hold a hearing to consider whether the prisoner's  
          sentence should be recalled.  (Penal Code Section (e)(3).)

          Existing law provides that any physician employed by CDCR  
          who determines that a prisoner has six months or less to  
          live shall notify the chief medical officer of the  
          prognosis.  If the chief medical officer concurs with the  
          prognosis, he or she shall notify the warden.  Within 48  
          hours of receiving notification, the warden or the warden's  
          representative shall notify the prisoner of the recall and  
          resentencing procedures, and shall arrange for the prisoner  
          to designate a family member or other outside agent to be  
          notified as to the prisoner's medical condition and  
          prognosis, and as to the recall and resentencing  
          procedures.  If the inmate is deemed mentally unfit, the  
          warden or the warden's representative shall contact the  
          inmate's emergency contact and provide the information  
          described above, as specified.  (Penal Code Section  
          (e)(4).)

          Existing law provides that the warden or the warden's  
          representative shall provide the prisoner and his or her  
          family member, agent, or emergency contact, updated  







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          information throughout the recall and resentencing process  
          with regard to the prisoner's medical condition and the  
          status of the prisoner's recall and resentencing  
          proceedings.  (Penal Code Section (e)(5).)

          Existing law provides that the prisoner or his or her  
          family member or designee may independently request  
          consideration for recall and resentencing by contacting the  
          chief medical officer at the prison or the secretary.  Upon  
          receipt of the request, the chief medical officer and the  
          warden or the warden's representative shall follow the  
          procedures described above.  If the secretary determines  
          that the prisoner satisfies the criteria for sentencing  
          recall described above, the secretary or BPH may recommend  
          to the court that the prisoner's sentence be recalled.  The  
          secretary shall submit a recommendation for release within  
          30 days in the case of inmates sentenced to determinate  
          terms and, in the case of inmates sentenced to  
          indeterminate terms, the secretary shall make a  
          recommendation to BPH with respect to the inmates who have  
          applied under this bill.  BPH shall consider this  
          information and make an independent judgment of eligibility  
          and make findings related thereto before rejecting the  
          request or making a recommendation to the court.  This  
          action shall be taken at the next lawfully noticed board  
          meeting.  (Penal Code Section (e)(6).)

          Existing law provides that any recommendation for recall  
          submitted to the court by the secretary or BPH shall  
          include one or more medical evaluations, a postrelease  
          plan, and findings pursuant to paragraph (2).  (Penal Code  
          Section (e)(7).)

          Existing law provides that, if possible, the matter shall  
          be heard before the same judge of the court who sentenced  
          the prisoner.

          Existing law provides that if the court grants the recall  
          and resentencing application, the prisoner shall be  
          released by CDCR within 48 hours of receipt of the court's  
          order, unless a longer time period is agreed to by the  
          inmate.  At the time of release, the warden or the warden's  
          representative shall ensure that the prisoner has each of  
          the following in his or her possession: a discharge medical  







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          summary, full medical records, state identification, parole  
          medications, and all property belonging to the prisoner.   
          After discharge, any additional records shall be sent to  
          the prisoner's forwarding address.  (Penal Code Section  
          (e)(9).) 

          Existing law provides that the secretary shall issue a  
          directive to medical and correctional staff employed by  
          CDCR that details the guidelines and procedures for  
          initiating a recall and resentencing procedure.  The  
          directive shall clearly state that any prisoner who is  
          given a prognosis of six months or less to live is eligible  
          for recall and resentencing consideration, and that recall  
          and resentencing procedures shall be initiated upon that  
          prognosis.  (Penal Code Section (e)(10).)

          This bill establishes a medical parole program, as  
          specified.  Specifically this bill:

          1. Provides that, except as to those prisoners specified,  
             any prisoner sentenced to state prison with a  
             determinate term who the head physician at the  
             institution where the prisoner is located determines is  
             permanently medically incapacitated with a medial  
             condition that renders the prisoner permanently unable  
             to perform activities of daily living, results in  
             24-hour care, and that incapacitation did not exist at  
             the time of sentencing shall be granted medical parole  
             if BPH determines that the conditions under which the  
             prisoner would be released would not reasonably pose a  
             threat to public safety. 

