BILL ANALYSIS                                                                                                                                                                                                    






                           SENATE JUDICIARY COMMITTEE
                        Senator Ellen M. Corbett, Chair
                           2007-2008 Regular Session


          AB 220                                                 A
          Assemblymember Bass                                    B
          As Amended July 2, 2007
          Hearing Date:  July 10, 2007                           2
          Government Code                                        2
          GMO:rm                                                 0
                                                                 

                                     SUBJECT
                                         
           Firefighters:  Firefighters Procedural Bill of Rights Act


                                   DESCRIPTION  

          The bill would enact the Firefighters Procedural Bill of  
          Rights Act, to mirror the Public Safety Officers Procedural  
          Bill of Rights Act (commonly known as POBOR) that is  
          applicable to public safety officers. 

          In general, the bill would specify the procedure to be  
          followed whenever a firefighter is subject to investigation  
          and interrogation for alleged misconduct which may result  
          in punitive action such as dismissal, demotion, suspension,  
          salary reduction, written reprimand, transfer, or even  
          temporary reassignment.  A firefighter would be able to  
          bring suit in superior court for alleged violations of the  
          act, and obtain appropriate injunctive or other  
          extraordinary relief to remedy the violation and to prevent  
          future violations.  

          A malicious violation of the act, intended to injure the  
          firefighter, would subject the employer-agency to a civil  
          penalty of up to $25,000, in addition to actual damages if  
          any, and reasonable attorney's fees.

                                    BACKGROUND  

          The Public Safety Officers Procedural Bill of Rights Act  
          (Government Code  3300 et seq.), commonly known as the  
                                                                 
          (more)



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          Peace Officers Bill of Rights, or POBOR, specifies the  
          procedures to be followed whenever any public safety  
          officer is subject to investigation and interrogation for  
          alleged misconduct which may result in punitive action such  
          as dismissal, demotion, suspension, salary reduction,  
          written reprimand, or transfer.  A public safety officer  
          may bring suit in superior court for alleged violations of  
          the Act, and may obtain appropriate injunctive or other  
          extraordinary relief to remedy the violation and to prevent  
          future violations of a similar nature (Government Code   
          3309.5).

          AB 1411 (Longville, 2000) was a very similar bill to AB  
          220.  It died in the Senate Appropriations Committee (it  
          was not heard by this committee).  AB 2857 (Bass, 2006)  
          would have expanded categories of firefighters to give them  
          peace officer status (and thus gain protections under  
          POBOR).  AB 2857 died in the Assembly Appropriations  
          Committee.

                             CHANGES TO EXISTING LAW
           
          1.    Existing law  establishes the Public Safety Officers  
            Procedural Bill of Rights (more commonly known as POBOR,  
            the Peace Officers Bill of rights), that governs the  
            procedures for the investigation and interrogation of a  
            public safety officer for alleged misconduct, specifies  
            the rights of and remedies available to a public safety  
            officer being investigated or interrogated. (Government  
            Code  3300 et seq.  All references are to the Government  
            Code unless otherwise indicated.)  Under POBOR, it is  
            unlawful for any public safety department or agent to  
            deny or refuse to a public safety officer the rights and  
            protections guaranteed to them by POBOR. ( 3309.5(a).)

            Except for the protections generally granted a public  
            employee by statute, local ordinances, case law, or  
            through the collective bargaining process, there is no  
            corresponding "procedural bill of rights" applicable to  
            firefighters.

             The bill  would mirror most, if not all, of the provisions  
            in POBOR and make them applicable to firefighters,  
            including those who are paramedics or emergency medical  
            technicians.   This bill  would:
                                                                       




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             a)   permit firefighters to engage in political activity  
               or seek elective office, subject to normal  
               restrictions on public officials engaging in political  
               activity;
             b)   confer on firefighters certain rights when under  
               investigation by a commanding officer, relating to  
               time, place and manner of interrogations;
             c)   make any statement by a firefighter during  
               interrogation, made under duress, coercion, or threat  
               of punitive action, inadmissible in any subsequent  
               judicial proceeding, with specified exceptions;
             d)   provide the firefighter access to a recording of  
               the interrogation, unless the recording or portions of  
               the recording are required by law to be kept  
               confidential, or to record the interrogation on his or  
               her own;
             e)   require that if at any point the firefighter would  
               be charged with a criminal offense, the firefighter be  
               informed of his or her constitutional rights;
             f)   confer on the firefighter the right to be  
               represented by a person of his or her choice, whenever  
               an interrogation focuses on matters that may result in  
               punitive action;
             g)   prohibit the loaning or temporary reassignment of  
               the firefighter to a location or duty assignment if a  
               firefighter under similar circumstances would not be  
               given that assignment;
             h)   prohibit punitive action or denial of promotion of  
               a firefighter on the basis of other than merit,  
               without the opportunity for administrative appeal;
             i)   prohibit removal of a fire chief without written  
               notice with reasons for removal and opportunity for  
               administrative appeal;
             j)   except for specified circumstances, require that no  
               punitive action against the firefighter be taken  
               unless the investigation is completed within one year  
               (this provision would apply only to acts, omissions,  
               or misconduct occurring on or after January 1, 2008);
             aa)  require that if discipline is to be imposed on a  
               firefighter, notice of the decision be given at least  
               10 days prior but no later than 2 days prior to taking  
               action;
             bb)  provide for the reopening of an investigation under  
               specified circumstances, notwithstanding the one-year  
                                                                       




