BILL ANALYSIS                                                                                                                                                                                                    







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          |Hearing Date:June 27, 2005     |Bill No:AB                |
          |                               |585                       |
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               SENATE COMMITTEE ON BUSINESS, PROFESSIONS AND ECONOMIC  
                                     DEVELOPMENT
                             Senator Liz Figueroa, Chair

                     Bill No:        AB 585Author:Negrete McLeod
                       As Amended:June 22, 2005 Fiscal:    Yes

          
          SUBJECT:   Equipment dealers.  
          
          SUMMARY:  Revises and recasts equipment dealer law to set forth  
          the contractual rights and obligations of dealers, single-line  
          dealers, suppliers, and single-line suppliers.

          Existing law:

          1)Regulates the business relations between equipment dealers and  
            manufacturers, wholesalers, and distributors of agricultural,  
            utility, industrial equipment and parts.

          2)Defines applicable terms, including:

             a)   "Equipment" means machines designed for agriculture,  
               livestock, grazing, light industrial and utility purposes.   
               The definition excludes all-terrain vehicles, earth moving  
               and heavy construction equipment, and mining and forestry  
               equipment. 

             b)   "Equipment dealer" or "dealership" means a person,  
               partnership, corporation or association primarily engaged  
               in the retail sale of equipment.

             c)   "Supplier" means a person, partnership, corporation or  
               association primarily engaged in manufacturing, assembling  
               or wholesale distribution of equipment, and includes any  
               successor in interest, as specified.

             d)   "Dealer agreement" means an oral or written contract or  
               agreement between a supplier and an equipment dealer,  





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               providing the rights and obligations of the parties with  
               respect to the purchase or sale of equipment.

             e)   "Net cost" means the price the dealer paid the supplier  
               for the equipment, less all applicable discounts, plus  
               freight costs.

             f)   "Net price" means the price listed for repair parts in  
               the supplier's price list or catalog, less all applicable  
               discounts. 

          3)Authorizes an equipment dealer to establish a lien for unpaid  
            charges and file the lien with the Secretary of State.  

          4)Prohibits a supplier from engaging in various acts and  
            practices with respect to an equipment dealer, including, but  
            not limited to:

             a)   Coercing a dealer to order equipment not listed in the  
               base price of the advertised equipment.

             b)   Coercing a dealer to enter into any agreement.

             c)   Refusing to deliver to any dealer equipment covered by  
               the dealer agreement.

             d)   Terminating, canceling, or failing to renew a dealer  
               agreement or substantially changing the competitive  
               circumstances of the dealer agreement without cause.

             e)   Requiring, under specified circumstances, substantial  
               renovation or the acquiring of new or additional space of  
               the dealer's place of business as a condition of renewal or  
               extension of a dealership agreement.

             f)   Discriminating, under certain conditions, the prices  
               charged for equipment.

             g)   Preventing the dealer from changing the capital  
               structure of the equipment dealership or the means by which  
               the dealer is financed.

             h)   Preventing the dealer from transferring any part of the  
               interest to another party and restricts the dealer from  
               transferring control of the dealership and/or power of  
               management without the written consent of the supplier.





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             i)   Requiring a dealer to agree to a release which would  
               relieve any one from liability regarding any of the above  
               unlawful actions.

          5)Specifies the conditions under which an equipment dealer's  
            contract would be renewed or denied.

          6)Requires the supplier to repurchase inventory upon termination  
            of a dealer agreement at specified prices based on fair market  
            value or specified percentages of net cost.

          7)Outlines the conditions by which an equipment dealership must  
            be transferred in the event of an equipment dealer's death.

          8)Authorizes dealers to recover for damages and reasonable fees.

          This bill:

          1)States legislative intent that the sale of equipment under  
            contract vitally affects the general economy of this state and  
            that the regulation of the dealer-supplier relationship is an  
            important public policy of the state. 

