BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 816
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          Date of Hearing:   May 28, 2003

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                              Darrell Steinberg, Chair

                      AB 816 (Reyes) - As Amended:  May 6, 2003 

          Policy Committee:                               
          UtilitiesVote:11-1

          Urgency:     No                   State Mandated Local Program:  
          Yes    Reimbursable:              No

           SUMMARY  

          This bill requires municipal electric utilities that begin to  
          serve customers within an investor-owned utility's (IOU's)  
          service area to pay specific costs or "exit fees" and reinstates  
          the right of large retail customers to acquire electricity from  
          suppliers other than an IOU after specific conditions have been  
          met.  Specifically, this bill:

          1)Requires a local publicly owned electric utility that, after  
            February 1, 2004, begins serving electricity to existing or  
            new load in the current service territory of an IOU to be  
            responsible for the proportionate share of the following  
            charges as determined by the Public Utilities Commission  
            (PUC): 

             a)   Department of Water Resources' (DWR) bond-related costs  
               for electricity purchases and the net unavoidable costs for  
               electricity contract obligations.

             b)   The IOU's past undercollections for its electricity  
               purchases and unavoidable going forward electricity  
               purchase contract costs. 

          2)Requires the municipal utility to determine the method by  
            which to recover the applicable costs from its customers and  
            to remit those cost to DWR and the appropriation IOU.

          3)Provides that a municipality that, after February 1, 2001,  
            annexes adjoining territory within the service area of an IOU  
            or a new customer of the municipality within that territory is  
            not responsible for the above charges if the municipality:  








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             a)   Operates its own publicly utility. 

             b)   Was serving all customers within its boundaries before  
               February 1, 2001. 

             c)   Provides all municipal services to residents of the  
               annexed area. 

          4)Reinstates the right of those IOU customers with a load  
            requirement of at least 500kw to directly acquire electricity  
            from suppliers other than an IOU once the following conditions  
            are met: 

             a)   The PUC has established a cost responsibility surcharge  
               for customers that opt for direct transactions.

             b)   IOUs are procuring electricity pursuant to commission  
               approved plans and as required by legislation enacted last  
               year. 

             c)   The PUC has resolved outstanding issues in the direct  
               access phase of an outstanding rulemaking.  

             d)   The commission has adopted rules, for direct access  
               customers that voluntarily or involuntarily return to IOU  
               bundled service, including that there be no cost shifting  
               to IOU bundled service customers.

          5)Requires the PUC to limit the amount of direct access in order  
            to minimize the risk that IOUs will procure excessive  
            electricity supply. 

           FISCAL EFFECT  

          1)Minor absorbable costs to the PUC.

          2)Publicly-owned utilities annexing IOU territory will incur  
            costs to develop a mechanism for recovering the required  
            charges from customers in that territory.  These public  
            utility costs are unknown, but should be recoverable through  
            fees.

           COMMENTS  









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           1)Background  .  As part of restructuring the electric industry,  
            AB 1890 (Brulte), Chapter 856, Statutes of 1996, authorized  
            retail customers to purchase electricity either from the  
            investor-owned utilities or directly from other electricity  
            suppliers.  In response to the electricity crisis in 2001, AB  
            X1 1 (Keeley) in part called on the PUC to suspend direct  
            access purchases, which the PUC did in a September 2001  
            decision.

            In later proceedings, the PUC determined that bundled service  
            customers of the IOUs should not be burdened with additional  
            costs due to cost shifting from the significant migration of  
            customers from bundled to direct access prior to September  
            2001.  The PUC subsequently imposed charges on direct access  
            load, known as a "cost responsibility surcharge" or "exit  
            fees."  Included among the surcharge categories are  
            bond-related costs and electricity contract costs associated  
            with procurement of power by DWR.

           2)Local Public Utilities  .  Last year, the governor signed AB 117  
            (Migden), which expressly made exit fees applicable to any  
            retail customer that purchases electricity from a "community  
            choice aggregator," which is similar to a municipal electric  
            utility except that the former continues to use IOU  
            transmission and distribution infrastructure.  This bill is  
            intended to clarify that electric load leaving IOU service for  
            a municipal utility is also subject to the same surcharge set  
            forth in AB 117.

           3)Direct Access  . Last year, the governor signed AB 57 (Wright),  
            which provided an electricity procurement framework for IOUs  
            that allows for long term electricity procurement with up  
            front approval of the procurement plans by PUC. The author  
            states that this is the appropriate time to reinstate the  
            right of retail customers to begin or to continue receiving  
            some or all of their power from electricity providers other  
            than an IOU. The author and proponents note that many direct  
            access customers are nearing the expiration of their contract  
            for electricity service with their providers. These customers  
            may be forced back to IOU bundled service, upsetting load  
            predictions that may have been made by the IOU, if the right  
            to choose electricity suppliers is called into question when  
            the existing customers attempt to renew the contracts.

           4)Opposition  .  The California Municipal Utilities Association  








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            (CMUA) believes that the bill imposes certain fees under  
            inappropriate circumstances, i.e. charges for previous IOU or  
            DWR power purchases to someone who moves into a new  
            development served by a publicly-owned utility and for which  
            there was never any IOU service.  CMUA also maintains that,  
            DWR's energy contracts were based on energy demand forecasts  
            that accounted for some level of IOU load departing to  
            municipal utilities through "normal annexations."  CMUA  
            believes that such annexations should not trigger exit fees.

            The California Coalition of Utility Employees (CUE) opposes  
            the bill's direct access provisions, asserting that allowing  
            direct access will not allow the IOUs to maintain a stable  
            customer base that is needed to make long-term commitments  
            from procuring generation.

           5)Concern  .  The exemption from exits fees applies only to  
            annexations by "municipalities"-not publicly-owned  
            utilities-and to new customers in annexed land, meeting the  
            other conditions specified in the bill, including that the  
            municipality provides "all municipal services."  Given the  
            concerns expressed by the CMUA, these provisions seem overly  
            narrow and somewhat vague.

            It should be noted that the PUC is currently considering a  
            pending decision regarding exist fees for IOU load departing  
            to municipal utilities that, consistent with CMUA's concern,  
            would provide an exemption for new utility customers in  
            annexed land.

           6)Related Legislation  .  AB 428 (Richman), pending on the  
            committee's Suspense agenda, defines non-core customers as all  
            retail end-use customers of an electrical corporation whose  
            peak demand is greater than either 500kw or the maximum peak  
            demand determined by PUC, and gives these customers until July  
            1, 2005 to decide to stay with the electrical corporation or  
            choose another electricity supplier.  

            SB 888 (Dunn), currently pending in the Senate Appropriations  
            Committee, generally repeals the electrical restructuring of  
            AB 1890, including direct access provisions.  At the time this  
            analysis was written, the author was intending amend the bill  
            to, in part, require the PUC to prepare a core/non-core  
            proposal for consideration by the Legislature in 2004. 









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          Analysis Prepared by  :    Chuck Nicol / APPR. / (916) 319-2081