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               requirement to complete an investigation;
             cc)  prohibit the placement of any adverse comments into  
               a firefighter's personnel file without the firefighter  
               reviewing and signing off on the comment and provide  
               the firefighter 30 days to respond to an adverse  
               comment placed in the file;
             dd)  permit the firefighter to inspect his or her  
               personnel files under specified conditions;
             ee)  provide that a firefighter shall not be compelled  
               to submit to a lie detector test and prohibit any  
               notation of a firefighter's refusal to submit to a lie  
               detector test in the firefighter's personnel file;
             ff)  prohibit any requirement that the firefighter  
               disclose specified personal information unless  
               required by state law or by court order;
             gg)  prohibit the warrantless search of a firefighter's  
               locker or other personal storage space at work;
             hh)  provide that a firefighter may seek injunctive or  
               other extraordinary relief if these rights are  
               violated; and
             ii)  provide that if the court finds that a party acted  
               in bad faith or filed a frivolous action or filed an  
               action for an improper action, the court may impose  
               sanctions, including payment of reasonable expenses  
               including attorney's fees.

          2.    Existing law  provides that a public employee is not  
            liable for injury caused by his or her instituting or  
            prosecuting any judicial or administrative proceeding  
            within the scope of employment, even if he or she acts  
            maliciously and without probable cause. ( 821.6.)

             This bill  would provide that, where the employer or its  
            agents maliciously violated any of the provisions in the  
            act with intent to injure the firefighter, the court may  
            impose a civil penalty of up to $25,000 to be awarded to  
            the firefighter whose right was violated or denied, plus  
            reasonable attorney's fees.  This would be in addition to  
            any actual damages suffered by the firefighter that the  
            court may find.

                                     COMMENT
           
          1.    Stated need for the bill
           
                                                                       




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            The California Professional Firefighters (CPF)  
            organization believes that the Firefighters Bill of  
            Rights that AB 220 would enact will enhance protections  
            for firefighters who are oftentimes first-line emergency  
            safety officers on the scene.  The CPF, sponsor of AB  
            220, states:

               In the public's mind, public safety professionals  
               are on the same team.  Every time a firefighter  
               arrives on the scene of an emergency, they are a  
               part of a thin blue line that protects our  
               citizens.  Firefighters often find themselves in  
               situations where their sworn duty commands  
               appropriate steps to ensure the safety of the  
               public.  The reality is that on the street, there  
               are situations where the role of a firefighter  
               intersects with that of a peace officer.

               When providing life saving services to the public,  
               firefighters execute numerous job safety  
               procedures and protocols, which have the potential  
               of being compromised or altered in a highly  
               charged atmosphere of critical incident stressors.  
                As a result, firefighters can be subjected to  
               investigations and interrogations that ultimately  
               lead to unwarranted punitive actions, such as  
               transfers, demotions or suspensions, without being  
               extended appropriate due process safeguards.

               Not only do firefighters need to know their  
               instructions in the area of fire and emergency  
               protection and prevention, those firefighters who  
               trust their instincts in volatile emergency  
               situations are deserving of the same level of  
               protection and due process rights as their peace  
               officer colleagues when administrative actions are  
               taken against them.  Ultimately, firefighters need  
               to know that they have the weight of the law  
               behind them.  Indeed the protection of property  
               and the safety of the public depend on the  
               maintenance of reasonable and consistent  
               procedural protections.

            AB 220 would confer upon firefighters substantially the  
            same procedural protections of POBOR, including the  
                                                                       




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            penalty provisions for violations.  While POBOR has been  
            litigated in numerous cases over the years and justified  
            again and again by the special trust placed by the public  
            in their peace officers who enforce the law, the staff  
            has not found any published cases involving a firefighter  
            who claims his or her due process rights have been  
            violated by an interrogation or investigation for  
            misconduct while executing his or her job duties.  

