BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 29
                                                                  Page  1

          Date of Hearing:   July 11, 2007

                           ASSEMBLY COMMITTEE ON EDUCATION
                                 Gene Mullin, Chair
                     SB 29 (Simitian) - As Amended:  June 5, 2007

           SENATE VOTE  : 28-5
           
          SUBJECT  : Pupil Attendance: electronic monitoring.

           SUMMARY  : Prohibits any school, school district, or county office  
          of education from issuing electronic devices that remotely use a  
          pupil's personal information to either record the pupil's  
          attendance or track the pupil's location on school grounds.   
          Specifically,  this bill  : 

          1)Prohibits a public school, school district, or county office  
            of education from issuing to a pupil any device that uses  
            radio waves either to transmit personal information remotely  
            or to enable personal information to be read remotely in order  
            to record the school attendance of a pupil or track a pupil's  
            location on school grounds.

          2)Defines personal information to be name, address, telephone  
            number, e-mail address, date of birth, religion, ethnicity,  
            photograph, fingerprint or other biometric identifier, school  
            identification number, driver's license number, California  
            Identification Card number, social security number, or any  
            other unique identifier.

          3)Remains in effect until January 1, 2011.

           EXISTING STATE LAW:  

          1)Specifies a minimum number of minutes of attendance for pupils  
            in public schools, requires school districts to maintain  
            written contemporaneous records that document all pupil  
            attendance, and requires these records to be available for  
            audit and inspection.  These attendance records form the basis  
            for much of the funding provided to public schools.

          2)Provides that no agency may disclose personal information in a  
            manner that would link the information disclosed to the  
            individual to whom it pertains, subject to certain exceptions.  









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          3)Requires each agency to keep an accurate accounting of the  
            date, nature, and purpose of each disclosure made pursuant to  
            one of the authorized exceptions.  

          4)Grants a constitutional right to privacy, that provides that  
            government may not intrude upon an individual's privacy unless  
            it is necessary to further a compelling state interest and  
            there is no feasible and effective alternative that would have  
            a lesser impact on privacy interests.

           EXISTING FEDERAL LAW:  

          1)Protects the privacy of student education records under the  
            federal Family Educational Rights and Privacy Act (FERPA),  
            which applies to all school districts and schools, including  
            all California public schools, that receive funds under  
            programs of the U.S. Department of Education.  

          2)Requires schools to have written permission from the parent or  
            student over the age of 18 in order to release any information  
            from a student's education record.  FERPA allows schools to  
            disclose those records, without consent, under limited and  
            specific conditions.  Schools may disclose, without consent,  
            "directory" information such as a student's name, address,  
            telephone number, date and place of birth, honors and awards,  
            and dates of attendance.  Schools must notify parents and  
            students over the age of 18 about a release of directory  
            information and allow a reasonable amount of time to request  
            that the school not disclose directory information.

          3)Prohibits the release of non-directory information to anyone  
            without prior written consent, and allows district and school  
            staff to access non-directory information only if they have a  
            legitimate academic need to do so.  Non-directory information  
            is any educational record not considered directory information  
            and includes Social Security numbers, student identification  
            number, Race/ethnicity/nationality, gender, transcripts, or  
            grade reports.  

          4)Requires schools to notify parents and students over age 18  
            annually of their rights under FERPA.  

           FISCAL EFFECT  : Unknown









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           COMMENTS  : A Radio Frequency Identification (RFID) system  
          consists of two primary components: a "tag", that is a microchip  
          with information memory and attached antenna, and a "reader"  
          with an antenna.  The system exists in order to exchange  
          information between the tag and the reader.  Tags can be  
          incorporated into objects (e.g., clothing, documents, badges,  
          cards) or can even be inserted subcutaneously into animals  
          (e.g., electronic pet identification).  The exchange of  
          information occurs in one of two ways; either the tag is  
          passively queried by a nearby reader about the information that  
          the tag has stored in its memory, or the tag actively seeks out  
          nearby readers to which it can send its information.  Either of  
          these will occur automatically whenever the object or person  
          carrying a tag moves near a reader; the distance over which this  
          exchange can occur depends upon the specific devices, but the  
          technology currently appears to support distances up to thirty  
          feet or more.  Experts disagree on the potential range for RFID  
          transmission in the future.  Once the tag's information has been  
          transmitted, the reader typically downloads the information to a  
          computer database upon which some type of analysis can be done.

