BILL ANALYSIS                                                                                                                                                                                                              1
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                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                               DEBRA BOWEN, CHAIRWOMAN
          

          AB 1733 -  Reyes                                  Hearing Date:   
          June 22, 2004              A
          As Amended:         June 15, 2004                 Non-FISCAL      
            B

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                                      DESCRIPTION
          
          Current law  permits traditional landline phone companies to make  
          residential and business customer phone numbers available  
          through both a printed directory and "411" telephone directory  
          assistance. 

           Current law  , through a rate-setting process at the California  
          Public Utilities Commission (CPUC), permits traditional landline  
          phone companies to remove customer phone numbers from public  
          directories, if a customer asks, and to charge a monthly fee to  
          each customer who chooses to have an unlisted number. 
           
          Current law  doesn't restrict wireless telephone companies from  
          including customer wireless phone numbers in a public directory.
           
          Current law  specifically prohibits unsolicited telemarketing  
          calls to cell phone numbers using automatic telephone dialing  
          systems or prerecorded voice messages but does  not  prohibit  
          telemarketing to cell phones using live operators. 

           Current law  prohibits sending unsolicited advertisements as text  
          messages to cell phones and pagers.  

           Current law  allows people to place both landline and cell phone  
          numbers on a National "Do Not Call" Registry and requires  
          telemarketers to avoid calling any phone numbers on the  
          registry.

           This bill  requires wireless telephone companies to obtain  











          express written opt-in consent from customers before selling  
          lists of customer numbers or publishing wireless phone numbers  
          in a directory.

           This bill  requires the consent to be on a separate document in  
          at least 10-point type, and that it be signed and dated by the  
          subscriber. 

           This bill  requires wireless telephone companies that bill  
          customers for receiving unsolicited telemarketing calls or text  
          messages to disclose on the consent form that by consenting to  
          have a published number, the subscriber may receive and may be  
          billed for receiving unsolicited calls or text messages. 









































                                      BACKGROUND
           
          The Cellular Telecommunications and Internet Association (CTIA)  
          is putting together a national directory of cell phone numbers  
          that could be available by the end of this year.   The directory  
          is expected to include about 75% of the nation's 163 million  
          cell phone numbers.  (Verizon Wireless has said it won't list  
          any of its 39 million customers in the directory.)  Some experts  
          estimate the directory could generate $3 billion in directory  
          assistance fees and additional minutes sold for wireless  
          companies.

          Many wireless telephone companies have been anticipating the  
          creation of such a directory for some time and have been  
          including in their standard contracts a specific clause that  
          gives them permission to publish numbers.  For example,  
          T-Mobile's contract reads:  "Unless you make other arrangements  
          with us and pay any required fee, we may list your name,  
          address, and number in a public directory."  

          Until recently, when people switched wireless phone companies,  
          their wireless phone numbers changed as well, so marketers were  
          reluctant to invest much energy in compiling databases of  
          wireless phone numbers.  That changed last year when the Federal  
          Communications Commission (FCC) established rules on number  
          portability and for the first time allowed people to keep their  
          wireless phone numbers when they switched service providers.  

          The wireless telephone industry believes there's a need for a  
          cell phone directory because more and more people - about 8  
          million so far, according to the CTIA - are canceling their  
          traditional landline phone service and using only wireless  
          phones.  Privacy advocates fear the new directory will cause a  
          wave of telemarketing and text message spam to cell phones, and  
          that aside from the nuisance, people will end up paying for  
          sales pitches to their wireless phone.  Wireless phone users  
          currently pay for all incoming calls and text messages, either  
          on a per minute basis or by purchasing a "bucket" of minutes at  
          a fixed rate. 

           Telemarketing Laws  .  In 1991, Congress enacted the Telephone  
          Consumer Protection Act (TCPA), which specifically prohibits  
          using automatic dialers or pre-recorded messages to make  
          telemarketing calls to cellular telephones.  Since the vast  










          majority of telemarketers use autodialing machines, the  
          restriction effectively bans telemarketing to cell phones.    
          However, neither state nor federal law places an outright ban on  
          telemarketing to cell phones, which means live sales calls made  
          to cell phones without the help of auto dialers are legal.

          In 2003, the FCC revised its rules implementing the TCPA and  
          established, in coordination with the Federal Trade Commission  
          (FTC), a National "Do Not Call" Registry and gave people the  
          right to place home and wireless phone numbers on the directory.  
           Telemarketers (with the exception of charities and political  
          organizations) must search the directory every three months and  
          avoid calling any numbers on the registry.

          While the TCPA restrictions on telemarketing to cell phones,  
          combined with California's ban on unsolicited text messages to  
          cell phones [AB 1769 (Leslie), Chapter 699, Statutes of 2002],  
          will certainly work to limit unwanted phone calls and messages  
          once the cell phone directory is published, this bill seeks to  
          give people further control over their privacy by giving them  
          the right to keep their wireless phone numbers out of the  
          directory in the first place. 
