          2.   The purpose of POBOR: should firefighters get the  
          same protections?

             The oft-cited case of Pasadena Police Officers Assn. v.  
            City of Pasadena (1990) 51 Cal.3d 564 articulated the  
            rationale behind passage of the Public Safety Officers  
            Procedural Bill of Rights Act (POBOR or Act).  The court  
            stated:  

               Courts have long recognized that, while the  
               off-duty conduct of employees is generally of no  
               legal consequence to their employers, the public  
               expects peace officers to be "above suspicion of  
               violation of the very laws [they are] sworn?to  
               enforce." (Citations omitted.)  Historically,  
               peace officers have been held to a higher standard  
               than other public employees, in part because they  
               alone are the "guardians of peace and security of  
               the community, and the efficiency of our whole  
               system, designed for the purpose of maintaining  
               law and order, depends upon the extent to which  
               such officers perform their duties and are  
               faithful to the trust reposed in them." (Citations  
               omitted.)  To maintain the public's confidence in  
               its police force, a law enforcement agency must  
               promptly, thoroughly, and fairly investigate  
               allegations of officer misconduct; if warranted,  
               it must institute disciplinary proceedings.

            Enacted in 1976, POBOR has generated a hefty body of case  
            law stating the purpose of the Act.  The court in  
            California Correctional Peace Officers Assn. v. State of  
            California (2000) 98 Cal.App.4th 294, for example,  
            reiterated that the Act was adopted primarily as "a labor  
            relations statute, providing a catalog of basic rights  
            and protections that must be afforded all peace officers  
                                                                       




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            by the public entities which employ them."  An earlier  
            decision, Binkley v. City of Long Beach (1993) 16  
            Cal.App.4th 1795, explains that: 

               [t]he Act bespeaks the Legislature's determination  
               that, because labor unrest and strikes produce  
               consequences extending far beyond local boundaries,  
               the maintenance of stable employment relations between  
               peace officers and their employers is a matter of  
               statewide concern.  In summary, the Act: (1) secures  
               to public safety officers the right to engage in  
               political activity, when off duty and out of uniform,  
               and to seek election to or serve as a member of the  
               governing board of a school district; (2) prescribes  
               certain protections which must be afforded officers  
               during interrogations which could lead to punitive  
               action; (3) gives the right to review and respond in  
               writing to adverse comments entered in an officer's  
               personnel file; (4) provides that officers may not be  
               compelled to submit to polygraph examinations; (5)  
               prohibits searches of officers' personal storage  
               spaces or lockers except under specified  
               circumstances; (7) gives officers the right to  
               administrative appeal when any punitive action is  
               taken against them, or they are denied promotion on  
               grounds other than merit; and (8) protects officers  
               against retaliation for the exercise of any right  
               conferred by the Act.  [Cites omitted.]

            Under POBOR, a public safety officer alleging a violation  
            must file a complaint in superior court, and where the  
            court finds that a public safety department has violated  
            any provisions of the Act, it shall render appropriate  
            "injunctive or other extraordinary relief to remedy the  
            violation and to prevent future violations of a like or  
            similar nature including, but not limited to, the  
            granting of a temporary restraining order, preliminary,  
            or permanent injunction prohibiting the public safety  
            department from taking any punitive action against the  
            public safety officer."

            In 2002, the Legislature amended POBOR to allow, in  
            addition to the extraordinary relief already in statute  
            then for the recovery by the public safety officer of  
            actual damages, exemplary damages, a civil penalty  
                                                                       




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            payable to the officer of up to $25,000, and attorney's  
            fees, against the public safety department for each  
            willful violation that was intended to injure the  
            officer.

            AB 220 would mirror most if not all of the provisions  
            currently in POBOR, so there is no need to re-examine the  
            policy behind the procedural safeguards that are built  
            into the statutory scheme, and the penalties that could  
            be imposed for violations of the interrogated officer's  
            rights under the Act.  Those have been vetted in past  
            legislation and litigated over several decades at all  
            levels of the state courts.

            The question for the committee is whether or not the same  
            procedural safeguards should be given to firefighters.   
            In other words, do firefighters stand in the same shoes  
            as peace officers when it comes to exposure to charges of  
            misconduct in the course of discharging their duty to  
            respond to fires and other emergencies? If so, do the  
            firefighters need the same due process protections  
            provided to peace officers by POBOR?