          2)Recasts the Equipment Dealers law as the Fair Practices of  
            Equipment Manufacturers, Distributors, Wholesalers and Dealers  
            Act; and revises the terms above and defines numerous other  
            relevant terms, including: 
             a)   "Dealer" (formerly, "equipment dealer" or "dealership")  
               is any person primarily engaged in the sale of equipment,  
               as defined, but not a "franchisee."

             b)   "Equipment" as all-terrain vehicles and other machinery,  
               equipment, implements, or attachments used for the  
               following:  lawn, garden, golf course, landscaping or  
               grounds maintenance; planting, cultivating, irrigating,  
               harvesting, and producing agricultural or forestry  
               products; raising, feeding, tending to, or harvesting  
               products from livestock and related activities; and,  
               industrial, construction, maintenance, mining, or utility  
               activities or applications.  Self-propelled vehicles  
               designed primarily for the transportation of persons on a  
               street or highway is excluded from this definition.

             c)   "Good cause" is a dealer's failure to comply with its  
               contractual obligations if those obligations are the same  





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               as those imposed on other dealers in this state.

             d)   "Single-line dealer" is a dealer that has both:   
               purchased 75% of its new equipment from a single supplier,  
               and has over $40 million average annual sales. 

             e)   "Single-line supplier" is a supplier that sells a  
               single-line dealer 75% of the dealer's equipment.

          3)Prohibits a supplier from various acts and practices,  
            including:

             a)   Coercing or compelling a dealer to accept delivery of  
               any equipment or parts unless they are safety features  
               required by the supplier.

             b)   Refusing to deliver ordered equipment within a  
               reasonable timeframe unless the supplier limits the  
               production volume of the ordered equipment and provides a  
               30-day notice of the reduction.

             c)   Terminating, canceling, or failing to renew a dealer  
               contract without "good cause."

             d)   Requiring, under specified circumstances, substantial  
               renovation, new or additional space for the dealer's  
               business as a condition for renewing a dealership contract,  
               unless the supplier gives the dealer one year's written  
               notice and allows two additional years to complete the  
               renovation.

             e)   Discriminating, directly or indirectly, in prices  
               charged to different dealers for the same equipment or  
               parts if the effect is to lessen competition or create a  
               monopoly.

             f)   Requiring a dealer to purchase goods or services as a  
               condition of the sale of equipment, parts, or other goods  
               and services unless the parts, special tools, and training  
               are necessary for safe operation of the equipment.

             g)   Coercing any dealer into refusing to purchase or  
               penalize any dealer for purchasing another supplier's  
               equipment.

          4)Requires a supplier that is not a single-line supplier to give  





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            a dealer that is not a single-line dealer 180 days written  
            notice of the supplier's intent to terminate, cancel, not  
            renew, or change the dealer contract, except as specified.

          5)Prohibits a single-line supplier from terminating a contract  
            with a single-line dealer without good cause or unless other  
            specified conditions are met; and provides that the supplier  
            must provide 90 days written notice of its intention to  
            terminate a contract and the single-line dealer shall have 60  
            days to rectify any deficiencies that caused the supplier to  
            terminate the contract.

          6)Requires a single-line supplier to reject or approve a  
            warranty claim from a single-line dealer within 45 days and  
            provide written justification for any rejection.  A  
            single-line supplier may audit the dealer's warranty claims.

          7)Requires a supplier to credit a dealer's account within 30  
            days for any returned parts, and provides that the supplier is  
            liable for 110% of the price of the returned parts, plus  
            interest, if the supplier does not comply with this  
            requirement.

          8)Specifies that fair market value of repurchased property upon  
            termination of a contract is equal to the acquisition cost,  
            plus shipping, handling, and set-up fees, less depreciation  
            cost of the equipment over three years.

          9)Requires a supplier to repurchase equipment, demonstrators,  
            equipment used in a manufacturer's incentive program, repair  
            parts, and specialized equipment or repair tools at specified  
            rates upon termination of the contract between the dealer and  
            the supplier if the property being repurchased meets specified  
            conditions. 

