BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1653
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          Date of Hearing:   May 10, 2005

                        ASSEMBLY COMMITTEE ON HUMAN SERVICES
                                 Noreen Evans, Chair
                 AB 1653 (Haynes) - As Introduced:  February 22, 2005
           
          SUBJECT  :  In-home Supportive Services program; provider wage and  
          benefit reductions.

           SUMMARY  :  Limits state participation in wages of In-home  
          Supportive Services (IHSS) providers to the minimum wage.   
          Specifically,  this bill:  

          1)Provides that effective October 1, 2005, the state pay 65% of  
            the nonfederal share of wages and benefits negotiated by  
            public authority or nonprofit consortium up to the state  
            minimum wage;

          2)Provides that the act is an urgency statute necessary for the  
            immediate preservation of the public peace, health or safety  
            within the meaning of Article IV of the Constitution, and  
            shall go into immediate effect.

           EXISTING LAW  :

          1)Provides for the county-administered IHSS program, under which  
            qualified aged, blind and disabled persons are provided with  
            services in order to permit them to remain in their own homes  
            and avoid institutionalization.

          2)Permits services to be provided under the IHSS program either  
            through the employment of individual providers, a contract  
            between the county and an entity for the provision of  
            services, the creation by the county of a public authority, or  
            a contract between the county and a nonprofit consortium.

          3)Establishes a formula with regard to provider wages or  
            benefits increases negotiated or agreed to by a public  
            authority or nonprofit consortium and specifies that the state  
            pay 65% and the counties 35%, beginning with the 2000-01  
            fiscal year, of the nonfederal share of any increases up to  
            designated amounts, depending upon certification of specified  
            increases in revenues over the prior fiscal year.

           FISCAL EFFECT  :  Unknown; the Administration estimates savings in  








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          fiscal year 2005-06 of $195 million, and $260 million annually  
          thereafter.  However, the Administration's estimates assume  
          counties maintain wages with own funds, and do not consider  
          potential costs in Medi-Cal, food stamps, CalWORKs and long-term  
          institutional care to the extent that wages are reduced and  
          fewer IHSS providers are available to care for aged or disabled  
          consumers.

           COMMENTS  :  This bill contains the Administration's proposal to  
          reduce state contributions to IHSS wages and benefits, a key  
          element of its 2005-06 social services budget.

          The IHSS program serves eligible aged, blind, and disabled  
          individuals.  The broad goal of the program is to provide care  
          to people in their own homes in order to avoid placement in  
          institutions like Skilled Nursing Facilities, Residential Care  
          Facilities, and other aggregate care settings. 

          The program provides: (1) domestic services like housework,  
          shopping for groceries and meal preparation; (2) non-medical  
          personal care services such as dressing and transportation; (3)  
          paramedical services like administering medications; and (4)  
          protective supervision for those who, due to cognitive decline  
          or dementia, cannot be left alone for extended periods.

           Eligibility.   IHSS is available to those who are aged (65 and  
          over), blind or disabled, living in their own homes (or are  
          capable of doing so if IHSS services are provided), with income  
          low enough to qualify for Supplemental Security Income/State  
          Supplementary Program (SSI/SSP) benefits.  It serves  
          approximately 330,000 people who are aged, blind, and disabled.   
          Of those, 51% are disabled, 47% are aged and 2% are blind.  

           Funding.   IHSS is funded with federal, state, and county funds.   
          There are three components: (1) the Medi-Cal Personal Care  
          Services Program (PCSP), (2) the IHSS Plus Waiver Program, and  
          (3) the IHSS Residual Program.  Half of the costs of the PCSP  
          and IHSS Waiver Plus programs are borne by the federal  
          government, and the remainder is shared by the state (65%) and  
          counties (35%).  The Residual program is entirely state and  
          county-funded.  Before August 1, 2004, most people in the  
          Residual program were cared for by their parents or spouses.   
          These cases were largely transferred to the IHSS Plus Waiver  
          Program after the federal government approved the waiver last  
          summer.  As a result, those cases became eligible for the 50%  








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          federal share.  The Governor's proposed budget includes $231  
          million in state savings in 2005-06 as a result of the approval  
          of the IHSS Plus Waiver. 

          The Residual program is now a small component of IHSS.

           Administration.   The IHSS program is supervised at the state  
          level by the State Department of Social Services, and  
          administered at the local level by counties, who perform  
          eligibility determinations and assess the number of hours a  
          client needs (up to a maximum of 283 hours per month).  Each  
          county is required to establish an employer of record for the  
          purposes of collective bargaining, background checks on care  
          providers, and other workforce development activities. 

           Service delivery modes.   Counties deliver services in one of  
          three service delivery modes: Individual Provider (IP),  
          Contract, or Homemaker.  A county can also use a combination of  
          different modes.  

          The vast majority of IHSS clients receive care services from an  
          individual provider, in which a client interviews, hires, and  
          fires a caregiver who is not an employee of the client, but  
          serves as an independent contractor.  This mode of service  
          delivery relieves the client from the administrative tasks  
          associated with being an employer, such as withholding taxes and  
          carrying worker's compensation insurance. 

          Some counties provide IHSS services through a contract with a  
          home care agency.  Such an agency employs and supervises  
          caregivers who provide care to clients in their home.   
          Additionally, counties can employ their own care providers to  
          deliver services to clients.  Since they are county employees,  
          the county is responsible for their work.

           Employer of Record.   Counties must establish an employer of  
          record for the purposes of collective bargaining.  Nearly all of  
          California's counties choose to meet this requirement through  
          the establishment of a Public Authority.  Public Authorities  
          maintain registries of IP's, conduct background checks, and  
          negotiate with labor unions for wages and benefits.  Five  
          counties choose to serve as their own employer of record.  In  
          this case, the county negotiates directly with labor unions. 