            As noted in the Background, a similar bill (AB 1411) was  
            introduced in 2000 and died in the Senate Appropriations  
            Committee on the grounds of substantial unfunded mandate  
            costs to local government.  Last year, AB 2827 would have  
            raised some classes of firefighters to the level of peace  
            officer status, thus gaining POBOR protections.  That  
            bill also failed in the Assembly Appropriations  
            Committee.  This committee heard neither bill.
            However, AB 220 is being heard in this committee because  
            the bill would, if enacted, confer specific due process  
            protections to firefighters because of a claimed special  
            standing, i.e., beyond the standing of other civil  
            servants of cities, counties, and the state.

          3.    Opponents contend the bill is unnecessary
           
            The California State Association of Counties calls AB 220  
            both unnecessary and burdensome.  "Firefighters are not  
            the subject of investigations and interrogations to the  
            same extent as peace officers.  County employees,  
            including firefighter employees, already have substantial  
            procedural and due process rights.  In addition to  
                                                                       




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            property interest due process rights and civil service or  
            merit protections, firefighter employees have collective  
            bargaining rights including due process procedures. ?This  
            bill would impose substantial and reimbursable state  
            mandate costs on local government.  The Commission on  
            State Mandates is in the process of promulgating local  
            agency parameters and guidelines for the substantial  
            costs associated with POBOR.  These same costs would  
            result unnecessarily from AB 220."

            In fact, there are procedural safeguards in place for  
            civil service employees that are available to  
            firefighters.  The California Supreme Court, in Skelly v.  
            State Personnel Board (1975) 15 Cal.3d 194, ruled that  
            public employees are entitled to a "disciplinary  
            hearing," which means the employee is entitled to a  
            written notice of proposed disciplinary action, the  
            effective date of the action, the reasons for the  
            disciplinary action, the specific policy or rule  
            violated, and a statement advising the employee of the  
            right to respond orally or in writing.  A Skelly hearing  
            is the backbone of public employees' procedural rights at  
            work.  

            Additionally, opposition from emergency medical service  
            (EMS) agencies centers around the diminution of their  
            ability to provide impartial medical oversight of public  
            providers of emergency services (i.e., firefighters who  
            are paramedics or EMTs).  "AB 220?poses major concerns  
            for EMS agency administrators and medical directors in  
            relation to the medical control of prehospital care  
            personnel.  EMS agencies ensure the safety of the public  
            by ensuring that the same standards for medical oversight  
            are applied equally to the public and private sector.   
            Further, EMS agencies already ensure due process rights  
            of those prehospital care medical personnel whose medical  
            performance is reviewed by the local EMS agency medical  
            director."

            The League of California Cities contends that "AB 220's  
            attempt to emulate the [POBOR] and to garner the  
            identical conditions as Peace Officers has little  
            merit?.Local firefighters are not subject to the degree  
            of investigations and interrogations as peace officers.   
            Discipline actions cannot be brought against "any"  
                                                                       




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            firefighter without due process. ?The bill also leaves  
            some unanswered questions.  For example?Cities are  
            perplexed insofar as the reason the Legislature would  
            want to "interfere" with a local fire department's  
            decision as to how to allocate personnel.  If an  
            assignment or a reassignment is done for punitive or  
            retaliatory reasons, then the firefighter would have  
            recourse under one of the following: MOU, Collective  
            Bargaining agreement, or refer to the city's ordinance in  
            that area. ?Finally, AB 220 would impose substantial  
            unfunded and reimbursable state mandate costs on local  
            government?"

          Support:  California Statewide Law Enforcement Association;  
          CDF Firefighters

          Opposition:  California State Association of Counties;  
                    League of California Cities; Emergency Medical  
                    Services Administrators Association of California  
                    (EMSAAC); Sierra-Sacramento Valley Emergency  
                    Medical Services Agency (S-SV EMS); Emergency  
                    Medical Directors Association of California  
                    (EMDAC); Regional Council of Rural Counties;  
                    California Contract Cities Association

                                     HISTORY
           
          Source: California Professional Firefighters (sponsor)

          Related Pending Legislation: None Known

          Prior Legislation:  AB 1411 (Longville, 2000) was an almost  
                        identical bill.  This bill died in the Senate  
                        Appropriations Committee.
            
                        AB 2857 (Bass, 2006) would have expanded  
                        POBOR coverage to certain firefighters.  This  
                        bill died in the Assembly Appropriations  
                        Committee. 
                         
          Prior Vote:Asm. P.E.R. & S.S.  (Ayes 4, Noes 2)
                    Asm. Appr. (Ayes 12, Noes 5)
                                                                                                  Asm. Flr. (Ayes 74, Noes 0)
          
                                 **************
                                                                       




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