          10) Requires a supplier to pay or credit a dealer's account for  
            the return of equipment within 90 days of receipt of the  
            equipment, and provides that once this credit takes place the  
            title of the equipment transfers to the supplier.

          11) Requires the supplier and dealer to split the cost of  
            shipping any repurchased equipment or items to the nearest  
            supplier distribution center.

          12) Provides that a dealer shall hold a lien on any equipment  
            repurchased by a supplier until the supplier pays the dealer  





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            for the repurchase.

          13) Makes technical, non-substantive, and conforming changes.

          FISCAL EFFECT:  According to the Assembly Appropriations  
          Committee analysis, dated May 18, 2005, this bill would have no  
          net fiscal impact.  Because equipment dealers must file a lien  
          with the Secretary of State's Office, that office will incur  
          minor costs for additional filing which will be fully offset by  
          fees.

          COMMENTS:
          
          1.Purpose.  This bill is sponsored by the  FarWest Equipment  
            Dealers Association  (Sponsor) to clarify, modernize, and add  
            uniformity to existing law regulating the business  
            relationship between equipment dealers and suppliers, and to  
            add language regarding warranty work performed by a dealer on  
            a supplier's equipment.  The Sponsor indicates that since the  
            enactment of the original equipment dealers' legislation in  
            1992, business practices between dealers and suppliers have  
            changed and the updates and changes in this bill are necessary  
            to reflect those changes.  The Sponsor states that it has been  
            working with manufacturers to find uniform and consistent  
            language to ensure fair treatment of both dealers and  
            manufacturers.

          2.Background.  The original equipment dealers' law was enacted  
            in 1992 (AB 2478 Areias, Chapter 1271, Statutes of 1992).   
            That bill, also by the same Sponsor, regulated the business  
            relations between independent dealers and manufacturers,  
            wholesalers, and distributors of agricultural, utility, and  
            industrial equipment.  The law emerged out of concern that  
            mergers and acquisitions in the 1980's resulted in drastic  
            dealer closings which affected rural economies.  Furthermore,  
            it was argued that dealer contracts in California offered  
            little or no protection for the dealer if the  
            manufacturer/supplier merged with another company or  
            unilaterally decided to terminate the agreement for whatever  
            reason.

          The following year, AB 1311 (Areias, Chapter 532, Statutes of  
            1993) made technical cleanup to the law.  The equipment dealer  
            law has been unchanged since these two original bills were  
            enacted more than 12 years ago.  






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          3.Arguments in Support.  The Author's office has given the  
            Committee numerous individual letters from individual  
            equipment dealers and employees supporting this measure.   
            Proponents write that they believe that this bill would  
            clarify and modernize the law, and help to establish uniform  
            and consistent treatment for both suppliers and dealers in all  
            states.

          4.Arguments in Opposition.  This bill is opposed by the  Farm  
            Equipment Manufacturers Association  (FEMA), who believes that  
            the "bill takes the current balanced business practices  
            statute, carefully negotiated a dozen years ago, and in many  
            cases radically tilts the playing field in favor of equipment  
            dealers."  FEMA argues that the bill requires an unreasonably  
            long notice to a dealer when terminating a contract for  
            nonperformance; creates a process for regulating warranties  
            that is unjustified and burdensome; and may inadvertently  
            imply that dealers can cancel an agreement and trigger the  
            repurchase of equipment.  While recent amendments have  
            addressed some of past concerns, FEMA has proposed additional  
            amendments to address their concerns.

           NOTE  :  Double-referral to Judiciary Committee

          SUPPORT AND OPPOSITION:
          
           Support:   FarWest Equipment Dealers Association (Sponsor) 
          35 individual equipment dealers and equipment dealer employees

           Opposition:  Farm Equipment Manufacturers Association


          Consultant: G. V. Ayers