          2. Specifies that medical parole shall not apply to any  
             prisoner sentenced to death or life in prison without  
             possibility of parole or to any inmate who is serving a  
             sentence for which parole is prohibited by any  
             initiative statute. Provides that the parole placements  
             and related provisions shall not be construed to alter  
             or diminish the rights conferred under the Victim's Bill  
             of Rights Act of 2008: Marcy's Law. 

          3. States that when a physician employed by CDCR who is the  
             primary care provider for an inmate identifies an inmate  
             that he or she believes meets the medical criteria for  







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             medical parole, the primary care physician shall  
             recommend to the head physician of the institution where  
             the prisoner is located that the prisoner be referred to  
             the BPH for consideration for medical parole. Within 30  
             days of receiving that recommendation, if the head  
             physician concurs in the recommendation of the primary  
             care physician, he or she shall refer the matter to the  
             BPH, and if the head physician does not concur in the  
             recommendation, he or she shall provide the primary care  
             physician with a written explanation of the reasons for  
             denying the referral. 

          4. States that the prisoner or his or her family member or  
             designee may independently request consideration for  
             medical parole by contacting the head physician at the  
             prison or the CDCR Secretary. Within 30 days of  
             receiving the request, the head physician shall, in  
             consultation with the prisoner's primary care physician,  
             make a determination whether the prisoner meets the  
             criteria for medical parole and, if the head physician  
             determines that the prisoner satisfies the criteria set  
             forth, he or she shall refer the matter to the BPH. If  
             the head physician does not concur in the  
             recommendation, he or she shall provide the prisoner or  
             his or her family member or designee with a written  
             explanation of the reasons for denying the application. 

          5. Mandates that CDCR complete parole plans for inmates  
             referred to the BPH for medical parole consideration.  
             The parole plans shall include, but not be limited to,  
             the inmate's plan for residency and medical care. 

          6. Provides that medical parole hearings shall be conducted  
             by two-person panels consisting of at least one  
             commissioner. In the event of a tie vote, the matter  
             shall be referred to the full BPH for a decision. 

          7. States that upon receiving a recommendation from a head  
             physician of the institution for a prisoner to be  
             granted medical parole, the BPH shall make an  
             independent judgment regarding whether the conditions  
             under which the inmate would be released pose a  
             reasonable threat to public safety, and make written  
             findings related thereto. 







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          8. States that the BPH or the Division of Adult Parole  
             Operations shall have the authority to impose any  
             reasonable conditions on prisoners subject to medical  
             parole supervision, including, but not limited to, the  
             requirement that the parolee submit to electronic  
             monitoring. As a further condition of medical parole,  
             the parolee may be required to submit to an examination  
             by a physician for the purpose of diagnosing their  
             current medical condition. In the event such an  
             examination takes place, a report of the examination and  
             diagnosis shall be submitted to the board by the  
             examining physician. If the BPH , based on a medical  
             examination, determines that the person's medical  
             condition has improved to the extent that the person no  
             longer qualifies for medical parole, the BPH shall  
             return the person to the custody of CDCR. 

          9. Provides that prisoners sentenced to determinate terms  
             who are placed on medical parole supervision prior to  
             the earliest possible release date and who remain  
             eligible for medical parole shall remain on medical  
             parole until the earliest possible release date; at  
             which time, that parolee shall commence serving a  
             standard parole term as specified. 

          10.Provides that prisoners sentenced to indeterminate terms  
             who are placed on medical parole prior to the minimum  
             eligible parole date and who remain on medical parole  
             shall remain on medical parole until the minimum  
             eligible parole date; at which time, the parolee shall  
             be eligible for standard parole as specified. 

          11.Provides that CDCR shall, at the time a prisoner is  
             placed on medical parole supervision ensure that the  
             prisoner has applied for any federal entitlement  
             programs for which the prisoner is eligible, and has in  
             his or her possession a discharge medical summary, full  
             medical records, parole medications, and all property  
             belonging to the prisoner that was under the control of  
             the CDCR. Any additional records shall be sent to the  
             prisoner's forwarding address after release to health  
             care-related parole supervision. 








