BILL ANALYSIS                                                                                                                                                                                                                   1
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             SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                            DEBRA BOWEN, CHAIRWOMAN
          

          SB 2X -  Alarcon                                  Hearing  
          Date:  May 1, 2001              S
          As Amended: April 25, 2001              FISCAL           B
                                                                       
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                                   DESCRIPTION
           
           Current law  establishes a low-income energy assistance  
          program for electric and natural gas service customers of  
          the investor-owned utilities (IOUs) funded by a surcharge  
          on energy bills.  That program has two parts.  The first  
          part, known as California Alternate Rates for Energy  
          (CARE), is a 15% bill discount on electric and natural gas  
          bills.  The second part, known as Low Income Energy  
          Efficiency (LIEE), is a residential weatherization and  
          energy efficiency program.  These programs are required to  
          be administered by the IOUs.

           Current law  requires municipal utilities that don't have  
          low-income assistance programs to conduct a needs analysis  
          and, if determined necessary, establish such a program.

           Current law  establishes a low-income assistance program for  
          telecommunications services funded by a surcharge on  
          telephone bills.

           Current federal law  establishes a low income energy  
          assistance program, known as the Low Income Home Energy  
          Assistance Program (LIHEAP), funded by the federal  
          government and administered through the Department of  
          Community Services and Development. 

           Current state regulation  provides for a Low-Income Advisory  











               Board (LIAB) at the California Public Utilities Commission  
               (CPUC) to make recommendations about low-income energy  
               assistance programs and to be a liason to the low-income  
               community.  The LIAB has nine members appointed to  
               five-year staggered terms by the CPUC.

                Current law  requires municipal utilities to establish a  
               non-bypassable surcharge to fund public purpose programs,  
               which may include low-income energy assistance.

                This bill  establishes a Low-Income Oversight Board (Board)  
               which shall report to the Legislature and work with the  
               CPUC to evaluate the implementation of programs provided to  
               low income electricity and gas customers.  To that end, the  
               Board is required to:
                      Oversee the development of an assessment of whether  
                    existing low-income energy assistance programs are  
                    sufficient to ensure that seniors and low-income  
                    families aren't overburdened by monthly energy bills;



































                 Ensure that such assessments are conducted  
               periodically;
                 Ensure collaboration between state and utility  
               low-income energy programs;
                 Streamline the application and enrollment process  
               for low-income energy programs with other low-income  
               assistance programs;
                 Promote the usage of community service  
               organizations;
                 Advise the CPUC on low-income issues.

            The Board is selected by the CPUC.  It is comprised of 13  
            members as follows:

                 Four members, geographically diverse, who have  
               expertise in the low-income community;
                 Four members, one each representing the Governor,  
               the CPUC, and the California Energy Commission, and  
               the Department of Community Services and Development;
                 One member who is a provider of LIHEAP assistance;
                 Four members, one each from the major electrical  
               corporations, who have expertise in serving low-income  
               customers.

            The Board may establish a technical advisory committee.

            The Board and its committee members shall be eligible for  
            reasonable compensation for board meeting attendance and  
            compensation of reasonable costs.  Such expenditures  
            shall be a part of the CPUC's budget.

          This bill  freezes electricity and gas rates for CARE  
          customers at January 1, 2000 levels until January 1, 2005.

           This bill  requires the CPUC to:

                 Ensure that seniors and low-income families are not  
               overburdened by monthly energy expenditures;
                 Establish goals for CARE participation;
                 Collect data on Universal Lifeline Telephone  
               Service (ULTS) customers and enroll eligible customers  
               into the CARE program;
                 Streamline the ULTS and CARE enrollment processes;
                 Increase participation in low-income energy  










                    assistance programs;
                      Dissolve the LIAB if it finds it to be duplicative  
                    of the Board created by this bill.

                This bill  requires municipal utilities to:

                      Ensure that low-income families have access to  
                    affordable electricity, and that current assistance  
                    levels reflect the rising level of need;
                      Provide energy efficiency programs to low-income  
                    families at no cost;
                      Increase the low-income energy efficiency discount  
                    or raise the eligibility level for any existing  
                    assistance program to reflect customer need;








































                 Collaborate with providers of LIHEAP and ULTS to  
               streamline the enrollment processes;
                 Establish CARE participation goals;
                 Do the above without increasing the surcharge for  
               the municipal utility customers.

