BILL ANALYSIS                                                                                                                                                                                                              1
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                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                            MARTHA M. ESCUTIA, CHAIRWOMAN
          

          SB 1068 -  Escutia/Bowen                     Hearing Date:   
          April 5, 2005                                       S
          As Amended: March 30, 2005    FISCAL                B

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                                      DESCRIPTION
           
           Current law  provides the California Public Utilities Commission  
          (CPUC) with regulatory authority over public utilities,  
          including telephone companies.

           This bill  states the intent of the Legislature to establish  
          telephone consumer protections that are at least as protective  
          as those established by the CPUC in its May 2004 decision.

           This bill  requires the CPUC to establish and enforce telephone  
          consumer protection rules by July 1, 2006 that achieve the  
          following policies:

                 A consumer has a right to receive clear and complete  
               information about rates, terms, and conditions for service;
                 A consumer has a right to select services and vendors,  
               and to have those choices respected by telephone service  
               providers;
                 A consumer has a right to personal privacy;
                 A consumer has a right to participate in public policy  
               proceedings, to be informed of her rights, and to have  
               effective recourse if those rights are violated;
                 A consumer has a right to accurate and understandable  
               bills;
                 A consumer has a right to be treated equally with all  
               other similarly situated consumers;
                 A consumer has a right to safety and security of person  
               and property;

           This bill  requires the rules adopted by the CPUC to include all  










          of the following:

                 A telephone corporation shall disclose its rates, terms  
               and conditions of service.
                 A telephone corporation shall make no deceptive or  
               misleading statement about its rates and services.
                 A telephone corporation shall provide a customer with  
               written confirmation of every order for service and a  
               written copy of each contract.  A customer may cancel any  
               new service within 30 days without termination fees or  
               penalties.
                 Telephone corporations shall provide customer contracts  
               and make required disclosures in the language used to  
               advertise the product or service upon the customer's  
               request.
                 For prepaid calling cards, every advertisement of price  
               shall include disclosure of any limitations, minimum  
               charges, and any other relevant fees or surcharges.
                 Bills must be clearly organized and contain only charges  
               which have been authorized by the customer.  Only  
               government imposed fees and taxes may be identified as  
               government fees and taxes.
                 For charges for non-communications services:
                  ?         the telephone bill can contain those charges  
                    only if the customer has authorized the charge;
                  ?         the telephone corporation must take reasonable  
                    precautions to screen out unscrupulous vendors;
                  ?         the charges must be separately identified and  
                    clearly labeled;
                  ?         basic telephone service cannot be disconnected  
                    for non-payment;

                                      BACKGROUND
           
          On February 3, 2000 the CPUC commenced what has so far been a  
          more than five year effort to establish telephone consumer  
          protection rules.  After numerous opportunities for written  
          comment, over 20 public meetings in 13 locations throughout the  
          state, additional opportunities for written comment, creation of  
          consumer and industry working groups to attempt to settle  
          differences, and more public comment, the CPUC on May 27, 2004  
          approved telephone consumer protection rules that apply to all  
          telephone companies, including cellular companies.  Telephone  
          companies were given at least 180 days to implement the rules.










          Toward the end of 2004 most of the telephone companies had  
          implemented most of the rules.  However, many companies  
          requested a time extension to implement certain rules, and  
          pursuant to CPUC procedures those extensions were granted first  
          for 30 days, then for an additional 30 days, and then for an  
          additional period of up to a year.  On January 5, 2005 a CPUC  
          Commissioner proposed staying the CPUC's May 2004 decision, with  
          the intent to vote on staying the rules the following week.   
          During this time the CPUC had only 3 members as 2 members' terms  
          had expired at the end of 2004 and new commissioners had not  
          been sworn in.  Rather than attempt to stay the rules with a  
          procedurally suspect 2-1 majority the Commission waited until a  
          fourth commissioner was sworn in.  Shortly thereafter, on  
          January 27, 2005, the CPUC voted to indefinitely stay their June  
          7 decision.  On March 10, 2005 the CPUC issued a ruling to  
          follow up on the stay.  That ruling asked parties to comment on  
          several questions including:

                 Which of the stayed rules cause little or no hardship to  
               telephone companies?
                 To what extent have voluntary actions by telephone  
               companies eliminated the need for any of the stayed rules?
                 Are there equally effective but less restrictive  
               alternative approaches to providing consumer protection?

                                       COMMENTS
           
              1)   Looks Familiar  - The intent of this bill is to enact  
               telephone consumer protection rules that are at least as  
               stringent as the rules adopted by the CPUC in May 2004.   
               The bill provisions reflect the policies contained in those  
               rules but lack some of the specificity.  There is one  
               provision that is much stronger than was contained in the  
               CPUC's rules.  That provision requires that if a service is  
               marketed in a given language then the contract and  
               disclosures must be in that same language if requested by  
               the customer.

