          Two characteristics of this RFID-based exchange of information  
          create the basis for much of the concern addressed by this bill.  
           

          1)An exchange of information can occur without the knowledge or  
            consent of the tag holder; this is true whether the reader is  
            known to the individual or is an unauthorized, hidden reader. 

          2)The tag's memory is effectively a black box, in that the tag  
            holder can see neither the information that is stored in that  
            memory nor the information that is conveyed to a reader.   
            Though a tag may contain only a random number that has no  
            meaning until the reader transmits it to a computer database  
            to be matched to other information, tags can contain more  
            complex and confidential information, such as a name, address,  
            a credit card number, unique identifier, or even a visual  
            image.
             
          It is clear that the use of this technology in a school setting  
          at least creates the potential for conflict with both federal  
          and state law restricting the exchange of personal information  
          and student education records, as well as corresponding  
          notification and consent requirements.  It should be noted that  
          even the federal Department of Homeland Security, in the  








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          post-9/11 environment, has concluded that RFID is a last-choice  
          technology for human identification purposes, and has noted that  
          any future decision to deploy any RFID-enabled system to  
          identify individuals should have confidentiality safeguards  
          built in from the design stage.

          Supporters of this bill focus on concerns over privacy and  
          confidentiality as stated above.  They also argue that the  
          technology might facilitate identify theft, tracking, stalking,  
          and potentially even kidnapping of students; supporters also  
          contend that "tracking and monitoring students by RFID chips  
          threatens to erode the autonomy our children are supposed to be  
          learning in schools."

          The effectiveness of this technology as a substitute for more  
          traditional or other alternative attendance accounting methods  
          is also questionable. The ACLU, in a letter of support, points  
          out "RFID is especially unreliable at schools because RFID  
          devices can be traded between students without the knowledge of  
          school administrators or teachers," and students "quickly learn  
          how to trick these systems."  To the extent that this occurs, it  
          undermines the reliability of RFID created attendance reports  
          and creates a situation where the assigned certificated staff  
          person is unable to verify and sign the attendance report.   
          These signed, contemporaneous attendance reports are required  
          for the school district to include that attendance in its  
          Average Daily Attendance (ADA) calculations and thus for the  
          district to receive state funding; failure to have such reports  
          will lead to audit findings and ultimately to the return of  
          funds from the district to the state.

          Opponents argue that the use of RFID technology in schools in  
          this manner provides for a more efficient method of recording  
          student attendance and monitoring the student's whereabouts.   
          Less time devoted to taking roll means more time devoted to  
          instruction.  They argue that this savings is particularly  
          beneficial in hourly instructional programs, where the  
          attendance accounting burden is even greater than in traditional  
          classrooms.  Opponents also argue that the ability to trace the  
          location of students is useful in the event of security  
          problems, violence on campus, and missing pupils.  They also  
          argue that the technology allows for encryption and other  
          security measures that safeguard personal information, though it  
          should be noted that no statutory requirements for such measures  
          currently exist with respect to this technology.








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          Concern over the issue of RFID technology in schools grew in  
          2005 after a public school in the small town of Sutter,  
          California, required students in its K-8 school to wear badges  
          that used RFID technology to monitor students' movements and  
          record attendance.  All students wore the badges, but the  
          devices were mainly used to track junior high students'  
          movements from class-to-class.  The badges contained an RFID tag  
          that was being read by remote readers positioned around the  
          campus, particularly in doorways, so as to record students as  
          they walked in and out of classrooms.  A local company that  
          manufactured RFID technology provided the installation service,  
          badges, and reading equipment to the district free of charge.   
          Eventually parents, outraged over the fact that they had not  
          been notified and that students were compelled to wear the RFID  
          devices under threat of suspension, organized a protest and  
          demanded an explanation from the school.  School officials  
          defended their actions, but dropped the policy after media  
          attention increased.