           Related Federal Legislation  .  H.R. 3558 (Pitts), called the  
          Wireless 411 Privacy Act, was introduced in November 2003 and  
          requires wireless telephone companies to obtain opt-in consent  
          from each current customer prior to publishing that customer's  
          number in a public directory.  For new customers who sign up for  
          service after the bill goes into effect, the bill allows consent  
          to be contained within the standard cell phone contract but  
          requires companies to provide a separate notice to customers -  
          once at the time the person signs up for service and annually  
          thereafter - informing people of their right not to be listed in  
          any public directory.  The bill requires companies to make it  
          convenient for customers to opt-out of the directory and  
          prohibits charging a fee to customers who choose to have an  
          unlisted number.  Congress is also considering two other similar  
          bills:  S.1963 (Specter) and S.1973 (DeWine).  

                                       COMMENTS

          1.Can California Do This?   While federal law generally preempts  
            states from regulating wireless telephone companies with  
            regard to rates and "entry into market" issues, it permits  
            states to pass laws with regard to the "terms and conditions"  
            of wireless phone service.  For example, the CPUC recently  
            adopted the Telecommunications Consumer Bill of Rights, which  
            among other things requires wireless telephone companies to  
            give customers the right to cancel their contracts within 30  
            days if they're dissatisfied with the service.  

           2.Contract Abrogation.   This bill would in effect undo  
            provisions contained in the standard customer agreements used  
            by several wireless carriers, including T-Mobile and AT&T  
            Wireless, which specifically permit wireless phone companies  
            to list customer names, addresses and cell phone numbers in a  
            public directory and to charge a fee to people who choose to  
            have their numbers unlisted.  

            While the wireless phone industry has stated companies  
            participating in the directory will get separate express  
            written consent from customers before publishing the  
            directory, they certainly aren't required to do so.  If  
            companies don't obtain a new consent from their customers and  
            instead rely on the consent form in the original contract,  
            does this bill effectively abrogate those existing contracts  
            by precluding those companies from putting those numbers into  










            a public directory?  Or is it permissible to change the law  
            to, as this bill proposes, impose restrictions how information  
            gathered by the companies can be used in the future,  
            regardless of the fact that consent was given when the person  
            signed the original, underlying contract?

            In  Homebuilding & Loan Assoc. v. Blaisdell  (1934), the U.S.  
            Supreme Court upheld a state statute putting a moratorium on  
            foreclosures of real property under certain conditions.  The  
            Court noted: 

               "The question is not whether the legislative action  
               affects contracts incidentally, or directly or  
               indirectly, but whether the legislation is addressed  
               to a legitimate end and the measure taken are  
               reasonable and appropriate to that end."






































            In  Exxon Corp. v. Eagerton  (1983), the U.S. Supreme Court  
            upheld a state statute imposing a tax on oil and gas producers  
            and prohibiting them from passing the cost on to customers  
            even though the producers' contracts had allowed them to pass  
            through their costs, including taxes.  The Court explained: 

               "This Court has long recognized that a statute does  
               not violate the Contract Clause simply because it has  
               the effect of restricting, or even barring altogether,  
               the performance of duties created by contracts entered  
               into prior to its enactment.  If the law were  
               otherwise, 'one would be able to obtain immunity from  
               state regulation by making private contractual  
               arrangements."  

           3.411 Only?    According to the Cellular Telecommunications &  
            Internet Association the directory will be used only for  
            telephone directory assistance and will not be published as a  
            phone book, posted on the Internet, or sold to marketers.   
            However,  the author and committee may wish to consider  whether  
            this bill should specifically prohibit wireless phone  
            directory information from being published or sold. 

          4.Unlisted Numbers.   Traditional landline phone companies SBC  
            and Verizon publish directories containing the names,  
            addresses, and home phone numbers of their customers.  Both  
            companies give customers the option of having an unlisted  
            number, but at a price.  SBC currently charges $0.28 per month  
            for an unlisted number, while Verizon charges customers $1.50  
            per month, and nearly half of Californians have unlisted home  
            phone numbers.  

            The wireless telephone industry has stated it won't charge a  
            fee to people who ask to have an unlisted cell phone number.   
            However,  the author and the committee may wish to consider  :   
            a) Whether this bill should specifically require wireless  
            phone companies to provide customers - once they've consented  
            to have their wireless phone number published in the directory  
            under this bill - the ability to opt-out of the directory at  
            any time; and b) Whether wireless phone companies should be  
            prohibited from charging a fee to customers for the service of  
            keeping a cell phone number unlisted. 

          5.Related Legislation  .  SB 199 (Murray) was amended on June 10  










            to require wireless telephone companies to obtain express  
            prior consent before disclosing a customer's wireless phone  
            number.  The bill allows the Attorney General and district  
            attorneys to seek civil penalties of $500 for the first  
            violation and $1,000 for subsequent violations and gives  
            wireless phone customers the right to sue their cell phone  
            company in civil court for $1,000 per violation.  That bill is  
            scheduled to be heard in the Assembly Judiciary Committee on  
            June 22, 2004.
           
                                     PRIOR VOTES
           
          Assembly Floor                     (76-0)*
          Assembly Utilities and Commerce Committee                       
          (13-0)*

          * Vote was on a previous, unrelated version of the bill.





































                                       POSITIONS
           
           Sponsor:
           
          Author

           Support:
           
          Consumer Action
          Consumers Union
          Office of Ratepayer Advocates, California Public Utilities  
          Commission
          Privacy Rights Clearinghouse  
          Utility Consumers' Action Network 
          World Privacy Forum

           Oppose:
           
          None on file

          


































          Jennie Bretschneider 
          AB 1733 Analysis
          Hearing Date:  June 22, 2004