               Supporters express exasperation at the CPUC.  They note the  
               difficulty in dealing with telecommunications companies and  
               the need for enforceable consumer protections.
           
             2)   Standing Aside  -- Opponents are concerned that this bill  
               is duplicative of the CPUC's process, and that the CPUC  
               should be permitted to complete its process.  If the CPUC's  
               March 10 ruling is any indication of the CPUC's  
               inclination, it's little wonder that opponents prefer the  
               CPUC process.

              3)   Unnecessary?  -- Opponents argue that adequate consumer  
               protections already exist, both in the form of a Wireless  
               Code of Conduct and through existing laws of general  
               applicability.  But the Code of Conduct is voluntary,  
               created by the cellular carriers in response of consumer  
               complaints.  And the laws of general applicability require  
               enforcement.  Is it reasonable to rely on the Attorney  
               General or District Attorneys to make enforcement of those  
               laws with regard to telecommunications service a priority,  
               given the other law enforcement matters they face?  The  
               author argues that better enforcement of telephone consumer  
               protection rules will occur if that job is given to the  
               CPUC where it has historically resided and made a priority.

              4)   Losing Scale Economies  -- Opponents are concerned about  
               state by state regulations which they believe will impair  
               the economies of scale that some of the wireless carriers  
               enjoy.  They point to a March 18, 2005 order by the Federal  
               Communications Commission (FCC) which bars states from  
               requiring or prohibiting discretely identified charges on a  
               cellular bill.  That order also includes several proposed  
               rules on which the FCC seeks comment.  Certain of those  
               rules could preempt California's ability to establish and  
               enforce consumer protection rules.  In its proposal the FCC  
               noted that it believes that limiting state regulation of  
               billing practices in favor of a uniform federal regime  
               "will eliminate the inconsistent state regulation that is  
               spreading across the country, making nationwide service  
               more expensive for carriers to provide and raising the cost  














               of service to consumers."<1>

               While it is true that the FCC narrowly preempted the states  
               with regard to discretely identified charges, the broader  
               FCC preemptions are proposed, not adopted.  Comments from  
               parties have yet to be considered.  Importantly, two of the  
               five commissioners expressed strong concerns over state  
               preemption and one of the remaining three commissioners has  
               resigned.  It is not certain whether the states will be  
               more broadly preempted.  

              5)   What the FCC Says  -- The FCC order does have a lot to  
               say about telephone consumer protection, particularly with  
               respect to cellular companies.  Specifically, the FCC  
               concluded that cellular companies should no longer be  
               exempt from the requirement that billing descriptions be  
               brief, clear, non-misleading, and in plain language.  The  
               FCC reached this conclusion because "recent data indicates  
               that complaints regarding wireless 'billing & rates' and  
               'marketing & advertising' have increased significantly"  
               since 1999."<2>  The FCC is "concerned that some (cellular)  
               carriers may be disguising rate increases in the form of  
               separate line item charges and implying that such charges  
               are necessitated by governmental action."<3>  And the FCC  
               noted that "the record reflects that consumers still  
               experience a tremendous amount of confusion regarding their  
               bills, which inhibits their ability to compare (cellular)  
               carriers' service and price offerings, in contravention of  
               the pro-competitive framework of the 1996 (Federal  
               Telecommunications) Act."<4>  It would seem to appear that  
               the FCC supports the need for stronger consumer  
               protections, recognizing that voluntary measures and market  
               forces have been inadequate.  

                                       POSITIONS
           
           Sponsor:
           
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          <1> Federal Communications Commission,  Second Report and Order,  
          Declaratory Ruling, and Second Further Notice of Proposed  
          Rulemaking  , para. 52, FCC 05-55, Released March 18, 2005.

          <2> Id. at para. 16.
          <3> Id. at para 24.
          <4> Id. at para 39.








          Author

           Support:
           
          AARP California
          California Alliance For Consumer Protection
          California Small Business Association
          Consumer Federation of California
          Latino Issues Forum
          Office of the Attorney General
          The Utility Reform Network
          Utility Consumers' Action Network

           Oppose:
           
          CTIA - The Wireless Association
          California Broadcasters Association
          California Chamber of Commerce
          California Manufacturers & Technology Association
          California Retailers Association
          Cingular Wireless
          Cricket Communications
          Los Angeles Economic Development Corporation
          Nextel Communications
          San Diego Telecom Council
          Sprint Communications Company
          T-Mobile
          Verizon Wireless
          

          Randy Chinn 
          SB 1068 Analysis
          Hearing Date:  April 5, 2005