                                    BACKGROUND
           
          The percentage of eligible customers who participate in the  
          CARE program varies widely throughout the state.  In  
          Pacific Gas & Electric's (PG&E) service area, 44% of the  
          eligible customers participate, while in Southern  
          California Edison's (SCE) service area, 68% of those  
          eligible are participating. Roughly 1 in 5 residential  
          customers is eligible to participate in the CARE program,  
          yet statewide, only about 60% of those who are eligible to  
          take part actually do so.  

          CARE program eligibility is based on self-certification.   
          If the CARE customer certifies that he or she meets the  
          program eligibility requirements, then he or she is  
          eligible to receive the discounts provided by the program.   
          Costs for the CARE and LIEE programs are $135 million and  
          $60 million annually, respectively.

          The LIHEAP  program is budgeted at $63 million this year,  
          though that has been supplemented with about $40 million in  
          additional emergency federal funding.  

          The CPUC is currently considering changes to the CARE and  
          LIEE programs, particularly with respect to outreach and  
          coordination with the ULTS and LIHEAP programs.  A proposed  
          decision has been issued and may be adopted by the CPUC as  
          early as May 3, 2001.

                                    COMMENTS
           
           1.Statutory Rate Rollback & Freeze  .  This bill proposes to  
            roll electricity and natural gas rates for CARE customers  
            back to January 2000 levels and to freeze those rates in  
            place until January 1, 2005.  

            The CPUC, in its December 2000 and March 2001 orders to  
            increase electricity rates, exempted CARE customers from  










                 any increases, but clearly those exemptions could be  
                 altered in the future.  This bill, by statutorily  
                 reducing and then freezing rates paid by one particular  
                 class of customers, raises a number of questions about  
                 fairness and the effect on conservation.  

                 Unanswered is the question of how electric rates are  
                 established for any customers once the rate freeze  
                 created by AB 1890 (Brulte), Chapter 854, Statutes of  
                 1996, ends in March 2002 (at the latest).  When that  
                 happens, will wholesale electric prices simply be passed  
                 through to customers, implying substantial volatility and  
                 double- or triple-digit rate increases, or will some  
                 mechanism be established to dampen volatility and  
                 suppress increases?  







































            Looking at natural gas pricing policies, which have been  
            deregulated for more than a decade, only the gas  
            distribution portion of the rate is regulated while the  
            actual wholesale natural gas costs are passed directly  
            through to customers.  The CARE discount is simply  
            applied as a percentage of the customer's total bill, so  
            as natural gas prices go up and down, the rates paid by  
            CARE customers go up and down as well, but they're  
            discounted by 15%.

             Freezing CARE gas rates  at a specific level means  the  
            amount of the discount will vary wildly  depending on gas  
            market volatility, the balance between supply and demand,  
            and the ability of gas transportation companies to  
            exercise market power.  For example, if the rate is  
            frozen at 40 cents per British thermal unit (btu) but the  
            actual price paid by non-CARE customers is actually $1.60  
            per btu, that will effectively provide CARE customers  
            with a 300% rate discount.

            This bill effectively takes rate-making authority away  
            from the CPUC as it pertains to those customers who are  
            eligible to enroll in the CARE program.  The author and  
            committee may wish to consider  the impact of such a  
            proposal and the impact it will have on other classes of  
            customers. 

           2.Need For A Second Board  .  The CPUC's Low-Income Advisory  
            Board (LIAB) was created to help perform many of the  
            tasks - including standardizing program design and  
            delivery processes across utilities - that are given to  
            the new Board this bill proposals to create.  Should the  
            new Board be duplicating the work of the LIAB, this bill  
            requires the LIAB to be dissolved.  

            Clearly, there's no value in having two boards focused on  
            achieving virtually identical goals.  There are benefits  
            to retaining the existing LIAB in that the many  
            activities necessary to make a board functional have  
            already occurred, even though the board currently has no  
            members.   The author and committee may wish to consider   
            whether it would be more appropriate to simply expand the  
            duties of the existing LIAB and/or expand the membership  
            of the existing LIAB. (The LIAB is a 9-member board  










                 appointed by the CPUC.  The Board proposed by this bill  
                 is a 13-member body appointed by the CPUC using a  
                 specific set of criteria laid out in this bill).

                 Aside from the concern over duplication of existing  
                 efforts, the structure and relationships of the Board  
                 created by this bill are also odd in that the Board is  
                 appointed by the CPUC, but yet it's required to report  
                 directly to the Legislature.   

