BILL ANALYSIS                                                                                                                                                                                                              1
          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                               DEBRA BOWEN, CHAIRWOMAN
          

          SB 520 -  Sher                     Hearing Date:  May 6, 2003     
             S
          As Introduced:  February 20, 2003            Non-FISCAL       B
                                                                        
                                                                        5
                                                                        2
                                                                        0

                                      DESCRIPTION
           
           Existing law requires the creation of the Independent System  
          Operator (ISO) as a nonprofit public benefit corporation and  
          requires the ISO to ensure efficient use and reliable operation  
          of the transmission grid.

           Existing law  further requires the ISO to conduct its operations  
          consistent with applicable laws and the public interest,  
          including specific requirements to:

          1.Perform its grid management function at the least possible  
            cost to consumers and the environment.
          2.Coordinate with regulatory agencies to ensure its activities  
            are consistent with consumer and environmental protection  
            standards.
          3.Ensure its purposes and functions are consistent with its  
            tax-exempt corporate status.
          4.Provide public access to its meetings and records according to  
            standards analogous to the state open meetings and public  
            records laws that apply to governmental agencies.

           This bill  requires the ISO to review its performance and costs,  
          compare its costs to other system operators, and report its  
          findings to the Legislature by February 1, 2004.

                                      BACKGROUND
           
          AB 1890 (Brulte), Chapter 854, Statutes of 1996, required the  
          creation of the ISO as a "separately incorporated public  
          benefit, nonprofit corporation."  When it established the ISO,  
          the Legislature gave little explicit guidance as to its public  











          obligations.  Section 345 of the Public Utilities Code simply  
          declares the purpose of the ISO is to "ensure efficient use and  
          reliable operation of the transmission grid." 

          While the ISO is a corporation and not a governmental agency,  
          its performance of a public purpose is inherent in its duties  
          and fundamental to its status as a nonprofit public benefit  
          corporation.  The ISO functions as a public utility, performing  
          exclusive duties delegated to it by the state, vital to maintain  
          public health and safety and funded by consumer electricity  
          rates.  As such, the people of the state have a unique and  
          compelling interest in the operation of the ISO.

          Because the ISO is not a governmental agency, it is not subject  
          to general state laws governing the conduct of state and local  
          agencies.  The ISO is not funded by tax dollars and its  
          expenditures aren't subject to legislative budgetary oversight.  
          Its costs are recovered in rates set by the Federal Energy  
          Regulatory Commission (FERC).

          Last year, SB 1753 (Bowen), Chapter 847, Statutes of 2002,  
          expanded on the original charter of the ISO, requiring it to  
          conduct its operations consistent with state laws and the public  
          interest, and assigning it more detailed public obligations.  SB  
          1753 requires the ISO, in managing the grid and related energy  
          markets, to reduce overall cost to consumers.

                                       COMMENTS
           
           1.Essence of the conflict.   According to this bill's sponsor,  
            California Municipal Utilities Association (CMUA), the ISO's  
            costs are excessive - three to six times more than other  
            transmission system operators.  CMUA says this bill strives to  
            reduce ISO costs.  

            ISO says it has attempted to perform studies like the one  
            required by this bill, but has been unable to get cost  
            information from other system operators.  ISO says it can't  
            produce a study that would be viewed as objective,  
            comprehensive, valid or accurate.

           2.What will the study show?   Previous studies already confirm  
            that the ISO's costs are higher than other system operators.   
            It's not clear which of the other system operators are  










            comparable to the ISO, or which the ISO would be required to  
            compare itself to under this bill.  Some of the ISO's high  
            overhead is due to high sunk costs from ISO's abrupt and  
            expensive startup, some to additional responsibilities assumed  
            as a result of the energy crisis, some to generous  
            compensation for a relatively high number of staff and  
            consultants.  An objective study may shed some light on where  
            cuts could be made, but the ISO is unlikely to conduct a  
            critical analysis of itself.

            Assigning the study to a disinterested party, such as the  
            State Auditor, may provide a more objective assessment of the  
            ISO's performance and costs than the self-review called for in  
            this bill.  However, the Auditor may run into the same problem  
            getting comparable cost information from system operators  
            outside California.

           3.What to do with the results?   The objective of this bill is to  
            compel the ISO to justify its costs to the Legislature and  
            bring costs into line with other system operators.  Assuming  
            the study reveals unjustified costs, it's unclear what the  
            next step for the Legislature would be.  The Legislature has  
            no ISO budgetary approval or oversight.  It could pass a law  
            ordering a cut in ISO's budget, although FERC maintains  
            economic regulation of the ISO.  The Legislature could also  
            respond by requiring the dissolution of the ISO and transfer  
            of transmission operation to the utilities or a public agency.  
             The Legislature could also attempt any of these steps now,  
            based on the information already available about ISO costs.

           4.More time needed.   The due date of the study, February 1,  
            2004, is only one month after the earliest possible effective  
            date of this bill.   The author and the committee may wish to  
            consider  extending the deadline to provide reasonable time to  
            complete the study.



















                                       POSITIONS
           
           Sponsor:
           
          California Municipal Utilities Association

          Support:
           
          None on file

           Oppose:
           
          None on file

          







































          Lawrence Lingbloom 
          SB 520 Analysis
          Hearing Date:  May 6, 2003