BILL ANALYSIS                                                                                                                                                                                                           1
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                 SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                DEBRA BOWEN, CHAIRWOMAN
          

          SB 8X -  Alarcon                                  Hearing Date:   
          May 1, 2001                S
          As Amended: April 25, 2001                   Non-FISCAL       B
                                                                        X
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           REVISED ANALYSIS                                                 
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                                       DESCRIPTION
           
           This bill  finds that public power is one way for customers to  
          increase their control over energy pricing and supply.

           Current law  permits individual customers to aggregate their  
          electric loads on a voluntary basis, provided that each customer  
          does so by a positive written declaration (opt-in).

           This bill  permits public agencies to serve as aggregators for the  
          businesses and residential customers within the territory of that  
          agency after a majority vote of its elected governing body.  If a  
          customer wishes to be served by someone other than the entity  
          selected by the public agency, he or she may do so upon written  
          notice (opt-out) to the public agency pursuant to the rules  
          established by that agency.

           Current law  bars a municipal utility from selling electric power to  
          the customers of an investor-owned utility (IOU), and vice-versa,  
          unless each utility consents.

           This bill  allows a municipal utility to sell to customers of an IOU  
          if the customers of the IOU agree and the municipal utility  
          provides low-income public benefit programs at least as beneficial  
          as the IOU.  This provision sunsets in 18 months and is replaced  
          with a provision that permits a municipal utility to sell electric  
          power to the customers of an IOU, and vice versa, only if the  
          regulatory body of the utility selling electricity first permits  
          the second utility to sell power to its customers after making a  
          finding that the remaining retail customers of the first utility  
          won't be harmed by the transaction.

                                       BACKGROUND
           









       In comparison to IOUs (e.g. Pacific Gas & Electric, Southern  
       California Edison, and San Diego Gas & Electric), municipal  
       utilities appear to many to be islands of stability, supply  
       adequacy, and rational prices.  This has led to efforts to  
       encourage municipalization, including SB 23X (Soto), which is  
       scheduled to be heard today by this committee, and to permit  
       municipal utilities to serve customers outside of their traditional  
       service areas.

       Municipalization arguably increases local control and may  
       ultimately help insulate customers from the dysfunctional wholesale  
       electric market.  However, in and of itself, municipalization isn't  
       a short-term panacea for today's electric problems.

       The concept of community aggregation, wherein the governing body of  
       the community, such as the city council, could choose an electric  
       supplier for the entire community, was discussed but ultimately  
       tabled during the 1996 electric restructuring debates.  This bill  
       resurrects that concept by permitting the governing body to select  
       a provider of electric service which then becomes the default  
       provider for everyone in the community. 

































          During those 1996 discussions, the issue of competition between  
          municipal utilities and IOUs was also discussed.  At that time, the  
          concern was that the IOU's would have lower costs, which would make  
          it very tough for the municipal utilities to compete.  The shoe now  
          appears to have wound up on the other foot, at least for the time  
          being.

          This two-part bill proposes, via community aggregation, to let  
          customers band together and shop around, as well as to let those  
          customers choose to buy power from a municipal utility even if  
          they're located in an IOU service territory.  Nothing in this bill  
          deals with competition in the distribution of electricity.  Rather,  
          the bill deals with competition in the sense of a direct access  
          relationship between a municipal utility and customers of an IOU.

                                         COMMENTS
           
           1.Community Aggregation  .  The concept of community aggregation is  
            an attempt to create buying power within a community.  By  
            aggregating a community's buying power, the community will  
            theoretically benefit by obtaining lower prices and better  
            service than if individual community members made their own  
            deals.  For example, a city will choose a single garbage  
            collection company for all its citizens and businesses instead of  
            allowing every homeowner to go out and contract for garbage  
            service on their own.

            The electricity world today is a seller's market, not a buyer's  
            market.  As such, any benefits of community aggregation may be  
            hard to realize, at least over the next few years.  As the  
            Department of Water Resources (DWR) continues to buy power for  
            IOU customers, community aggregators will likely be subject to  
            the same exit fees as any other direct access customers, further  
            diminishing any benefits of community aggregation.

            Given that reality and the prospect for a continuing imbalance  
            over the next several years,  the author and committee may wish to  
            consider  whether creating more competing buyers in a stagnant  
            world of sellers will only serve to bid  up  the price people will  
            pay for electricity.  

            SB 73X (Alpert), which is pending before this committee, deals  
            with the notion of a "buyer's cartel" to offset the power of a  
            "seller's cartel," which is how some view the status of current  
            energy market in California.  The notion of a buyer's cartel is  
            that all buyers would act as one.  This bill is somewhat the  








         antithesis of a buyer's cartel in that while it allows  
         individuals to join together and form blocks, those blocks will  
         still be competing against one another to buy power - a  
         competition that may, in the short term, only serve to drive  up  
         the price for electricity. 

        2.Opt-In vs. Opt-Out  .  Under current law, people can aggregate  
         their electric loads on a voluntary basis, provided that each  
         customer "opts in" to the system.  This bill changes the burden  
         on the individual consumer because it permits, for example, a  
         city council to decide to aggregate the load for everyone within  
         the boundaries of the city and requires the individual consumer  
         to "opt-out" if he or she wants to continue buying power from  
         their existing - or another - provider.  

        3.Affect On DWR Power Purchases  .  The second part of the bill  
         allows municipal utilities to offer service to IOU customers  
         without letting IOUs provide similar service to municipal utility  
         customers.