                  Another concern is the Board is an  advisory board  , but  
                 it's required by this bill to ensure that a number of  
                 analysis and processes occur - even though it has no  
                 authority to implement its recommendations.  There's  
                 little argument that low-income customer input is  
                 important to ensuring the state's low-income energy  
                 assistance efforts are productive and efficient, but it's  
                 not clear how creating a new, duplicative board will help  
                 accomplish that goal.



































           3.Outreach and Consistency Efforts  .  There are many  
            opportunities to do a better job on outreach and  
            coordination between low-income assistance programs.  A  
            recent CPUC decision recognizes those opportunities and  
            has put forth changes, including paying community-based  
            organizations (CBOs) for each new enrollee to raise  
            participation levels and force better coordination of  
            utility efforts and those of the CBOs that implement the  
            LIHEAP programs.  Given the work of the CPUC, the overlap  
            with this part of the bill, and the CPUC's imminent  
            action,  the author and committee may wish to consider   
            deleting these sections until the final CPUC action is  
            assessed.

           4.Municipal Utility Programs & Rates  .  The bill requires  
            municipal utilities to ensure that low-income families  
            have access to affordable electricity, that the current  
            level of assistance reflects the rising level of need,  
            that energy efficiency programs be made available at no  
            cost, and that this be accomplished without increasing  
            any surcharge for customers.  

            It's unclear how any of this can - or should - be  
            accomplished without increasing rates or surcharges.  For  
            example, the entire notion of increasing energy  
            efficiency is that a small upfront capital investment  
            (weather stripping, compact fluorescent light bulbs,  
            etc.) will eventually pay for itself through decreased  
            utility bills.  If these programs are worthwhile in that  
            they save energy or money - or both - it seems reasonable  
            that they should be paid for by the people who will  
            receive the most direct benefit.  Therefore,  the author  
            and committee may wish to consider  deleting the  
            limitation on increasing any surcharge.  

            As for the provisions requiring municipal utilities to  
            ensure access to affordable electricity and to increase  
            discounts to reflect low-income customer need, it's  
            unclear how this provision will work in light of the fact  
            that those determinations are made by a municipal  
            utility's governing board.  Presumably, those boards  
            believe their current programs provide affordable rates.   
            Unless more specific criteria defining "affordable" or  
            "customer need" is provided, these provisions will have  










                 only limited usefulness.

                5.Privacy Concerns vs. Rate Concerns  .  The bill requires  
                 the CPUC to collect data from telephone corporations on  
                 ULTS customers and enroll those customers in the CARE  
                 program.  This proposal raises two issues.  

                 First, CARE and ULTS eligibility aren't identical, so  
                 enrollment is one doesn't automatically imply eligibility  
                 for the other.  To enroll in CARE, a person's income  
                 can't exceed 175% of the federal poverty level, but to  
                 enroll in ULTS, a person's income can only be up to 150%  
                 of the federal poverty level.

                 Second, the CPUC doesn't currently have information on  
                 specific CARE customers because that information resides  
                 with the serving utility that provides the 15% CARE  
                 discount to the customer.  While sharing the information  
                 with the CPUC may ultimately allow for expedited, and  
                 perhaps automatic, enrollment in other low-income  
                 assistance programs, current CARE customers don't expect  
                 their information to be shared with others.  If such  
                 sharing of information is desirable,  the author and  
                 committee may wish to consider  simply giving CARE  
                 customers the opportunity to enroll in the ULTS program  
                 and vice-versa instead of placing the burden on the CPUC  
                 to collect the information and act as the go-between for  
                 the electric utility companies and the telephone  
                 companies.

                6.Related Legislation  .  SB 5X (Sher), Chapter 7, Statutes  
                 of 2001, provided $100 million for increasing CARE  
                 discounts and increasing CARE enrollment, $20 million for  
                 additional low-income weatherization services, and $120  
                 million to supplement and expand the existing LIHEAP  
                 program.

                 AB 29X (Kehoe), Chapter 8, Statutes of 2001, provided $20  
                 million to the California Conservation Corps to go  
                 door-to-door to deliver energy efficiency measures to  
                 low-income residents.

                 AB 3X (Wright), which is pending before this committee,  
                 enhances CARE outreach efforts and provides for limited  










            retroactive application of the CARE discount for natural  
            gas customers.

                                    POSITIONS
           
           Sponsor:
           
          Author

           Support:
           
          California HIV Advocacy Coalition/Southern California  
          Region
          Greenlining Institute
          Latino Issues Forum
          Western Center on Law and Poverty

           Oppose:
           
          None on file




          Randy Chinn 
          SB 2X Analysis
          Hearing Date:  May 1, 2001