          Previous legislation: SB 1078 (Simitian), held in the Assembly  
          in 2006, was similar to this bill.  SB 768 (Simitian), vetoed in  
          2006, would have required security and privacy protections on  
          specified RFID-enabled government documents, including documents  
          concerning K-12 pupils.

          Related legislation: This year, Senator Simitian has introduced  
          four other bills (SB 28, SB 30, SB 31 and SB 362) in addition to  
          this measure, to address the governmental use of RFID  
          technology. SB 28 (Simitian) prohibits the Department of Motor  
          Vehicles (DMV) from issuing, renewing, duplicating, or replacing  
          a driver's license or identification card, if the license or  
          card uses radio waves to either transmit personal information  
          remotely or to enable personal information to be read from the  
          license or card remotely for a period of three years.  SB 30  
          (Simitian) calls for interim security measures for  
          government-issued RFID devices until such time as the  
          Legislature enacts permanent measures based on a required study  
          and report to be provided by the California Research Bureau.  SB  
          31 (Simitian) makes the intentional remote reading, or attempted  
          reading, of a person's identification document using radio waves  
          without their knowledge or prior consent a misdemeanor crime.   
          SB 362 (Simitian) provides that no person shall require, coerce,  
          or compel another person to undergo a subcutaneous implantation  
          of identification device that transmits personal information,  








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          and provides for corresponding penalties and causes of actions.   
          In addition, SB 388 (Corbett) requires any private entity that  
          sells, furnishes, or otherwise issues a card or other item  
          containing a radio frequency identification tag to make certain  
          disclosures to the recipient cardholder.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          American Association of Retired Persons
          American Civil Liberties Union 
          American Civil Liberties Union of San Diego and Imperial  
          Counties
          American Federation of State, County and Municipal Employees,  
          AFL-CIO
          California Alliance for Consumer Protection
          California Commission on the Status of Women
          California Federation of Teachers
          California Immigrant Policy Center
          California Labor Federation, AFL-CIO
          California School Employees Association, AFL-CIO
          California State PTA
          California Substitute Teachers For Budget Fairness
          California Teachers Association
          Consumer Action
          Consumer Federation of California
          Consumers Union
          Eagle Forum of California
          Electronic Frontier Foundation
          Gun Owner's of California
          Liberty Coalition
          National Council of La Raza
          Privacy Activism
          Privacy Rights Clearinghouse
          Public Advocates, Inc.
          State Building and Construction Trades Council

           Opposition 
           
          HID Global
          High-Tech Trust Coalition, including:
            3M
            ActivIdentity
            AIM Global








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            Alvaka Networks
            American Electronics Association
            American Express
            Aubrey Group, Inc.
            California Business Properties Association
            California Chamber of Commerce
            California Financial Services Association
            California Retailers Association
            EDS
            Elpac Electronics, Inc.
            Grocery Manufacturers Association
            InCom Corp.
            Infineon Technologies North American Corp.
            Information Technology Association of America
            Matheson Tri-Gas
            MAXIMUS
            Motorola
            National Semiconductor
            Natoma Technologies, Inc.
            NXP
            Oberthur Card Systems
            Oracle Corporation
            Precision Dynamics
            Retail Industry Leaders Association
            San Jose Silicon Valley Chamber of Commerce
            SAS 
            Secure Key
            Semiconductor Industry Association
            Sonnet Technologies, Inc.
            Texas Instruments
            VEDC, Inc.
            Zebra Technologies


           Analysis Prepared by  :    Gerald Shelton / ED. / (916) 319-2087