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          12.Specifies that CDCR shall complete all of the following  
             tasks associated with inmates granted medical parole: 

              A.    CDCR shall enter into memoranda of understanding  
                with the Social Security Administration and the State  
                Department of Health Care Services in addition to  
                other entities to facilitate prerelease agreements to  
                help inmates initiate benefits claims; 

              B.    Requires CDCR to establish contracts with  
                appropriate medical providers in cases where medical  
                parolees are ineligible for Medi-Cal; and, 

              C.    CDCR shall reimburse counties for the costs  
                associated with providing an inmate granted medical  
                parole with a public guardian. 

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          1.According to the Assembly Appropriations Committee: 

            Significant net annual General Fund (GF) savings,  
            potentially in the low tens of millions of dollars, as a  
            result of eliminating costly security for incapacitated  
            inmates and making these inmates eligible for Medi-Cal,  
            for with the federal government pays 50%. 

            Based on 32 inmates the federal prison health care  
            receiver contends are the most likely and immediate  
            candidates for medical parole, the receiver estimates a  
            net first year savings of about $30 million. These  
            include 21 incapacitated inmates housed in nursing  
            facilities or hospitals outside the prison at a cost of  
            about $5,800 per day ($2.1 million per year) and 11  
            incapacitated inmates in a correctional treatment center  
            (CTC) bed at a cost of about $433 per day ($158,000 per  
            year). According to the receiver's figures, the annual  
            cost for these 32 inmates alone is $46 million. 

            If, for example, the 21 inmates costing the state $44  
            million were released to medical parole, with no guarding  
            or transportation costs ($758.000 per inmate, per year),  
            and annual medical costs were reduced from $1.35 million  







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            per inmate per year to $100,000, one-half of which would  
            be covered by the federal government via Medi-Cal, the  
            annual GF savings would be about $42 million for these 21  
            inmates alone. 

            The potential savings for the 11 inmates referenced by  
            the receiver who are incapacitated in CTCs would be about  
            $108,000 per inmate per year ($1.2 million total),  
            assuming no guarding or transportation costs (currently  
            about $104,000 per inmate, per year) and assuming  
            medical/housing costs changed from about $54,000 per  
            inmates, per year, to $100,000 per year, one-half of  
            which would be paid by the federal government via  
            Medi-Cal. 

            These savings could be higher or lower depending on  
            existing contract medical costs and specific  
            circumstances. 

          2.Minor annual GF costs to CDCR, likely averaging in the  
            range of several thousand of dollars per guardian, to  
            cover the cost of medical guardians for inmates with no  
            next of kin or legal guardian to make legal and medical  
            decisions. 

          3.Minor annual GF costs, likely in the range of $200,000,  
            assuming the number of medial parolees is in the range of  
            35:  a) ensure a medial parolee has applied for any  
            federal entitlement programs and possesses a discharge  
            medical summary, full medical records, and medication; b)  
            enter into a memoranda of understanding with the Social  
            Security Administration and the State Department of  
            Health Care Services to facilitate prerelease agreements  
            to help inmates initiate benefits claims; c) complete  
            parole plans for inmates referred to the Board of Parole  
            Hearings for medial parole; and, d) hold additional  
            parole hearings and require electronic monitoring in  
            certain cases.