           Employee wages.   Since 2000, the state has contributed its 65%  








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          share of non-federal dollars to wage increases for IHSS workers,  
          up to a designated cap.  Currently the limit is $10.10 for both  
          wages and health benefits.  Subdivisions (d) and (e) of Section  
          12306.1 contain a "trigger" which increases the wage and benefit  
          level for which the state contributes its 65% share when General  
          Fund revenues increase by 5% over the prior year.  The maximum  
          allowable wage and benefit hourly amount for which the state  
          will make its contribution is $12.10.  

          As of February 1, 2005, fourteen counties now pay at least $9.50  
          per hour in wages, and 93% of all IHSS workers statewide are  
          paid more than the state minimum wage, according to a survey  
          conducted by the California Association of Public Authorities  
          (CAPA).  The survey also revealed that 28 Public Authority  
          counties, representing 90% of statewide IHSS workers, have a  
          binding collective bargaining agreement, and 22 of these "have  
          adopted some form of county protection within the local  
          ordinance or collective bargaining agreement that addresses  
          potential changes in state or federal sharing levels in IHSS  
          wages and/or benefits."  The protection is either "re-opener  
          language" which requires a meet and confer process without  
          specifying outcomes, or language modifying wages or benefits if  
          state or federal funding is diminished.  Six counties - Alameda,  
          Contra Costa, Mendocino, San Francisco, Santa Clara and Santa  
          Cruz - have no county protection and, if state participation  
          above the minimum wage is eliminated, would be obligated to  
          cover the cost from county funds.

           Impact of wage reductions .  As noted, the Administration assumes  
          that the withdrawal of state participation will not have an  
          immediate effect on actual wages paid to IHSS providers.  DSS  
          asserts that "[i]t is possible that counties could access the  
          $93 million in county savings associated with the 2004 IHSS  
          Independence Plus Waiver to make up for the smaller State share  
          of wages and benefits."  However, this still falls $100 million  
          short of the projected state savings, and, as the County Welfare  
          Directors Association observes, "just as the state has dedicated  
          the savings to other vital state priorities, so have the  
          counties."  Additionally, the CAPA survey cited above found that  
          22 counties have negotiated agreements requiring either an  
          automatic reduction of wages or renegotiation of conditions when  
          anticipated state or federal funding is not available.  

          The bill potentially could affect the stability and quality of  
          care provided by IHSS workers and result in significant income  








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          losses as well as heightened demand for public benefit programs  
          serving low-income Californians.  A study performed by Associate  
          Professor of Economics Candace Howes for the University of  
          California Institute for Labor and the Economy found that the  
          rise in IHSS wages for homecare workers in San Francisco County  
          from $5 to $10 per hour over a 52-month period increased the  
          supply of IHSS providers by 54%, and reduced the annual turnover  
          of the workforce by 30%.  Professor Howes has estimated that a  
          reduction of the IHSS wage to the minimum would double the  
          turnover in San Francisco.  Additionally, surveys she conducted  
          found that at least 12,000 providers statewide would look for  
          other work if wages fell, and 19% of consumers losing their  
          provider would need nursing home care.  The savings of $33  
          million for the 28% of consumers who would do without a provider  
          would be far outweighed by the $137 million increase in nursing  
          home costs.  The annual cost of providing IHSS care is $9,924,  
          compared to $60,000 estimated by the Legislative Analyst to be  
          the annual cost of nursing home care.

          Moreover, Professor Howes estimated the lost IHSS worker income  
          at $550 million annually.  Such losses would increase Medi-Cal  
          enrollment as well as CalWORKs and food stamp eligibility,  
          offsetting other projected savings.

           Access to Medicaid services  .  Federal law governing the Medicaid  
          program (known as Medi-Cal in California) requires participating  
          states to "assure that payments ? are sufficient to enlist  
          enough providers so that care and services are available under  
          the plan at least to the extent that such care and services are  
          available to the general population in the geographic area."  42  
          U.S.C. 1396a(a)(30)(A).  Inadequate rate payments have been  
          invalidated when courts have found that they effectively  
          resulted in a denial of access to necessary services.  Most  
          recently, in  Clayworth v. Bonta  , 295 F.Supp. 1110 (E.D.Cal.  
          2003), the Court enjoined a 5% Medi-Cal fee-for-service provider  
          rate reduction, finding the proposed cut arbitrary because "the  
          State failed to consider the effect of a rate reduction on  
          beneficiaries' equal access to quality medical services, in view  
          of provider costs ?"  The proposal contained in AB 1653  
          potentially raises similar legal issues.

           Subcommittee Action  .  The Administration's budget proposal to  
          reduce the state contribution to IHSS wages was heard on April 6  
          in Budget Subcommittee #1 on Health and Human Services.  The  
          proposal was rejected by a 4-0 vote.








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           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Department of Social Services (sponsor)

           Opposition 
           
          American Civil Liberties Union (ACLU)
          California Alliance for Retired Americans (CARA)
          California Association of Homes and Services for the Aging  
          (CAHSA)
          California Association of Public Authorities (CAPA)
          California Foundation for Independent Living Centers
          California State Association of Counties (CSAC)
          County Welfare Directors Association of California (CWDA)
          Gray Panthers California
          IHSS Advisory Committee
          In-Home Supportie Services Consortium 
          Planning for Elders In-Home Supportive Services (IHSS) and  
          Health Task Force
          San Francisco IHSS Public Authority
          Service Employees International Union (SEIU)
          The County of Riverside IHSS Public Authority 
          The IHSS Public Authority of Marin
          The Personal Assistance Services Council of Los Angeles
          67 individuals
           
          Analysis Prepared by  :    Casey McKeever / HUM. S. / (916)  
          319-2089