BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2430
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          CONCURRENCE IN SENATE AMENDMENTS
          AB 2430 (Wiggins)
          As Amended August 9, 2004
          2/3 vote.  Urgency
           
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          |ASSEMBLY:  |76-0 |(May 20, 2004)  |SENATE: |36-0 |(August 19,    |
          |           |     |                |        |     |2004)          |
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          Original Committee Reference:    TRANS.

          SUMMARY  :  Removes hot air balloon owners (owners) from the  
          jurisdiction of the California Public Utilities Commission (PUC)  
          and instead places them under the jurisdiction of local  
          governments, as specified, requires specified levels of  
          liability insurance, and sunsets these provisions on January 1,  
          2009.  

           The Senate amendments  :

          1)State that hot air balloon owners will now be under the  
            jurisdiction of their respective local governments and will be  
            required to do the following or be subject to a misdemeanor:  

             a)   Obtain a business license from their respective local  
               governments and to prominently display that license at the  
               owner's primary place of business; and,  

             b)   Provide to the local government, annually or whenever a  
               change occurs, a currently effective certificate of  
               insurance.  

          2)Require hot air balloonists for hire to maintain liability  
            insurance:  

             a)   Of at least $1,000,000 for injury or wrongful death of  
               passengers or other persons, and for property damage; and,

             b)   $100,000 for each passenger for any balloon carrying  
               more than 10 passengers.  

          3)Allow local governments to charge a reasonable fee for  
            purposes of carrying out the new duties of issuing business  
            licenses, processing evidence of insurance, and notifying  








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            owners of insurance requirements through the business license  
            renewal.  

          4)Sunset all of the above provisions on January 1, 2009.  

          5)Expand the existing state mandated local program language.

          6)Add a coauthor and an urgency clause.  
           
          EXISTING LAW  :  

          1)Provides, pursuant to federal law, that balloonists are  
            regulated by the standards set by the Federal Aviation  
            Administration.  

          2)Authorizes PUC to regulate public utilities including highway  
            carriers, household goods carriers and charter-party  
            (passenger) carriers in order to ensure that carriers which  
            operate in California have adequate insurance, provide  
            workers' compensation coverage, and operate safely.  

          3)Defines a "commercial air operator" as any person owning,  
            controlling, operating, renting, or managing aircraft for any  
            commercial purpose for compensation, and "aircraft" as any  
            contrivance used for navigation of, or flight in, the air.  

          4)Requires, pursuant to PUC General Order 120-C (GO 120-C), that  
            an "aircraft" maintain $100,000 per passenger in passenger  
            liability, $100,000 in non-passenger liability for a minimum  
            of three non-passengers, and $100, 000 minimum in third-party  
            property damage.  
           
           AS PASSED BY THE ASSEMBLY  , this bill:

          1)Exempted hot air balloons from PUC regulations that require  
            accident liability insurance by excluding any person owning,  
            controlling, operating, renting, managing, furnishing, or  
            otherwise providing transportation by hot air balloon for  
            entertainment or recreational purposes from the definitions of  
            "commercial air operator," and "aircraft."  

          2)Required hot air balloon owners and operators to provide  
            passengers with proof of liability insurance, a document that  
            identifies both the insurer and the amount of insurance  
            coverage.  








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          3)Deleted the requirement that hot air balloon owners and  
            operators must provide passengers with a copy of a release  
            from liability form.  

           FISCAL EFFECT  :  Unknown

           COMMENTS  :  Currently, there exist 40 companies in California  
          that offer balloon rides for compensation.  Most of these  
          companies are located in Napa Valley, Sonoma Valley, Palm  
          Springs, Temecula, and San Diego (Del Mar and Escondido).  

          The author provides that a convergence of issues, some of, which  
          are common to the rest of the country, and some, which are  
          unique to California, has brought about this measure.  During  
          the past decade, commercial balloon operators have had a choice  
          of several insurance companies to meet their needs.  The  
          companies were admitted to:  a) write insurance in the State of  
          California;  b) provide the required proof to PUC; and, c)  
          provide that insurance at acceptable rates.  

          Since September 11, not only has aviation insurance taken a big  
          hit, but also all insurance, including the reinsurance industry.  
           Additionally, the stock market and falling interest rates have  
          negatively affected investments by this industry.  As a result,  
          insurance companies have raised premiums and tightened  
          underwriting procedures.  Smaller specialty markets such as the  
          ballooning industry were particularly vulnerable to these  
          events.  In 2002, the author points out that two insurance  
          companies stopped writing policies for balloonists.  

          Simultaneously, at a time when specialty insurance had been the  
          most difficult to obtain, PUC started to strictly enforce its GO  
          120-C, a regulation that stipulates liability insurance coverage  
          limitations to be carried by "aircraft," as defined (See  
          Existing Law).  PUC had begun strict enforcement actions against  
          balloon operators who have insurance at the required limits but  
          who obtain their insurance from a non-admitted carrier.  As a  
          result of the above, there are only two insurance companies  
          writing hot air balloon insurance in California and one of the  
          two is not recognized by PUC.  

          The author states that the root of the problem is PUC GO 120-C.   
          The hot air balloon industry believes the regulations under this  
          law were not meant for them.  Balloonists explain that GO 120-C  








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          existed before they arrived in California as an industry in the  
          mid-1980s and accordingly were not intended to be included.  

          The PUC takes no position on whether or not the Commission  
          should or should not regulate insurance limits, but it noted  
          that the obligation to regulate exists and has been carried out  
          for more than 20 years.  The PUC admits that commercial balloon  
          flights could not have been intended when the law was passed in  
          1963 and adds that balloonists are free to ask the Legislature  
          to exclude them from the code sections that subject them to that  
          law.  However, PUC adds that they are not prepared to endorse  
          that request absent another government agency to take their  
          place to ensure enforcement of the minimum insurance  
          requirements.  

          The Consumer Attorneys of CA (CCA) were officially opposed to  
          this bill on the grounds that the April 12 amendment adding a  
          release of liability waiver form placed unacceptable burdens on  
          the California consumer.  CCA argued that it was difficult to  
          see how balloonists would be motivated to obtain adequate  
          insurance when they mandate that every passenger sign a waiver  
          of liability.  A subsequent amendment on April 21 removed the  
          waiver provision from the bill and with it the opposition.  In  
          addition, the author added a requirement that balloonists  
          provide proof of liability insurance to their passengers.  

          According to the Senate Energy, Utilities, and Communications  
          Committee, "The requirement to carry insurance isn't unique to  
          the hot air balloon industry.  Amusement parks, everyone who  
          drives a car, and countless other people and businesses are  
          required to maintain liability insurance as a "cost of doing  
          business."  The requirement to carry insurance assures those  
          injured or who have suffered a loss through no fault of their  
          own have some place to turn for compensation and payment of  
          medical bills.  In the absence of insurance, the state may very  
          well become responsible for paying for any emergency medical  
          care."  The Senate amendments require owners of hot air balloons  
          for hire to carry at least $1,000,000 of wrongful death and  
          property damage insurance, and $100,000 of insurance for each  
          passenger for any balloon carrying more than ten passengers.  


           Analysis Prepared by  :   Frances Chacon / TRANS. / (916) 319-2093










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