           SUPPORT  :   (Verified  8/30/10)

          Federal Prison Health Care Receiver (source)
          California Catholic Conference
          California State Department of Corrections and  







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          Rehabilitation 
          California State Sheriffs Association
          Chief Probation Officers of California 
          Crestwood Behavioral Health, Inc.
                  Life Support Alliance
          Service International Employee's Union, Local 1000

           OPPOSITION  :    (Verified  8/30/10)

          Crime Victims United of California
          Taxpayers for Improving Public Safety

           ARGUMENTS IN SUPPORT  :    According to the author's office:

               Does it make sense for the state to pay for two  
               correctional officers to guard an inmate  
               24-hours-a-day as the inmate lies comatose or in a  
               permanent vegetative state in a hospital bed?  Does it  
               make sense for CDCR to become a long-term care  
               facility for inmates with, for example, end-stage  
               Alzheimer's disease, whose dementia is so severe they  
               no longer understand that they are in prison?   
               California is paying tens of millions of dollars every  
               year to incarcerate these very high-cost inmates.   
               These offenders were sent to prison to protect society  
               and to punish them for their crimes.  Because of their  
               medical condition, however, they are no longer a  
               threat and the ones being punished are the taxpayers.   


               California is not alone in facing this problem.   
               Across the country 36 states have implemented some  
               form of medical release to relieve them of the  
               crushing financial burden of keeping inmates in prison  
               whose medical condition has rendered their  
               incarceration no longer necessary.  In 1997,  
               California first authorized the Secretary of CDCR or  
               the Parole Board to recommend to the sentencing judge  
               that an inmate's sentence be recalled due to terminal  
               illness.  Ten years later that authority was extended  
               to cover cases of medical incapacitation.  However,  
               last year only two such releases were approved and we  
               continue to incarcerate inmates who could, by any  
               rational standard, be released without posing a threat  







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               to the public.  

               SB 1399 addresses some of the issues that have been  
               identified as problematic in the current law.  Rather  
               than requiring a sentence recall it creates an  
               alternative procedure that permits these inmates to be  
               placed on parole supervision under conditions  
               determined by the parole board, and allows the parole  
               to be revoked if for any reason the parolee's  
               condition changes and creates a danger to the public.

               This medical parole will place public safety paramount  
               and stop needlessly punishing the taxpayers.  

           ARGUMENTS IN OPPOSITION  :     Opponents state "Patients  
          receiving medical care in any setting, including acute-care  
          hospitals and post-acute settings such as long-term  
          acute-care hospitals, skilled-nursing facilities and home  
          health care must be under the care of a physician. While  
          incarcerated, the patient is under the care of a department  
          physician, regardless of where they reside. In order to be  
          released and to receive treatment at a medical facility, a  
          community physician who will agree to assume care of the  
          patient/parolee must be identified. CHA recommends that the  
          bill be amended to require that a receiving facility and  
          community physician be identified and agree to accept the  
          patient before medical parole is granted.

          "The bill currently requires that the warden ensure that a  
          prisoner has applied for any federal entitlement programs  
          for which they are eligible at the time they are placed on  
          medical parole supervision. CHA requests that the bill be  
          amended to require a pre-release application process, and  
          the establishment of benefits as a condition for release to  
          medical parole. Such a process would increase the  
          likelihood of success of the medical parole program."  
           

           ASSEMBLY FLOOR  :  
          AYES: Ammiano, Arambula, Bass, Beall, Blumenfield,  
            Bradford, Brownley, Buchanan, Charles Calderon, Carter,  
            Chesbro, Coto, Davis, De La Torre, De Leon, Eng, Evans,  
            Feuer, Fong, Fuentes, Furutani, Hall, Hayashi, Hernandez,  
            Hill, Huber, Huffman, Jones, Lieu, Bonnie Lowenthal, Ma,  







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            Mendoza, Monning, Nava, Ruskin, Salas, Saldana, Skinner,  
            Solorio, Swanson, Torlakson, Torrico, Yamada, John A.  
            Perez
          NOES: Adams, Anderson, Bill Berryhill, Tom Berryhill,  
            Caballero, Conway, Cook, DeVore, Fletcher, Fuller,  
            Gaines, Garrick, Gatto, Gilmore, Hagman, Harkey,  
            Jeffries, Knight, Logue, Miller, Nestande, Niello,  
            Nielsen, Norby, V. Manuel Perez, Portantino, Silva,  
            Smyth, Audra Strickland, Torres, Tran, Villines
          NO VOTE RECORDED: Block, Galgiani, Vacancy, Vacancy


          RJG:nl  8/31/10   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

                                ****  END  ****