         DWR continues to search, on a daily basis, for affordable  
         electricity to meet the needs of IOU customers.  This bill, by  
         allowing a municipal utility with surplus power to sell to - for  
         example - city that aggregates its customers, gives the municipal  
         utility the ability to play DWR and the city off one another to  
         drive up the price for that power. 




























            No matter which entity winds up buying that power, it appears  
            that DWR - and its customers - will wind up paying more.  Under  
            one scenario, the municipal utility would stop selling its  
            supposedly cheaper power to DWR and instead would sell it to a  
            specific city.  In this case, DWR's costs and the costs for all  
            of its ratepayers would go up because DWR wouldn't have access to  
            that cheaper power.  Under the second scenario, DWR and the  
            aggregating city would bid up the price of that municipal power,  
            but because the prices paid for power by IOU customers are  
            currently frozen, the aggregating city would logically stop  
            bidding for the power once it hits the frozen rate.  In this  
            case, DWR would wind up with the power, but it'll be paying more  
            for it than it otherwise would have had the city not been able to  
            bid up the cost of the electricity.

           4.Which Customers Will Be Harmed?   Under current law, an IOU has to  
            agree to allow a municipal utility to come into its territory to  
            compete and vice-versa.  Under this bill, for 18 months, a  
            municipal utility has the ability to unilaterally decide to offer  
            service to customers in an IOU territory without having to open  
            its territory to the IOU.

            After 18 months, this bill imposes a new standard, which is found  
            on Page 6, Lines 3-10 of the bill.  This section of the bill is  
            somewhat confusing, but what it appears to do is to give both an  
            IOU and a municipal utility the ability to unilaterally sell  
            power to one another's customers without the consent of the other  
            utility and without requiring the initiating utility to open its  
            territory to sales by the other utility in question.

            This provision appears to open municipal utility districts to  
            competition notwithstanding any decision of their local governing  
            board.  This conflicts with one of the benefits of creating a  
            municipal utility district (the ability of a locally-created  
            board to control what happens within the district's boundaries)  
            and runs contrary to the intent language section of this bill,  
            which states as its goal increasing access to public power.

            Using one example where SMUD is Utility 1 and PG&E is Utility 2,  
            the language appears to say that SMUD can't sell power to PG&E's  
            customers unless the SMUD board permits PG&E to sell power to  
            SMUD's customers, which it can only do after finding that such a  
            decision won't harm the remaining SMUD customers.  In this case,  
            SMUD is making the unilateral decision when it comes to power  
            sales to PG&E's customers. 









         Using a second example where PG&E is Utility 1 and SMUD is  
         Utility 2, the language appears to say that PG&E can't sell power  
         to SMUD's customers unless the CPUC (which is PG&E's regulatory  
         body) permits SMUD to sell power to PG&E's customers, which it  
         can only do after finding that such a decision won't harm the  
         remaining PG&E customers.  In this case, PG&E (and the CPUC) are  
         making the unilateral decision when it comes to power sales to  
         SMUD's customers.

         Overall, the policy proposed by this bill - both within the 18  
         month window and after that window closes - will have an impact  
         on utility customers and the rates they pay, though it's  
         impossible to tell who the winners and losers will be over the  
         long terms.  

         In the short term, with municipal utilities having the ability to  
         provide power at levels cheaper than the IOUs, it appears those  
         municipal utilities and the customers they're able to sign up  
         will be the winners.  The losers will be the IOUs, DWR (which is  
         buying some amount of power for the IOUs), and the other DWR  
         ratepayers.  

































            However, municipal power hasn't always been cheaper than IOU  
            power.  If the shoe changes feet again and municipal utility  
            customers choose to aggregate and buy power from an IOU (as  
            permitted by this bill after 18 months), it's the municipal  
            utility, its board, and its remaining customers who will wind up  
            "losing" and will in turn face the prospect of a rate increase.

           5.DWR Costs  .  To the extent that DWR has contracted for electricity  
            on behalf of IOU customers, the loss of those customers to a  
            different provider may result in stranded costs which DWR will  
            need to collect from the remaining IOU customers.  There has been  
            a consistent effort to ensure that customer choice doesn't create  
            stranded costs that the remaining customers are required to pick  
            up via higher bills (see, for example, SB 27X [Bowen]).   The  
            author and committee may wish to consider  whether such protection  
            is also appropriate for this bill.

           6.Technical Amendment  .  Sections 3 and 4 of the bill should be  
            clarified to assure that the competition between the IOU and the  
            municipal utility contemplated by this bill is direct access  
            competition and not distribution competition.

           7.Related Legislation  .  SB 23X (Soto), which is pending in this  
            committee, makes it easier for cities and counties to form  
            municipal utility districts.

            AB 48X (Migden), which is pending in the Assembly Appropriations  
            Committee, is similar to this bill.

            AB 54X (Wright), which is pending in this committee, permits the  
            Los Angeles Department of Water & Power (LADWP) to sell power to  
            five specific governmental entities in the Southern California  
            Edison service territory.

            SB 1172 (Kuehl), which is pending in this committee, permits  
            LADWP to provide service to an entire property if LADWP serves  
            part of that property.

                                        POSITIONS
           
           Sponsor:
           
          Author

           Support:
           








       East Bay Municipal Utility District
       League of California Cities

        Oppose:
        
       None on file




       Randy Chinn
       SB 8X Analysis
       Hearing Date:  May 1, 2001